13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 3,150 holding rows worth $1,644,220,000.
- Accession
- 0001533421-20-000004
- Filer
- CIK 1533421
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 4,112 entries on the cover page, a total value of $1,644,220,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,644,220,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 795 | $11,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,386 | $11,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,709 | $11,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,249 | $11,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 7,249 | $11,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 125 | $10,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,157 | $10,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 1,104 | $10,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 558 | $10,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,776 | $10,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 274 | $10,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 174 | $10,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 774 | $10,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 398 | $10,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 5,824 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,926 | $10,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,961 | $10,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 2,092 | $10,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,018 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 800 | $10,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,000 | $10,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 70 | $10,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 464 | $10,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,114 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 436 | $10,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 458 | $10,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 381 | $10,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 4,759 | $10,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 20,467 | $10,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,236 | $10,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,564 | $10,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 680 | $10,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 986 | $10,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 75 | $10,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 3,874 | $10,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 7,791 | $10,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 9,074 | $10,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,752 | $10,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 974 | $10,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,629 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 585 | $10,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7,288 | $10,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 6,701 | $10,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 2,419 | $10,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,181 | $10,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,910 | $10,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 19,920 | $10,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,412 | $10,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 153 | $10,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 300 | $10,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,128 | $10,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 519 | $10,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 4,935 | $10,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 1,849 | $10,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,822 | $10,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 6,400 | $10,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 962 | $10,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 97 | $9,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 400 | $9,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 249 | $9,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 166 | $9,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,053 | $9,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 492 | $9,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 74 | $9,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 168 | $9,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,861 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 536 | $9,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 360 | $9,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 565 | $9,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 265 | $9,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 2,001 | $9,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 91 | $9,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 758 | $9,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,925 | $9,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,601 | $9,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 1,227 | $9,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 4,415 | $9,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 65 | $9,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,295 | $9,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 3,584 | $9,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 6,248 | $9,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 998 | $9,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,998 | $9,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 512 | $9,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,375 | $9,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 1,200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 405 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,345 | $9,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,885 | $9,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 8,528 | $9,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 4,903 | $9,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 7,767 | $9,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 923 | $9,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 795 | $9,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 4,823 | $9,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,438 | $9,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 4,575 | $9,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,638 | $9,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 1,043 | $9,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 950 | $9,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,967 | $9,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 830 | $9,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 109 | $8,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,543 | $8,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 92 | $8,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 286 | $8,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 7,519 | $8,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 2,056 | $8,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 5,162 | $8,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 4,843 | $8,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 6,772 | $8,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,049 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 301 | $8,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,413 | $8,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 148 | $8,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 472 | $8,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,078 | $8,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 769 | $8,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 200 | $8,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 2,170 | $8,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,204 | $8,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,571 | $8,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 2,141 | $8,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,594 | $8,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,994 | $8,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 491 | $8,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,204 | $8,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 177 | $8,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,849 | $8,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 5,198 | $8,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,399 | $8,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 777 | $8,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 2,674 | $8,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,146 | $8,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 400 | $8,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 762 | $8,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 4,745 | $8,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 3,305 | $8,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,162 | $8,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 2,214 | $8,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 84 | $8,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 5,528 | $8,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 652 | $8,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 358 | $8,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,651 | $8,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 16,384 | $8,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 374 | $8,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 15,502 | $8,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 4,497 | $8,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 6,326 | $8,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 705 | $8,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 4,800 | $8,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 9,750 | $8,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 1,851 | $8,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 6,241 | $8,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 3,404 | $8,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 5,075 | $8,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 400 | $8,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,929 | $8,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 3,082 | $8,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 18,897 | $8,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 888 | $8,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 136 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 76 | $7,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 1,640 | $7,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 213 | $7,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 117 | $7,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 182 | $7,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,012 | $7,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 269 | $7,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 134 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 518 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 300 | $7,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 272 | $7,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 100 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 300 | $7,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 193 | $7,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 357 | $7,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 52 | $7,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 3,332 | $7,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 912 | $7,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 716 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 442 | $7,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 3,269 | $7,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 276 | $7,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 147 | $7,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 102 | $7,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 276 | $7,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 358 | $7,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,277 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 236 | $7,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 915 | $7,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,290 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 503 | $7,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 641 | $7,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 2,323 | $7,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 237 | $7,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 1,688 | $7,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,800 | $7,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 6,316 | $7,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,121 | $7,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 13,915 | $7,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 124 | $7,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,116 | $7,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 3,396 | $7,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,198 | $7,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 693 | $7,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 1,352 | $7,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 63 | $6,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 54 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 453 | $6,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 92 | $6,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 38 | $6,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 105 | $6,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 100 | $6,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,178 | $6,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 72 | $6,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,194 | $6,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 927 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 333 | $6,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,111 | $6,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 129 | $6,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 70 | $6,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,175 | $6,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 413 | $6,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 130 | $6,000 | thousands by filing date | |
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| APTINYX INC | 03836N103 | COM | 2,210 | $5,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 6,339 | $5,000 | thousands by filing date | |
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| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 100 | $4,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 75 | $4,000 | thousands by filing date | |
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| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 269 | $4,000 | thousands by filing date | |
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| FORTIS INC | 349553107 | COM | 77 | $3,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 754 | $3,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 53 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 254 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 460 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 100 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 33 | $3,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 126 | $3,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 69 | $3,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 120 | $3,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 76 | $3,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 550 | $3,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 371 | $3,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 58 | $3,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,359 | $3,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 54 | $3,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 83 | $3,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 200 | $3,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 273 | $3,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 214 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 284 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 395 | $3,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 158 | $3,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,010 | $3,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 397 | $3,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 4,045 | $3,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 884 | $3,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 171 | $3,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 119 | $3,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 267 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 59 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 113 | $3,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 420 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 187 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 236 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-20-000004 | this filing | 2020-05-15 | acceptance time not in the bulk data set |