13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-14, with 3,896 holding rows worth $1,648,250,000.
- Accession
- 0001533421-19-000004
- Filer
- CIK 1533421
- Filed
- 2019-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 5,312 entries on the cover page, a total value of $1,648,250,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,648,250,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OBSIDIAN ENERGY LTD | 674482104 | COM | 7,000 | $2,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 2,040 | $2,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 1,401 | $2,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 776 | $2,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 100 | $2,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 101 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 1,306 | $2,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 408 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 100 | $2,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 324 | $2,000 | thousands by filing date | |
| ProShares UltraShort MSCI Brazil Capped | 74347B292 | ETP | 60 | $2,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 243 | $2,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 226 | $2,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 121 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 124 | $2,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 19 | $1,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 19 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5 | $1,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7 | $1,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 10 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 60 | $1,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 40 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 108 | $1,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 53 | $1,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 42 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 71 | $1,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 100 | $1,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 49 | $1,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 132 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 19 | $1,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 12 | $1,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 26 | $1,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 29 | $1,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 58 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 125 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 58 | $1,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 126 | $1,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 13 | $1,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 205 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 16 | $1,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 100 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 35 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 99 | $1,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 15 | $1,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 18 | $1,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 8 | $1,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 31 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 200 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 60 | $1,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 59 | $1,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 7 | $1,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 190 | $1,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 66 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 32 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 483 | $1,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 100 | $1,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 100 | $1,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 29 | $1,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 100 | $1,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 30 | $1,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 245 | $1,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 11 | $1,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 30 | $1,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 28 | $1,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 62 | $1,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 19 | $1,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 18 | $1,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 66 | $1,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 200 | $1,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 7 | $1,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 63 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 32 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10 | $1,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 55 | $1,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5 | $1,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 100 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 26 | $1,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 20 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 418 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 31 | $1,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 7 | $1,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 207 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $1,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 36 | $1,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 79 | $1,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 107 | $1,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 200 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 268 | $1,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 49 | $1,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 33 | $1,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 440 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 154 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 179 | $1,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 148 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 43 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 11 | $1,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 19 | $1,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 46 | $1,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 37 | $1,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 32 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 818 | $1,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 78 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25 | $1,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 73 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 126 | $1,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 211 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 14 | $1,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 129 | $1,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 80 | $1,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 448 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 45 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 60 | $1,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 32 | $1,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 89 | $1,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 65 | $1,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 208 | $1,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 100 | $1,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,700 | $1,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 21 | $1,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 332 | $1,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,258 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 384 | $1,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 34 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 139 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 400 | $1,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 920 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 602 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 41 | $1,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 100 | $1,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 100 | $1,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 450 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 338 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 100 | $1,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 169 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 300 | $1,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 100 | $1,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 59 | $1,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 47 | $1,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 140,126 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 100 | $1,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 749 | $1,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 500 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 522 | $1,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 51 | $1,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 278 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 589 | $1,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 100 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 200 | $1,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 288 | $1,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 75 | $1,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 42 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 721 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 20 | $1,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 285 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 59 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 175 | $1,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 900 | $1,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 661 | $1,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 873 | $1,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 69 | $1,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 100 | $1,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 75 | $1,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 189 | $1,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 108 | $1,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 221 | $1,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 557 | $1,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 118 | $1,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 32 | $1,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 162 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 5,852 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 500 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 500 | $1,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 102 | $1,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 100 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 2,680 | $1,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 267 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 1,149 | $1,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 97 | $1,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 70 | $1,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 40 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 634 | $1,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 66 | $1,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 332 | $1,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 179 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 29 | $1,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 2,361 | $1,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 100 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 124 | $1,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 240 | $1,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 67 | $1,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 100 | $1,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 69 | $1,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 100 | $1,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 30 | $1,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 269 | $1,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 27 | $1,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 98 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 69 | $1,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 424 | $1,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 137 | $1,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 97 | $1,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 100 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 100 | $1,000 | thousands by filing date | |
| RENMIN TIANLI GROUP INC | G7500A100 | SHS | 252 | $1,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 57 | $1,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 72 | $1,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B193 | ULTRAPRO SHORT N | 47 | $1,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOYDGAMINGCORP | 103304101 | STOK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERDIGITAL INC COM | 45867G101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREIF INC | 397624107 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JELD-WEN HLDG INC | 47580P103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M/I HOMES INC | 55305B101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTERSON COS INC | 703395103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAPLAN INC | 03272L108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDC ENERGY INC | 69327R101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACK IN THE BOX INC | 466367109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAR TECHNOLOGY CORP | 698884103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPIAN CORP | 03782L101 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 976 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEST CORP | 461147100 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRGAIN INC | 00938A104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESABI TR | 590672101 | CTF BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aussie $ ETF | 46090N103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SACHEM CAP CORP | 78590A109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COFFEE HLDG CO INC | 192176105 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST US BANCSHARES INC | 33744V103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSP INC | 126389105 | CMN | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALITHYA GROUP INC | 01643b106 | COM | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Renovaro Inc | 29350E104 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREXON CORP | 46122T102 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIBBETT INC | 428567101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTT COMMUNICATIONS INC | 362393100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTINOSE INC | 68404V100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906501 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHI INC-NON VOTING | 69336T205 | COM | 954 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNICO AMERN CORP | 904607108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROCENTURY CORP | 007737109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Allegiance Bancshares | 01748H107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVMK INC | 78489X103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEVATE CREDIT INC | 28621V101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREVENA INC | 89532E109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VACCINEX INC | 918640103 | CMN | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DROPBOX INC - CLASS A | G4027R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTY BANCORP INC | 221907108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487105 | CL A | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PB BANCORP INC | 70454T100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J205 | COM NEW | 849 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SG BLOCKS INC | 78418A307 | COM PAR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY RESVS INC COM | 524706108 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WCF BANCORP INC | 92940L103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASV HLDGS INC | 00215L104 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-19-000004 | this filing | 2019-05-14 | acceptance time not in the bulk data set |