13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 5,555 holding rows worth $5,940,168,000.
- Accession
- 0001533421-21-000003
- Filer
- CIK 1533421
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 8,509 entries on the cover page, a total value of $5,940,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,940,168,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROTH CH ACQUISITION II CO | 778673103 | COM | 800 | $8,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 821 | $8,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 804 | $8,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 796 | $8,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 845 | $8,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 465 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 105 | $7,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 77 | $7,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 405 | $7,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 877 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 600 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 74 | $7,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 675 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 41 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 100 | $7,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 742 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 107 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 82 | $7,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 53 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 119 | $7,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 96 | $7,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,236 | $7,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,217 | $7,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 388 | $7,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 2,032 | $7,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 746 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 300 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 125 | $7,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 756 | $7,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 2,593 | $7,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 363 | $7,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 318 | $7,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 1,471 | $7,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 1,904 | $7,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 159 | $7,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 300 | $7,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 361 | $7,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 1,488 | $7,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 712 | $7,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,700 | $7,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 2,034 | $7,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 413 | $7,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 150 | $7,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y300 | ADR NEW | 558 | $7,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 2,079 | $7,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 2,518 | $7,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 700 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 474 | $7,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 472 | $7,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 1,522 | $7,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 2,594 | $7,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,514 | $7,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 2,075 | $7,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 1,204 | $7,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 2,554 | $7,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q201 | UNIT 09/07/2027 | 667 | $7,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M205 | UNIT 01/06/2026 | 749 | $7,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534205 | UNIT 10/05/2027 | 638 | $7,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 887 | $7,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 813 | $7,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,838 | $7,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 1,189 | $7,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 376 | $7,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 5,093 | $7,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 7,470 | $7,000 | thousands by filing date | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 2,000 | $7,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 750 | $7,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 388 | $7,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 700 | $7,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 569 | $7,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 134 | $7,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W204 | UNIT 06/15/2027 | 738 | $7,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 710 | $7,000 | thousands by filing date | |
| RIBBIT LEAP LTD | G7552B121 | UNIT 99/99/9999 | 596 | $7,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 700 | $7,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 830 | $7,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 738 | $7,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 679 | $7,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 439 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 83 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 300 | $6,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 80 | $6,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,841 | $6,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 352 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 224 | $6,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 400 | $6,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 387 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 145 | $6,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 200 | $6,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 300 | $6,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 193 | $6,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 956 | $6,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 928 | $6,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 386 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 100 | $6,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 4,789 | $6,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 1,464 | $6,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 172 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 385 | $6,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 346 | $6,000 | thousands by filing date | |
| VERIFYME INC | 92346X206 | COM NEW | 1,553 | $6,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 4,444 | $6,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 508 | $6,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 222 | $6,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 727 | $6,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 2,030 | $6,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 90 | $6,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 475 | $6,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 1,575 | $6,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 8,090 | $6,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 568 | $6,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 197 | $6,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 276 | $6,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 1,073 | $6,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 417 | $6,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L303 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 545 | $6,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 556 | $6,000 | thousands by filing date | |
| CONX CORP | 212873202 | UNIT 10/30/2027 | 615 | $6,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807123 | UNIT 99/99/9999 | 577 | $6,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 669 | $6,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L202 | UNIT 02/04/2026 | 569 | $6,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 629 | $6,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 600 | $6,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 3,618 | $6,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 2,761 | $6,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 597 | $6,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 1,715 | $6,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 647 | $6,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 1,033 | $6,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 449 | $6,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 586 | $6,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 1,624 | $6,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 550 | $6,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP UNIT EX | 756229209 | Stock | 591 | $6,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 580 | $6,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 659 | $6,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 408 | $6,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 602 | $6,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K102 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 619 | $6,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 600 | $6,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392122 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 55 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 44 | $5,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 91 | $5,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 52 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 103 | $5,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 77 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 53 | $5,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 62 | $5,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 81 | $5,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 57 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 44 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 70 | $5,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,037 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 136 | $5,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 447 | $5,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,714 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 83 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 200 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 46 | $5,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 61 | $5,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 689 | $5,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 339 | $5,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 105 | $5,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $5,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 377 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 50 | $5,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 694 | $5,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 256 | $5,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 1,088 | $5,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 525 | $5,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 1,390 | $5,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 2,216 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 127 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 69 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 100 | $5,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 584 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 98 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 98 | $5,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 366 | $5,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 214 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 33 | $5,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 597 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 177 | $5,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 104 | $5,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 986 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 52 | $5,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 63 | $5,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 433 | $5,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 254 | $5,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 4,427 | $5,000 | thousands by filing date | |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 1,636 | $5,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 3,898 | $5,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 498 | $5,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 560 | $5,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 500 | $5,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 2,302 | $5,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 400 | $5,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 2,062 | $5,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 277 | $5,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 595 | $5,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 236 | $5,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 897 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 6,947 | $5,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,638 | $5,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,362 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 894 | $5,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 40 | $5,000 | thousands by filing date | |
| MSP RECOVERY INC COM CL A | 53625R104 | Stock | 500 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 2,196 | $5,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 4,300 | $5,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283127 | UNIT 99/99/9999 | 499 | $5,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 500 | $5,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 500 | $5,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A206 | UNIT 12/23/2025 | 500 | $5,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 459 | $5,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 662 | $5,000 | thousands by filing date | |
| OLB Group Inc | 67086U307 | COM | 913 | $5,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 517 | $5,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 1,142 | $5,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 240 | $5,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 500 | $5,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H106 | CMN | 500 | $5,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 5,769 | $5,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 500 | $5,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 500 | $5,000 | thousands by filing date | |
| Lixte Biotech HLDG | 539319202 | COM | 1,574 | $5,000 | thousands by filing date | |
| Sequential Brands Group Inc(NV) | 81734P206 | CS | 206 | $5,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 500 | $5,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 470 | $5,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 550 | $5,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 2,015 | $5,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204207 | UNIT 06/30/2027 | 491 | $5,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 500 | $5,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 524 | $5,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 500 | $5,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 500 | $5,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 852 | $5,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 878 | $5,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 508 | $5,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 331 | $5,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 440 | $5,000 | thousands by filing date | |
| PTK ACQUISITION CORP | 69375F207 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 371 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,016 | $4,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 68 | $4,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 129 | $4,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 674 | $4,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 33 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 47 | $4,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 105 | $4,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 200 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,882 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 37 | $4,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 43 | $4,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,131 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 71 | $4,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 100 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 77 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 67 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 63 | $4,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 400 | $4,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 400 | $4,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 708 | $4,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 785 | $4,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 558 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 184 | $4,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 889 | $4,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 300 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 14 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 248 | $4,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 450 | $4,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 514 | $4,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 302 | $4,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 100 | $4,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 482 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 200 | $4,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 64 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 706 | $4,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 2,204 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 86 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 153 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 63 | $4,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 146 | $4,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 807 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 160 | $4,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 139 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 163 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,133 | $4,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 822 | $4,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 413 | $4,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 70 | $4,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 300 | $4,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 111 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,242 | $4,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 6,215 | $4,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 322 | $4,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 166 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,190 | $4,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 663 | $4,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 109 | $4,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,043 | $4,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 399 | $4,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 300 | $4,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 658 | $4,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,468 | $4,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 185 | $4,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 1,049 | $4,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 19 | $4,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 113 | $4,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 465 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 434 | $4,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,000 | $4,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 780 | $4,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 400 | $4,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 400 | $4,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F204 | UNIT 03/17/2026 | 400 | $4,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C117 | UNIT 03/25/2026 | 400 | $4,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 884 | $4,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748122 | UNIT 09/15/2027 | 400 | $4,000 | thousands by filing date | |
| SCORE MEDIA & GAMING INC | 80919D202 | CL A SUB VTG SHS | 144 | $4,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 1,200 | $4,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 397 | $4,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T125 | UNIT 02/25/2026 | 385 | $4,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 398 | $4,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 349 | $4,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 694 | $4,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 279 | $4,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 624 | $4,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 400 | $4,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 1,036 | $4,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 2,398 | $4,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 85513Q103 | COMMON | 1,249 | $4,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 140 | $4,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 338 | $4,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 2,596 | $4,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 400 | $4,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 446 | $4,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 456 | $4,000 | thousands by filing date | |
| JIYA ACQUISITION CORP | 47760M102 | CMN | 434 | $4,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 364 | $4,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N304 | COM NEW | 590 | $4,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 1,092 | $4,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 111 | $4,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H122 | UNIT 09/29/2027 | 367 | $4,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 433 | $4,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 365 | $4,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 368 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 2,253 | $4,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUISITION | 42226W208 | UNIT 99/99/9999 | 337 | $4,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817302 | UNIT 12/31/2026 | 371 | $4,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 431 | $4,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 452 | $4,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 366 | $4,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 400 | $4,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 400 | $4,000 | thousands by filing date | |
| THAYER VENTURES ACQU CORP | 88332T100 | COM CL A | 400 | $4,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 358 | $4,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C127 | UNIT 01/19/2026 | 420 | $4,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISITI | 24279d204 | COM | 400 | $4,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 3,288 | $4,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R205 | UNIT 01/25/2026 | 425 | $4,000 | thousands by filing date | |
| INVESTINDUSTRIAL ACQUISITION | G4771L121 | UNIT 99/99/9999 | 370 | $4,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 400 | $4,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 354 | $4,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 100 | $4,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 18 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 100 | $3,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 90 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 61 | $3,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 473 | $3,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 1,237 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,369 | $3,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 835 | $3,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 113 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 46 | $3,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 300 | $3,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 708 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 200 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 100 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 214 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 182 | $3,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 108 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 169 | $3,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 100 | $3,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 313 | $3,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 95 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 223 | $3,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 200 | $3,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 182 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 37 | $3,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 269 | $3,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 218 | $3,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 532 | $3,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 79 | $3,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 300 | $3,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 534 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 142 | $3,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 100 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 300 | $3,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 153 | $3,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 305 | $3,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 344 | $3,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 193 | $3,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 352 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 90 | $3,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 198 | $3,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,226 | $3,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 450 | $3,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 234 | $3,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 257 | $3,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 1,036 | $3,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 222 | $3,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 184 | $3,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 300 | $3,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 176 | $3,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 400 | $3,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 821 | $3,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 168 | $3,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 109 | $3,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 137 | $3,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 555 | $3,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 213 | $3,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 318 | $3,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 478 | $3,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 790 | $3,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 847 | $3,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 160 | $3,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 300 | $3,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,430 | $3,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 300 | $3,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 165 | $3,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 543 | $3,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 1,365 | $3,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 1,071 | $3,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 283 | $3,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411128 | UNIT 99/99/9999 | 306 | $3,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L203 | UNIT 04/30/2028 | 330 | $3,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y202 | UNIT 11/30/2027 | 314 | $3,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 289 | $3,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 238 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 100 | $3,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 1,504 | $3,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 633 | $3,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 100 | $3,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H209 | UNIT 99/99/9999 | 249 | $3,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 200 | $3,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514129 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 289 | $3,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 384 | $3,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 943 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 100 | $3,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 344 | $3,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 235 | $3,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V107 | COM CL A | 310 | $3,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 721 | $3,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X103 | CL A SHS | 347 | $3,000 | thousands by filing date | |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 700 | $3,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 19 | $3,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 159 | $3,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 1,330 | $3,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 281 | $3,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 247 | $3,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 316 | $3,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 100 | $3,000 | thousands by filing date | |
| Natural Order Acquisition Corp | 63889L206 | Equity | 296 | $3,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 281 | $3,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 864 | $3,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 306 | $3,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G106 | ORD SHS | 242 | $3,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M206 | UNIT 10/14/2025 | 254 | $3,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 252 | $3,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 212 | $3,000 | thousands by filing date | |
| Forest Road Acquisition Corp | 34619R201 | Unit | 312 | $3,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 250 | $3,000 | thousands by filing date | |
| CONSONANCE HFW ACQUISITION C | G2445M129 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 197 | $3,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 250 | $3,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 319 | $3,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 23 | $2,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 300 | $2,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 55 | $2,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 23 | $2,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 19 | $2,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 221 | $2,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 131 | $2,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 200 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-21-000003 | this filing | 2021-05-17 | acceptance time not in the bulk data set |