13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-05, with 4,235 holding rows worth $1,459,106,000.
- Accession
- 0001533421-19-000008
- Filer
- CIK 1533421
- Filed
- 2019-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 5,851 entries on the cover page, a total value of $1,459,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,459,106,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 2,082 | $4,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 399 | $4,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 236 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 200 | $4,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 400 | $4,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 398 | $4,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 2,211 | $4,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 403 | $4,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 1,079 | $4,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 392 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 349 | $4,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 312 | $4,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 10 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 100 | $3,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 70 | $3,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 84 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 143 | $3,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 80 | $3,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 41 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 6,300 | $3,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 100 | $3,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 51 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 404 | $3,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 818 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 53 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 27 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 443 | $3,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 196 | $3,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 163 | $3,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 117 | $3,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 82 | $3,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 100 | $3,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 108 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 300 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 106 | $3,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 98 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 120 | $3,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 200 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 93 | $3,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 49 | $3,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 235 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 506 | $3,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 63 | $3,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 134 | $3,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 181 | $3,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 383 | $3,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 305 | $3,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 488 | $3,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 242 | $3,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 175 | $3,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 520 | $3,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 138 | $3,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 68 | $3,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 97 | $3,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 250 | $3,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 309 | $3,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 90 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 139 | $3,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,598 | $3,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 87 | $3,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 209 | $3,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 275 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 67 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 124 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 59 | $3,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 332 | $3,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 149 | $3,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 214 | $3,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 114 | $3,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 391 | $3,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 388 | $3,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 170 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 153 | $3,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 87 | $3,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 156 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 108 | $3,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 382 | $3,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 1,028 | $3,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 105 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 100 | $3,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 216 | $3,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 358 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 152 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 136 | $3,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 255 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,099 | $3,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 235 | $3,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 62 | $3,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 765 | $3,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,038 | $3,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 609 | $3,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,364 | $3,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 90 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 317 | $3,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 418 | $3,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 341 | $3,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 316 | $3,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 282 | $3,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 64 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 4,338 | $3,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 642 | $3,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 401 | $3,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,466 | $3,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 19,825 | $3,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,636 | $3,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 287 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,301 | $3,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 1,039 | $3,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 192 | $3,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 1,357 | $3,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 581 | $3,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 641 | $3,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,205 | $3,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 134 | $3,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 118 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 420 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 134 | $3,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 659 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 100 | $3,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 912 | $3,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1,335 | $3,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 544 | $3,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 1,412 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,353 | $3,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 1,171 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 168 | $3,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 1,682 | $3,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 1,204 | $3,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 100 | $3,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 784 | $3,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 1,327 | $3,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 1,855 | $3,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 1,226 | $3,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 100 | $3,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 445 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 97 | $3,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 12,587 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 18 | $2,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 689 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 140 | $2,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 122 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 252 | $2,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 28 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 142 | $2,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 35 | $2,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 27 | $2,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 157 | $2,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 192 | $2,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 26 | $2,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 53 | $2,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 29 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 353 | $2,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 47 | $2,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 54 | $2,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 144 | $2,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 164 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 92 | $2,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 200 | $2,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 200 | $2,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 72 | $2,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 125 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 114 | $2,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 200 | $2,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 46 | $2,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 30 | $2,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 13 | $2,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 100 | $2,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 87 | $2,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 723 | $2,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 72 | $2,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 172 | $2,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 205 | $2,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 72 | $2,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 57 | $2,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 255 | $2,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 128 | $2,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 52 | $2,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 425 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 318 | $2,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 77 | $2,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14 | $2,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 177 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 103 | $2,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 110 | $2,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 48 | $2,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 200 | $2,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 20 | $2,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 392 | $2,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 156 | $2,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 100 | $2,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 261 | $2,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 200 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 100 | $2,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 124 | $2,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 186 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 76 | $2,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 87 | $2,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 837 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 11 | $2,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 64 | $2,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 54 | $2,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 54 | $2,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 410 | $2,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 293 | $2,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 528 | $2,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 389 | $2,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 149 | $2,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 68 | $2,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 489 | $2,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 115 | $2,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 223 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 686 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 155 | $2,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 476 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,137 | $2,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 521 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 52 | $2,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 292 | $2,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 120 | $2,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 208 | $2,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 91 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 126 | $2,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 200 | $2,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 66 | $2,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 524682200 | CMN | 50 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 137 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 154 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 162 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 300 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 127 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 81 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,570 | $2,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 500 | $2,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 706 | $2,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 204 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 543 | $2,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 756 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $2,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 97 | $2,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 100 | $2,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 191 | $2,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 222 | $2,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 198 | $2,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 404 | $2,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 52 | $2,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,400 | $2,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 114 | $2,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,847 | $2,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 116 | $2,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 74 | $2,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 641 | $2,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 726 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 112 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 273 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 218 | $2,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,591 | $2,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 284 | $2,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 57 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 982 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 971 | $2,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 148 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 50 | $2,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,000 | $2,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 1,083 | $2,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 89 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 858 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 100 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 1,791 | $2,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,012 | $2,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 328 | $2,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 1,427 | $2,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 1,106 | $2,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 118 | $2,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 136 | $2,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 1,342 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,330 | $2,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 210 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 59 | $2,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 81 | $2,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 200 | $2,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 1,219 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 77 | $2,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 200 | $2,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 402 | $2,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 199 | $2,000 | thousands by filing date | |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 708 | $2,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 232 | $2,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 189 | $2,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 198 | $2,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 50 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 10 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 21 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 7 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 152 | $1,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 36 | $1,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 12 | $1,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 95 | $1,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 30 | $1,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 67 | $1,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 60 | $1,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 15 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 74 | $1,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 46 | $1,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 283 | $1,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 4 | $1,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 70 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,700 | $1,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 314 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 506 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 40 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 45 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 35 | $1,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 34 | $1,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 41 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 53 | $1,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 18 | $1,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 92 | $1,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 24 | $1,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 15 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 22 | $1,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 50 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 56 | $1,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 34 | $1,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 81 | $1,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 245 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 30 | $1,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 200 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 100 | $1,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 136 | $1,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 200 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 63 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $1,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 79 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 7 | $1,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 43 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 190 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 190 | $1,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 48 | $1,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 87 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 119 | $1,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 161 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 151 | $1,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 236 | $1,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 221 | $1,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 116 | $1,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 74 | $1,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 23 | $1,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 38 | $1,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 233 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 13 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 19 | $1,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 100 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 257 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 204 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 11 | $1,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 92 | $1,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 100 | $1,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 134 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 24 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 273 | $1,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 441 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 200 | $1,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 223 | $1,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 37 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 24 | $1,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 120 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 171 | $1,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 110 | $1,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 96 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 463 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 180 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 23 | $1,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 288 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 76 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 50 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 79 | $1,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 24 | $1,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 442 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 318 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 43 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 172 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 18 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 68 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 138 | $1,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 40 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 208 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 161 | $1,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 100 | $1,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 400 | $1,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 262 | $1,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 122 | $1,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 110 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 400 | $1,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 435 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 100 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 687 | $1,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 708 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 113 | $1,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 54 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 593 | $1,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 200 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 682 | $1,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 64 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 672 | $1,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 55 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 100 | $1,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 51 | $1,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 523 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 49 | $1,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 64 | $1,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 41 | $1,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 20 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 231 | $1,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 100 | $1,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 201 | $1,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 154 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 518 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 97 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,092 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 330 | $1,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 30 | $1,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 100 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 568 | $1,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 708 | $1,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 57 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 247 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 626 | $1,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 182 | $1,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 39 | $1,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 52 | $1,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 27 | $1,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 163 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D670 | 3X INVERS GOLD | 34 | $1,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 613 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 674 | $1,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 5 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 35 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 113 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 900 | $1,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 192 | $1,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 1,088 | $1,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 100 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 248 | $1,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 253 | $1,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 114 | $1,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 410 | $1,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 40 | $1,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 200 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 210 | $1,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 590 | $1,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 667 | $1,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 24 | $1,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 99 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 468 | $1,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 342 | $1,000 | thousands by filing date | |
| ZEALAND PHARMA A/S | 98920Y304 | CMN | 39 | $1,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 107 | $1,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 396 | $1,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A370 | LONCAR CHINA BIO | 44 | $1,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 101 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229508 | COM B SIRIUSXM | 22 | $1,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 839 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 87 | $1,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 442 | $1,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 499 | $1,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 185 | $1,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 45 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 78 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-19-000008 | this filing | 2019-11-05 | acceptance time not in the bulk data set |