13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 3,928 holding rows worth $1,387,409,000.
- Accession
- 0001533421-19-000001
- Filer
- CIK 1533421
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 5,226 entries on the cover page, a total value of $1,387,409,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,387,409,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 1,204 | $2,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 600 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 286 | $2,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 400 | $2,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 873 | $2,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 180 | $2,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 400 | $2,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 200 | $2,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 305 | $2,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 97 | $2,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 120 | $2,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 161 | $2,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 107 | $2,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 616 | $2,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 241 | $2,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 100 | $2,000 | thousands by filing date | |
| LOGAN RIDGE FINANCE CORP | 14054R403 | cp | 100 | $2,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 157 | $2,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 211 | $2,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 200 | $2,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 200 | $2,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 198 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 86 | $2,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 163 | $2,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E859 | DWA MOMENT LOW | 68 | $2,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 192 | $2,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 156 | $2,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C206 | DEVLPD MKTS100 | 111 | $2,000 | thousands by filing date | |
| MERCANTIL BK HLDG CORP | 58734F404 | CL B NEW | 150 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 100 | $1,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 19 | $1,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 24 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 15 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 19 | $1,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 49 | $1,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5 | $1,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 30 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 21 | $1,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 86 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 8 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 219 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 72 | $1,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 60 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,900 | $1,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 34 | $1,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 43 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 50 | $1,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 792 | $1,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 21 | $1,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 73 | $1,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 25 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 200 | $1,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 115 | $1,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 289 | $1,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 100 | $1,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 320 | $1,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 13 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 700 | $1,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 60 | $1,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 43 | $1,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 16 | $1,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 62 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 14 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 49 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 50 | $1,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 40 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 128 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 99 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 26 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 34 | $1,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 15 | $1,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 119 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 225 | $1,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 100 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 45 | $1,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 80 | $1,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 154 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 193 | $1,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 30 | $1,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 20 | $1,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 43 | $1,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 50 | $1,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 100 | $1,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 100 | $1,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 68 | $1,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 38 | $1,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 20 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 36 | $1,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 95 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 147 | $1,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 100 | $1,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 203 | $1,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 24 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 99 | $1,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 72 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 7 | $1,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 40 | $1,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 79 | $1,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 42 | $1,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 50 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 100 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 69 | $1,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 99 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 46 | $1,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 79 | $1,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 61 | $1,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 191 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 100 | $1,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 52 | $1,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 16 | $1,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 103 | $1,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 178 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 208 | $1,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 154 | $1,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 159 | $1,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 156 | $1,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 100 | $1,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 601 | $1,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 243 | $1,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 586 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 103 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 43 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 43 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 200 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 11 | $1,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 100 | $1,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 244 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 217 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 240 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 200 | $1,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 42 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 247 | $1,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 50 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 60 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 45 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 60 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 72 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 478 | $1,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 82 | $1,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 92 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 200 | $1,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 44 | $1,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 100 | $1,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 226 | $1,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 81 | $1,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 41 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 100 | $1,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 700 | $1,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 297 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 57 | $1,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 260 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 73 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 100 | $1,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 109 | $1,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 209 | $1,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 400 | $1,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 92 | $1,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 12 | $1,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 36 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 702 | $1,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 75 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 200 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 100 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 395 | $1,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 134 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 145 | $1,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 847 | $1,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 46 | $1,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 24 | $1,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 39 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 208 | $1,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 300 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 53 | $1,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 78 | $1,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 408 | $1,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,513 | $1,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 700 | $1,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 90 | $1,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 34 | $1,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,172 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 3,254 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 2,908 | $1,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 60 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 398 | $1,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 93 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 498 | $1,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 172 | $1,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 434 | $1,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 211 | $1,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 114 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 364 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 848 | $1,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 222 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 36 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 43 | $1,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 105 | $1,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 100 | $1,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 35 | $1,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 100 | $1,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 168 | $1,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 100 | $1,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 294 | $1,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 300 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 300 | $1,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 1,233 | $1,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 27 | $1,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 2,825 | $1,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 79 | $1,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 140 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 383 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,254 | $1,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 140 | $1,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 291 | $1,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 71 | $1,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 300 | $1,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 357 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 516 | $1,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 100 | $1,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 100 | $1,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 1,350 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 38 | $1,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 500 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 100 | $1,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 4,366 | $1,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 240 | $1,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 147 | $1,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 619 | $1,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 55 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 500 | $1,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 849 | $1,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 929 | $1,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 67 | $1,000 | thousands by filing date | |
| CRYOPORT INC | 229050125 | W EXP 07/29/202 | 95 | $1,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 100 | $1,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 97 | $1,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 65 | $1,000 | thousands by filing date | |
| SMAAASH ENTERTAINMENT INC | 831550108 | COM | 384 | $1,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 100 | $1,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 377 | $1,000 | thousands by filing date | |
| REEBONZ HLDG LTD | G7457R106 | ORD SHS | 282 | $1,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UGI CORP NEW COM | 902681105 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UR-ENERGY INC | 91688R108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SNAP INC | 83304A106 | CL A | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287564 | SELECT US REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAUCH CORP | 024061103 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 51JOB INC | 316827104 | SPONSORED ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIENT INC | 019330109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALADE INC | 296056104 | COMMON STOCK | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aussie $ ETF | 46090N103 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SACHEM CAP CORP | 78590A109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERA BIO LTD | M40527109 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Renovaro Inc | 29350E104 | Common Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Berry Corp | 08579X101 | Common Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GMS INC | 36251C103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPINE HLDGS CORP | 81255T108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARVER BANCORP ORD | 146875604 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,031 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 376 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHUTTERFLY INC | 82568P304 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-A | 74727D306 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REEDS INC COM | 758338107 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHI INC | 69336T106 | COM VTG | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Attunity Ltd | M15332121 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IKONICS CORP | 45172K102 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Kelso Technologies Inc | 48826D201 | COM | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 268 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMERICA INC | 09061H307 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARPSPRING INC | 820054104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E560 | LADERITE 0-5YR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATASEA INC | 238116206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATYR PHARMA INC | 002120103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTS INTERNATIONAL INC | 30283W104 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW | 87960W104 | COM | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 248 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Arsanis Inc | 042873109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAJESCO | 56068V102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SG BLOCKS INC | 78418A307 | COM PAR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS INTERNATIONAL INSURAN COM | G8196D101 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FULING GLOBAL INC | G3729B102 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC 3 | 02133L117 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCRETE PUMPING HLDGS INC | 206704116 | *W EXP 08/01/202 | 494 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELBIT IMAGING LTD | M37605124 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-19-000001 | this filing | 2019-02-14 | acceptance time not in the bulk data set |