Skip to content

13F-HR filed by Tower Research Capital LLC (TRC)

Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-15, with 2,984 holding rows worth $880,836,000.

Accession
0001533421-17-000008
Filed
2017-08-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2017

A holdings report, 3,613 entries on the cover page, a total value of $880,836,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $880,807,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
WEST BANCORPORATION95123P106COMMON STOCK204$5,000thousands by filing date
TEJON RANCH CO879080109COMMON STOCK261$5,000thousands by filing date
UROGEN PHARMA LTDM96088105COMMON STOCK279$5,000thousands by filing date
UTAH MEDICAL PRODUCTS INC917488108COMMON STOCK73$5,000thousands by filing date
FIRST FINANCIAL CORP320218100COMMON STOCK100$5,000thousands by filing date
GREENE COUNTY BANCORP INC394357107COMMON STOCK200$5,000thousands by filing date
ESCALADE INC296056104COMMON STOCK400$5,000thousands by filing date
VANECK ETF TRUST92189F825DEFENSE ETF238$5,000thousands by filing date
HEIDRICK & STRUGGLES INTL IN422819102COM247$5,000thousands by filing date
L3 TECHNOLOGIES INC502413107COM32$5,000thousands by filing date
ABERDEEN INDIA FD INC454089103COM200$5,000thousands by filing date
PROSHARES TR74348A541HGH YLD INT RATE71$5,000thousands by filing date
STRATASYS LTDM85548101SHS211$5,000thousands by filing date
PIONEER PWR SOLUTIONS IN723836300COMMON STOCK785$5,000thousands by filing date
DLH HLDGS CORP23335Q100COM1,019$5,000thousands by filing date
UNITED GUARDIAN INC910571108COM300$5,000thousands by filing date
FIRST NORTHWEST BANCORP335834107COM286$5,000thousands by filing date
HOME FED BANCORP INC LA NEW43708L108COM172$5,000thousands by filing date
NORTHERN TECHNOLOGIES INTL C665809109COM349$5,000thousands by filing date
DAXOR CORP239467103COM733$5,000thousands by filing date
First Foundation Inc32026V104Common Stock300$5,000thousands by filing date
Great Lakes Dredge & Dock Corp390607109Common Stock1,150$5,000thousands by filing date
CHICOS FAS INC168615102COM500$5,000thousands by filing date
NOBLE CORP PLCG65431101SHS USD1,311$5,000thousands by filing date
DELAWARE INVESTMENTS246101109EXCHANGE TRADED300$5,000thousands by filing date
VITAL ENERGY INC516806106COMMON STOCK500$5,000thousands by filing date
FIBRIA CELULOSE31573A109COMMON STOCK-FO500$5,000thousands by filing date
PRETIUM RESOURCES INC74139C102COMMON STOCK-FO403$5,000thousands by filing date
RESOLUTE FOREST PRODUCTS76117W109COMMON STOCK1,030$5,000thousands by filing date
ZION OIL & GAS INC989696109COM1,411$5,000thousands by filing date
PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/2372942A107COMMON STOCK751$5,000thousands by filing date
NUVEEN MO QUALITY MUN INCOME67060Q108COM300$5,000thousands by filing date
FOX CORP CLASS B90130A200COM168$5,000thousands by filing date
CIVITAS SOLUTIONS INC17887R102COM295$5,000thousands by filing date
ASSOCIATED CAP GROUP INC045528106COM155$5,000thousands by filing date
PIER 1 IMPORTS INC720279108COM900$5,000thousands by filing date
IMPERVA INC45321L100COM100$5,000thousands by filing date
DIVERSICARE HEALTHCARE SVCS255104101COM495$5,000thousands by filing date
ADVISORY BOARD CO/THE00762W107Domestic Common100$5,000thousands by filing date
ORION ENERGY SYSTEMS INC686275108COM4,111$5,000thousands by filing date
DANAOS CORPY1968P105SHS2,729$5,000thousands by filing date
EDGEWATER TECHNOLOGY INC280358102COM719$5,000thousands by filing date
DIVERSIFIED RESTAURANT HOLDI25532M105COM1,910$5,000thousands by filing date
DIREXION SHS ETF TR25459W771CHINA BULL 3X233$5,000thousands by filing date
LINCOLN NATL CORP IND534187117*W EXP 07/10/20172$5,000thousands by filing date
CELLCOM ISRAEL LTDM2196U109SHS479$5,000thousands by filing date
Poage Bankshares, Inc.730206109Common Stock269$5,000thousands by filing date
DATAWATCH CORP237917208COM NEW491$5,000thousands by filing date
MACKINAC FINL CORP554571109COM335$5,000thousands by filing date
FIRST SOUTH BANCORP INC VA33646W100COM306$5,000thousands by filing date
COMMERCE UNION BANCSHARES INC200828101Common Stock200$5,000thousands by filing date
CORBUS PHARMACEUTICALS HLDGS21833P103COM810$5,000thousands by filing date
VANECK EGYPT INDEX ETF92189F775FUND186$5,000thousands by filing date
ALIO GOLD INC01627X108COM832$5,000thousands by filing date
APTEVO THERAPEUTICS INC03835L108COM2,423$5,000thousands by filing date
PERNIX THERAPEUTICS HLDGS IN71426V306COM NEW1,236$5,000thousands by filing date
AVINGER INC053734109COM10,360$5,000thousands by filing date
INVUITY INC46187J205COM NEW653$5,000thousands by filing date
NOVUS THERAPEUTICS INC67011N105COM793$5,000thousands by filing date
TRACON PHARMACEUTICALS INC89237H100COM2,171$5,000thousands by filing date
PROSHARES VIX SHORT-TERM FUTURES ETF74347W262ETF500$5,000thousands by filing date
CF CORPG20307107SHS CL A457$5,000thousands by filing date
CPI AEROSTRUCTURES INC125919308COM NEW421$4,000thousands by filing date
ANTERO RESOURCES CORP COM03674X106Stock200$4,000thousands by filing date
FLOWERS FOODS INC COM343498101Stock214$4,000thousands by filing date
MARTIN MARIETTA MATLS INC COM573284106Stock16$4,000thousands by filing date
CNH INDL N V SHSN20944109Stock317$4,000thousands by filing date
GLOBUS MED INC CL A379577208Stock115$4,000thousands by filing date
VOYA FINANCIAL INC COM929089100Stock100$4,000thousands by filing date
BLACKSTONE MORTGAGE TRUST INC COM CL A09257W100REIT115$4,000thousands by filing date
EVEREST GROUP LTD COMG3223R108Stock17$4,000thousands by filing date
FORTINET INC COM34959E109Stock108$4,000thousands by filing date
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR1,000$4,000thousands by filing date
SKYWEST INC COM830879102Stock100$4,000thousands by filing date
GLOBAL NET LEASE INC COM NEW379378201REIT200$4,000thousands by filing date
PRUDENTIAL PLC ADR74435K204ADR90$4,000thousands by filing date
MADRIGAL PHARMACEUTICALS INC COM558868105Stock264$4,000thousands by filing date
ASTRAZENECA PLC SPONSORED ADR046353108ADR131$4,000thousands by filing date
LINCOLN EDL SVCS CORP533535100COM1,204$4,000thousands by filing date
ADMA BIOLOGICS INC000899104COM1,141$4,000thousands by filing date
INDEPENDENCE RLTY TR INC45378A106COM375$4,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33737M409SML CAP VAL ALPH130$4,000thousands by filing date
CAREDX INC14167L103COM3,911$4,000thousands by filing date
BROOKFIELD RENEWABLE ENERGYG16258108PARTNERSHIP UNIT100$4,000thousands by filing date
FOX FACTORY HLDG CORP35138V102COM124$4,000thousands by filing date
PBF ENERGY INC69318G106CL A191$4,000thousands by filing date
SALLY BEAUTY HLDGS INC79546E104COM200$4,000thousands by filing date
SENECA FOODS CORP NEW817070501CL A116$4,000thousands by filing date
COPT DEFENSE PROPERTIES22002T108SHS BEN INT104$4,000thousands by filing date
COTY INC222070203COM CL A191$4,000thousands by filing date
BARRETT BUSINESS SVCS INC068463108COM64$4,000thousands by filing date
ENTERPRISE FINL SVCS CORP293712105COM100$4,000thousands by filing date
TERADATA CORP DEL88076W103COM150$4,000thousands by filing date
VICTORY PORTFOLIOS II92647N824VCSHS US EQ INCM100$4,000thousands by filing date
JUNIPER NETWORKS INC48203R104COM132$4,000thousands by filing date
NEW YORK COMMUNITY BANCORP649445103COM325$4,000thousands by filing date
AEROJET ROCKETDYNE HLDGS INC C007800105COM200$4,000thousands by filing date
SLR INVESTMENT CORP83413U100COM182$4,000thousands by filing date
WPX ENERGY INC98212B103COM400$4,000thousands by filing date
MYLAN NVN59465109SHS EURO100$4,000thousands by filing date
FIRST TR EXCH TRADED FD III33739P202EME MRK BD ETF106$4,000thousands by filing date
MARINEMAX INC567908108COM200$4,000thousands by filing date
LCNB CORP50181P100COM211$4,000thousands by filing date
U S CONCRETE INC90333L201COM47$4,000thousands by filing date
HAWTHORN BANCSHARES INC420476103COMMON STOCK193$4,000thousands by filing date
RICHARDSON ELEC LTD763165107COMMON STOCK621$4,000thousands by filing date
AMERICAN COASTAL INSURANCE C910710102COMMON STOCK282$4,000thousands by filing date
FOSSIL GROUP INC34988V106COMMON STOCK400$4,000thousands by filing date
SAFE BULKERS INCY7388L103COMMON STOCK1,758$4,000thousands by filing date
GOPRO INC38268T103CL A543$4,000thousands by filing date
WISDOMTREE TR97717X784WSDM EMKTBD FD50$4,000thousands by filing date
ESPEY MFG &ELECTRONICS CORP296650104COM200$4,000thousands by filing date
DSW INC-CLASS A23334L102CL A235$4,000thousands by filing date
LANNETT COMPANY INCORPORATED516012101COM200$4,000thousands by filing date
BARINGS CORPORATE INVS06759X107COM246$4,000thousands by filing date
FORMULA SYSTEMS 1985 LTD346414105SPONSORED ADS100$4,000thousands by filing date
BARNES & NOBLE INC067774109COMMON STOCK541$4,000thousands by filing date
ENERNOC INC292764107COMMON STOCK516$4,000thousands by filing date
AVANTAX INC095229100COMMON STOCK201$4,000thousands by filing date
FARMERS CAP BANK CORP309562106COMMON STOCK109$4,000thousands by filing date
SANCHEZ ENERGY CORP79970Y105COMMON STOCK600$4,000thousands by filing date
DIXIE GROUP INC255519100COMMON STOCK1,011$4,000thousands by filing date
INTRA-CELLULAR THERAPIES INC46116X101COMMON STOCK340$4,000thousands by filing date
Anglogold Ashanti Plc035128206Common404$4,000thousands by filing date
PLAYA HOTELS & RESORTS NVN70544106SHS336$4,000thousands by filing date
SPARTANNASH CO847215100COM168$4,000thousands by filing date
TRIVAGO N V SPON ADS A SHS N89686D105ADR183$4,000thousands by filing date
MARLIN BUSINESS SVCS CORP571157106COM143$4,000thousands by filing date
VBI VACCINES INC91822J103COM NEW700$4,000thousands by filing date
PIONEER ENERGY SVCS CORP723664108COM2,316$4,000thousands by filing date
VOLITIONRX LTD928661107COM1,224$4,000thousands by filing date
IF BANCORP INC44951J105COM215$4,000thousands by filing date
CIDARA THERAPEUTICS INC COM NEW171757107Stock529$4,000thousands by filing date
Impac Mortgage Holdings Inc45254P508COM NEW277$4,000thousands by filing date
FIRST BANCSHARES INC MISS318916103COM148$4,000thousands by filing date
CENTRAL VY CMNTY BANCORP155685100COM201$4,000thousands by filing date
ACELRX PHARMACEUTICALS INC00444T100COM1,748$4,000thousands by filing date
PHOENIX NEW MEDIA LTD71910C103SPONSORED ADR1,425$4,000thousands by filing date
ANCHOR032838104COMMON STOCK151$4,000thousands by filing date
INTL FCSTONE INC46116V105COM95$4,000thousands by filing date
SUCAMPO PHARMACEUTICALS-CL A864909106CL A341$4,000thousands by filing date
GAIN CAPITAL HOLDINGS INC36268W100COM673$4,000thousands by filing date
GAMING PARTNERS INTERNATIONAL CORP36467A107COMMON337$4,000thousands by filing date
PACIFIC ETHANOL INC PAR $.00169423U305COM690$4,000thousands by filing date
NATUZZI S P A63905A101ADR1,388$4,000thousands by filing date
DELAWARE INVTS DIV & INCOME245915103COM352$4,000thousands by filing date
WOLVERINE BANCORP INC977880103COM101$4,000thousands by filing date
CHINA BIOLOGIC PRODUCTS INC16938C106COMM STK39$4,000thousands by filing date
BARCLAYS BK PLC06740P643TRES 5YR BEAR123$4,000thousands by filing date
Jacksonville Bancorp, Inc. (IL)46924R106Common Stock123$4,000thousands by filing date
CONTINENTAL MATLS CORP211615307COM200$4,000thousands by filing date
GUARANTY FED BANCSHARES INC40108P101COM180$4,000thousands by filing date
Hometown Bankshares Corp43787n108com400$4,000thousands by filing date
IKONICS CORP45172K102COM400$4,000thousands by filing date
POLAR PWR INC73102V105COM710$4,000thousands by filing date
ONCOCYTE CORP68235C107COM705$4,000thousands by filing date
GENESIS HEALTHCARE CLASS A37185X106COMMON STOCK2,497$4,000thousands by filing date
APTOSE BIOSCIENCES INC COM03835T200Stock2,600$4,000thousands by filing date
R1 RCM INC749397105COM1,000$4,000thousands by filing date
ARCADIA BIOSCIENCES INC039014105COM9,031$4,000thousands by filing date
GTX INC DEL40052B207COM NEW756$4,000thousands by filing date
PROTEON THERAPEUTICS INC74371L109COM2,670$4,000thousands by filing date
NEURALSTEM INC64127R401COM NEW709$4,000thousands by filing date
AQUINOX PHARMACEUTICALS INC03842B101COM300$4,000thousands by filing date
REWALK ROBOTICS LTDM8216Q101SHS2,400$4,000thousands by filing date
CONTRAFECT CORP212326102COM2,934$4,000thousands by filing date
SANCHEZ MIDSTEAM PARTNERS LP79971C201COM UNITS REP B300$4,000thousands by filing date
PEAK RESORTS INC70469L100COM923$4,000thousands by filing date
BIO PATH HOLDINGS INC09057N102COM10,561$4,000thousands by filing date
ERIN ENERGY CORP COM295625107Stock2,477$4,000thousands by filing date
CONNECTURE INC COM20786J106Stock6,912$4,000thousands by filing date
MAXPOINT INTERACTIVE INC57777M201COM NEW596$4,000thousands by filing date
RIGHTSIDE GROUP LTD76658B100COM361$4,000thousands by filing date
CANADIANNATLRYCOF136375102STOK30$3,000thousands by filing date
PLANET FITNESS MASTER ISSUER L CL A72703H101Stock125$3,000thousands by filing date
TOMPKINS FINL CORP COM890110109Stock40$3,000thousands by filing date
LATTICE SEMICONDUCTOR CORP COM518415104Stock400$3,000thousands by filing date
TWILIO INC CL A90138F102Stock100$3,000thousands by filing date
EVOLENT HEALTH INC CL A30050B101Stock100$3,000thousands by filing date
BIOCRYST PHARMACEUTICALS INC COM09058V103Stock600$3,000thousands by filing date
HORMEL FOODS CORP COM440452100Stock83$3,000thousands by filing date
CAPITOL FED FINL INC COM14057J101Stock200$3,000thousands by filing date
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS881624209ADR100$3,000thousands by filing date
COTERRA ENERGY INC COM127097103Stock100$3,000thousands by filing date
DENISON MINES CORP248356107COM5,800$3,000thousands by filing date
NORDIC AMERICAN TANKERS LIMIG65773106COM420$3,000thousands by filing date
FIRST TR EXCH TRADED FD III33739N108MANAGD MUN ETF61$3,000thousands by filing date
PLAINS ALL AMERN PIPELINE L726503105UNIT LTD PARTN100$3,000thousands by filing date
INFORMATION SVCS GROUP INC45675Y104COM821$3,000thousands by filing date
INTERFACE INC458665304COM176$3,000thousands by filing date
ARDMORE SHIPPING CORPY0207T100COM350$3,000thousands by filing date
BRUNSWICK CORP117043109COM49$3,000thousands by filing date
NIAGEN BIOSCIENCE INC171077407COM NEW672$3,000thousands by filing date
BIOMARIN PHARMACEUTICAL INC09061G101COM32$3,000thousands by filing date
PEOPLES BANCORP INC709789101COM100$3,000thousands by filing date
THE COOPER COMPANIES216648402COM NEW11$3,000thousands by filing date
WESTERN ASSET EMERGING MARKETS95766A101COM200$3,000thousands by filing date
INVITAE CORP46185L103COM304$3,000thousands by filing date
NEW YORK MORTGAGE TRUST INC649604501COM PAR $.02543$3,000thousands by filing date
TERNIUM SA880890108SPONSORED ADS122$3,000thousands by filing date
II VI INC902104108COM82$3,000thousands by filing date
SUNSTONE HOTEL INVS INC NEW867892101COM200$3,000thousands by filing date
ACCELERON PHARMA INC00434H108COM100$3,000thousands by filing date
BGC PARTNERS INC05541T101CL A231$3,000thousands by filing date
NATIONAL OILWELL VARCO INC637071101COM100$3,000thousands by filing date
TIME WARNER INC887317303COM NEW32$3,000thousands by filing date
TIFFANY & CO NEW886547108COM31$3,000thousands by filing date
GNC HLDGS INC36191G107COM CL A297$3,000thousands by filing date
TORCHMARK CORP891027104COM37$3,000thousands by filing date
NATHANS FAMOUS INC NEW632347100COM46$3,000thousands by filing date
PAR TECHNOLOGY CORP698884103COM269$3,000thousands by filing date
ARRAY DIGITAL INFRASTRUCTURE911684108COM81$3,000thousands by filing date
QUINSTREET INC74874Q100COM783$3,000thousands by filing date
TELECOM ARGENTINA SA879273209SPON ADR REP B100$3,000thousands by filing date
NATURES SUNSHINE PRODS INC639027101COMMON STOCK197$3,000thousands by filing date
SMARTFINANCIAL INC83190L208COMMON STOCK108$3,000thousands by filing date
CB FINANCIAL SERVICES INC12479G101COMMON STOCK100$3,000thousands by filing date
LANDMARK BANCORP INC51504L107COMMON STOCK85$3,000thousands by filing date
UNITY BANCORP INC913290102COMMON STOCK169$3,000thousands by filing date
HUDSON TECHNOLOGIES INC444144109COMMON STOCK358$3,000thousands by filing date
DNOW INC67011P100COMMON STOCK199$3,000thousands by filing date
BEL FUSE INC CL A077347201COMMON STOCK143$3,000thousands by filing date
NRC HEALTH637372202COMMON STOCK121$3,000thousands by filing date
TWIN DISC INC901476101COMMON STOCK143$3,000thousands by filing date
ACME UNITED CORP004816104COMMON STOCK96$3,000thousands by filing date
FIRST BANCORP INC ME31866P102COMMON STOCK100$3,000thousands by filing date
FRP HOLDINGS INC30292L107COMMON STOCK74$3,000thousands by filing date
PEAPACK GLADSTONE FINL CORP704699107COMMON STOCK100$3,000thousands by filing date
HURCO CO447324104COM100$3,000thousands by filing date
SPORTSMANS WHSE HLDGS INC84920Y106COM500$3,000thousands by filing date
IDENTIV INC45170X205COM NEW480$3,000thousands by filing date
PACER FDS TR69374H105TRENDP US LAR CP100$3,000thousands by filing date
RESEARCH FRONTIERS INC760911107COM2,546$3,000thousands by filing date
MERUS N VN5749R100COM212$3,000thousands by filing date
CAMBRIA EMERGING SHAREHOLDER YIELD ETF132061706ETF106$3,000thousands by filing date
CHESEPEAKE ENERGY CORP165167107COM669$3,000thousands by filing date
ROCKY MTN CHOCOLATE FACT77467X101Equity273$3,000thousands by filing date
VANECK INDONESIA INDEX ETF92189F833ETF130$3,000thousands by filing date
THE CENTRAL AND EASTERN EU I153436100COM128$3,000thousands by filing date
ISHARES INC464286202MSCI AUSTRIA ETF161$3,000thousands by filing date
TOTAL RETURN SECURITIES FUND870875101COM197$3,000thousands by filing date
NETSOL TECHNOLOGIES INC64115A402COM PAR $.001633$3,000thousands by filing date
FIRST US BANCSHARES INC33744V103COM308$3,000thousands by filing date
AWARE INC MASS05453N100CMN564$3,000thousands by filing date
BANCO BRADESCO S A059460402SPONSORED ADR389$3,000thousands by filing date
WESTERN ASSET HIGH INCOM FD95766J102COM403$3,000thousands by filing date
VOC ENERGY TR91829B103TR UNIT715$3,000thousands by filing date
KOSS CORP500692108COM1,704$3,000thousands by filing date
FIRSTHAND TECHNOLOGY VALUE F33766Y100COM305$3,000thousands by filing date
NAM TAI PROPERTY INCG63907102Com371$3,000thousands by filing date
GOVERNMENT PPTYS INCOME TR38376A103COM SHS BEN INT188$3,000thousands by filing date
WGL HLDGS INC92924F106COM41$3,000thousands by filing date
AKORN INC009728106COM100$3,000thousands by filing date
PRUDENTIAL GLB SHT DUR HG YL74433A109COM200$3,000thousands by filing date
BILL BARRETT CORP06846N104COMMON STOCK980$3,000thousands by filing date
FORUM ENERGY TECHNOLOGIES34984V100COMMON STOCK200$3,000thousands by filing date
CSS INDS INC125906107COMMON STOCK120$3,000thousands by filing date
ATRION CORPORATION049904105COMMON STOCK5$3,000thousands by filing date
MERIDIAN BIOSCIENCE INC589584101COMMON STOCK200$3,000thousands by filing date
TRITON INTL LTDG9078F107CL A100$3,000thousands by filing date
Dow Chemical Company260543103COM42$3,000thousands by filing date
DERMIRA INC24983L104COM100$3,000thousands by filing date
SCYNEXIS INC COM NEW811292101Common Stock1,729$3,000thousands by filing date
ICONIX BRAND GROUP INC451055107COM400$3,000thousands by filing date
Zagg, Inc.98884U108COM402$3,000thousands by filing date
CEMPRA INC15130J109COM700$3,000thousands by filing date
JA SOLAR HOLDINGS CO LTD466090206SPON ADR REP5ORD529$3,000thousands by filing date
ENBRIDGE ENERGY MANAGEMENT L29250x103SHS UNITS LLI170$3,000thousands by filing date
POWERSHARES ETF TRUST73935X377FINL SECT PORT100$3,000thousands by filing date
POWERSHARES ETF TRUST73935X591DYN UTIL PORTF102$3,000thousands by filing date
GOLDFIELD CORP381370105COM600$3,000thousands by filing date
LRAD CORP50213V109COM1,662$3,000thousands by filing date
BRIDGE BANCORP INC108035106COM100$3,000thousands by filing date
SPARTON CORP847235108COM132$3,000thousands by filing date
ABERDEEN EMERGING MKTS SMALL00301T102COM200$3,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M100GUGG BRIC ETF100$3,000thousands by filing date
INTERNET INITIATIVE JAPAN46059T109COM384$3,000thousands by filing date
MORGAN STANLEY EMER MKTS FD61744G107COM212$3,000thousands by filing date
QAD INC-B74727D207Common100$3,000thousands by filing date
INTELLIPHARMACEUTICS INTERNA458173101CMN1,000$3,000thousands by filing date
WVS FINL CORP929358109COM172$3,000thousands by filing date
FIRST TR EXCH TRD ALPHA FD I33737J166CMN100$3,000thousands by filing date
BLDRS INDEX FDS TR09348R102ASIA 50 ADR100$3,000thousands by filing date
NEPTUNE TECHNOLOGIES BIORESO64077P108COM2,800$3,000thousands by filing date
ENDO INTL PLCG30401106SHS238$3,000thousands by filing date
SUMMIT THERAPEUTICS INC COM86627R102Stock300$3,000thousands by filing date
PROFESSIONAL DIVERSITY NET I74312Y202COM400$3,000thousands by filing date
ZYMEWORKS INC98985W102COM400$3,000thousands by filing date
FIVE PRIME THERAPEUTICS INC.33830X104Common Stock100$3,000thousands by filing date
CYREN LTDM26895108SHS1,453$3,000thousands by filing date
NOVELION THERAPEUTICS INC67001K202COM NEW300$3,000thousands by filing date
JANUS DETROIT STR TR47103U605ORGANICS ETF100$3,000thousands by filing date
CITIGROUP GLOBAL MKTS HLDGS17325E291VLCTYSHS 3X LNG238$3,000thousands by filing date
FIBROCELL SCIENCE INC315721308COM PAR637$3,000thousands by filing date
CHINA CUST RELATIONS CNTR ING2118P102COM226$3,000thousands by filing date
MSB FINL CORP NEW55352L101COM177$3,000thousands by filing date
J JILL INC46620W102COM205$3,000thousands by filing date
JUNIPER PHARMACEUTICALS INC COM48203L107Stock560$3,000thousands by filing date
SOUTHWESTERN ENERGY CO DEP SHS 120 B845467208Convertible Preferred218$3,000thousands by filing date
PARAGON COML CORP COM NEW69911U403Stock55$3,000thousands by filing date
JONESTOWN BK &TR CO PA COM48019R108COM2,000$3,000thousands by filing date
VICAL INC925602203COM NEW1,146$3,000thousands by filing date
WCF BANCORP INC92940L103COM323$3,000thousands by filing date
CNX COAL RES LP COM UNIT RP LP12592V100Stock200$3,000thousands by filing date
Boulevard Acquisition Corp II10157Q102CL A319$3,000thousands by filing date
Adobe Inc00724F101COM17$2,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C409COM24$2,000thousands by filing date
VANGUARD STAR FDS921909768COM38$2,000thousands by filing date
FEDEX CORP COM31428X106Stock9$2,000thousands by filing date
BUCKLE INC COM118440106Stock113$2,000thousands by filing date
STMICROELECTRONICS N V NY REGISTRY861012102ADR151$2,000thousands by filing date
GENUINE PARTS CO COM372460105Stock20$2,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock29$2,000thousands by filing date
SUNCOR ENERGY INC NEW COM867224107Stock51$2,000thousands by filing date
EVERPURE INC CL A74624M102Stock186$2,000thousands by filing date
CBOE GLOBAL MKTS INC COM12503M108Stock23$2,000thousands by filing date
HELIX ENERGY SOLUTIONS GRP INC COM42330P107Stock400$2,000thousands by filing date
HUTCHMED CHINA LTD SPONSORED ADS44842L103ADR100$2,000thousands by filing date
CINTAS CORP COM172908105Stock18$2,000thousands by filing date
AGNC INVT CORP COM00123Q104REIT100$2,000thousands by filing date
PIMCO HIGH INCOME FD722014107COM SHS200$2,000thousands by filing date
IOVANCE BIOTHERAPEUTICS INC462260100COM279$2,000thousands by filing date
SPROTT PHYSICAL GOLD TR85207H104UNIT200$2,000thousands by filing date
U HAUL HOLDING COMPANY023586100COM5$2,000thousands by filing date
ANGIODYNAMICS INC03475V101COM145$2,000thousands by filing date
DHT HOLDINGS INCY2065G121SHS NEW400$2,000thousands by filing date
LANTHEUS HLDGS INC516544103COM128$2,000thousands by filing date
BAXTER INTL INC071813109COM33$2,000thousands by filing date
ETSY INC29786A106COM100$2,000thousands by filing date
REGENXBIO INC75901B107COM96$2,000thousands by filing date
VARONIS SYS INC922280102COM63$2,000thousands by filing date
MACROGENICS INC556099109COM110$2,000thousands by filing date
GOGO INC38046C109COM200$2,000thousands by filing date
GLADSTONE INVESTMENT CORP376546107COM200$2,000thousands by filing date
CHINA PETROLEUM AND CHEMICAL-A16941R108SPON ADR H SHS20$2,000thousands by filing date
PATTERSON COS INC703395103COM34$2,000thousands by filing date
SUNPOWER CORP867652406COM209$2,000thousands by filing date
PHYSICIANS REALTY TRUST71943U104COM100$2,000thousands by filing date
ARENA PHARMACEUTICALS INC040047607COM NEW121$2,000thousands by filing date
VEREIT INC92339V100COM243$2,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS57$2,000thousands by filing date
LIBERTY MEDIA CORP DEL531229854COM SER C FRMLA54$2,000thousands by filing date
ALLIANCE RESOURCE PARTNERS L01877R108UT LTD PART100$2,000thousands by filing date
WILLIS LEASE FINANCE CORP970646105COMMON STOCK64$2,000thousands by filing date
UNIVERSAL LOGISTICS HOLDINGS91388P105COMMON STOCK100$2,000thousands by filing date
VAALCO ENERGY INC91851C201COMMON STOCK1,654$2,000thousands by filing date
INNOVATIVE SOLUTIONS SUPP45769N105COMMON STOCK539$2,000thousands by filing date
REPOSITRAK INC700215304COMMON STOCK141$2,000thousands by filing date
XOMA ROYALTY CORPORATION98419J206COMMON STOCK340$2,000thousands by filing date
FRANKLIN COVEY CO353469109COMMON STOCK100$2,000thousands by filing date
GOLD RESOURCE CORP38068T105COMMON STOCK575$2,000thousands by filing date
COMMUNITY HEALTH SYSTEMS INC203668108COMMON STOCK175$2,000thousands by filing date
RPC INC749660106COMMON STOCK112$2,000thousands by filing date
ARK RESTAURANTS CORP040712101COM100$2,000thousands by filing date
FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS33738R845ETF100$2,000thousands by filing date
WESTLAKE CHEMICAL PARTNERS LP960417103COM69$2,000thousands by filing date
CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS15126Q208Equity209$2,000thousands by filing date
NETWORK-1 TECHNOLOGIES INC64121N109COM500$2,000thousands by filing date
KCAP FINANCIAL INC48668E101COM429$2,000thousands by filing date
YY INC. ADR98426T106SPONSORED ADS A34$2,000thousands by filing date
NIELSEN HOLDINGS PLCG6518L108SHS EUR63$2,000thousands by filing date
CARRIZO OIL & GAS INC144577103COM100$2,000thousands by filing date
ABEONA THERAPEUTICS INC00289Y107COM300$2,000thousands by filing date
KAMADA LTDM6240T109SHS400$2,000thousands by filing date
SACHEM CAP CORP78590A109COM400$2,000thousands by filing date
SIFCO INDS INC826546103COM346$2,000thousands by filing date
PATHFINDER BANCORP INC MD70319R109COM122$2,000thousands by filing date
EDUCATIONAL DEV CORP281479105COM200$2,000thousands by filing date
YIREN DIGITAL LTD98585L100SPONSORED ADS73$2,000thousands by filing date
WHEELER REAL ESTATE INVT TR963025309CV PFD SER B100$2,000thousands by filing date
NORTH EUROPEAN OIL RTY TR659310106SH BEN INT357$2,000thousands by filing date
Community West Bancshares204157101Common Stock195$2,000thousands by filing date
James Hardie Industries PLC47030M106Depositary Receipt100$2,000thousands by filing date
ELDORADO GOLD CORP NEW284902103COM700$2,000thousands by filing date
SCANA CORP NEW80589M102COM23$2,000thousands by filing date
SPIRIT RLTY CAP INC NEW84860W102COM300$2,000thousands by filing date
AMAG PHARMACEUTICALS INC00163U106COM106$2,000thousands by filing date
PUTMAN HIGH INCOME SEC FUND746779107SHS BEN INT207$2,000thousands by filing date
LIBERTY MEDIA CORP DELAWARE531229870COM SER A FRMLA51$2,000thousands by filing date
ALMADEN MINERALS LTD020283305COMMON STOCK-FO1,100$2,000thousands by filing date
TELENAV INC879455103COMMON STOCK211$2,000thousands by filing date
NAUTILUS INC63910B102COMMON STOCK100$2,000thousands by filing date
HOSTESS BRANDS INC44109J106COMMON STOCK125$2,000thousands by filing date
BUFFALO WILD WINGS INC119848109COMMON STOCK15$2,000thousands by filing date
MIDSOUTH BANCORP INC598039105COMMON STOCK149$2,000thousands by filing date
NATIONAL WESTN LIFE GROUP IN638517102CL A6$2,000thousands by filing date
TRUECAR INC89785L107COM105$2,000thousands by filing date
REPUBLIC FIRST BANCORP INC760416107COM214$2,000thousands by filing date
PRESURANCE HLDGS INC20731J102EQUITY300$2,000thousands by filing date
QEP RESOURCES INC74733V100COM200$2,000thousands by filing date
FELCOR LODGING TR INC31430F101COM289$2,000thousands by filing date
AVON PRODS INC054303102COM500$2,000thousands by filing date
FIRST ACCEP CORP318457108COMMON STOCK2,165$2,000thousands by filing date
MMA Capital Management LLC55315D105COM74$2,000thousands by filing date
HMN FINL INC40424G108COM135$2,000thousands by filing date
CODORUS VY BANCORP INC192025104COM59$2,000thousands by filing date
SUMMIT FINL GROUP INC86606G101COM100$2,000thousands by filing date
AIX INC30712A103SPONSORED ADS250$2,000thousands by filing date
NUTRI SYS INC NEW67069D108COM38$2,000thousands by filing date
THRESHOLD PHARMACEUTICAL INC885807206COM NEW5,100$2,000thousands by filing date
MDC PARTNERS INC552697104CL A SUB VTG181$2,000thousands by filing date
ROADRUNNER TRNSN SVCS HLDG I76973Q105COM210$2,000thousands by filing date
SMTC CORP832682207COM NEW1,522$2,000thousands by filing date
DDR CORP23317H102COM200$2,000thousands by filing date
NEVSUN RES LTD64156L101COM500$2,000thousands by filing date
PROGENICS PHARMACEUTICALS IN743187106COM252$2,000thousands by filing date
PC TEL INC69325Q105COM331$2,000thousands by filing date
DSP GROUP INC23332B106COM200$2,000thousands by filing date
POWERSHARES ETF TRUST DIV ACHV73935X732ETF - EQUITY100$2,000thousands by filing date
SHARPS COMPLIANCE CORP820017101COM414$2,000thousands by filing date
PENNYMAC FINANCIAL SERVICE-A70932B101CL A104$2,000thousands by filing date
GUIDANCE SOFTWARE INC401692108COM378$2,000thousands by filing date
CALIFORNIA FIRST NATL BANCOR130222102COM100$2,000thousands by filing date
WAYNE SAVINGS BANCSHARES INC94624Q101COMMON133$2,000thousands by filing date
COLLECTORS UNIVERSE19421R200COMMON90$2,000thousands by filing date
PETROBRAS ARGENTINA SA-B71646J109CMN173$2,000thousands by filing date
FIRST TRUST33733G109COM BEN INTR339$2,000thousands by filing date
PROSHARES TR74348A673ULT MSCIBZL CAPP108$2,000thousands by filing date
SOUTHERN NATL BANCORP OF VA843395104COM100$2,000thousands by filing date
BURCON NUTRASCIENCE CORP120831102COM1,300$2,000thousands by filing date
United Community Bancorp90984R101Common Stock93$2,000thousands by filing date
CHINA ZENIX AUTO INTL LTD16951E104ADS938$2,000thousands by filing date
NII HLDGS INC COM PAR $0.00162913F508CS2,100$2,000thousands by filing date
CHEETAH MOBILE INC SPONSORED ADS163075104ADR200$2,000thousands by filing date
CAMBRIA ETF TR132061805GBL TAIL RISK ET70$2,000thousands by filing date
FORTERRA INC34960W106COM200$2,000thousands by filing date
AUDENTES THERAPEUTICS INC.05070R104Common Stock104$2,000thousands by filing date
LENDINGCLUB CORP52603A109COM300$2,000thousands by filing date
NEW YORK REIT INC64976L109COM200$2,000thousands by filing date
NEW AGE BEVERAGES CORP64157V108COM231$2,000thousands by filing date
TREVENA INC89532E109COM930$2,000thousands by filing date
CHIASMA INC16706W102COM1,212$2,000thousands by filing date
LONESTAR RES US INC54240F103CL A VTG400$2,000thousands by filing date
CASTLIGHT HEALTH INC CL B14862Q100Stock455$2,000thousands by filing date
AMERISOURCEBERGEN COR000307108COMMON298$2,000thousands by filing date
QUANTENNA COMMUNICATIONS INC74766D100COM101$2,000thousands by filing date
SAFETY INCOME & GROWTH INC78649D104COM100$2,000thousands by filing date
FIRST TR SR FLOATING RATE 2033740K101COM SHS160$2,000thousands by filing date
ARGOS THERAPEUTICS INC040221103COM4,914$2,000thousands by filing date
CELLECT BIOTECHNOLOGY LTD15116C102SPON ADS300$2,000thousands by filing date
BASIC ENERGY SVCS INC NEW06985P209COM NEW100$2,000thousands by filing date
BEBE STORES INC COM NEW075571208Common Stock420$2,000thousands by filing date
DIREXION SHS ETF TR DAILY FTSE25490k836COM230$2,000thousands by filing date
COUNTY BANCORP INC221907108COM93$2,000thousands by filing date
CATABASIS PHARMACEUTICALS IN14875P107COM1,426$2,000thousands by filing date
SUNDANCE ENERGY AUSTRALIA LT86724Y109SPONSORED ADR400$2,000thousands by filing date
VERSARTIS INC92529L102COM100$2,000thousands by filing date
DOMINION ENERGY INC25746U836UNIT 08/15/201947$2,000thousands by filing date
LANDCADIA HLDGS INC51476W107CL A176$2,000thousands by filing date
GENER8 MARITIME INCY26889108COM400$2,000thousands by filing date
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share50$1,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM100$1,000thousands by filing date
iShares International Dividend Growth ETF46435G524SHS12$1,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM16$1,000thousands by filing date
SYSCOCORP871829107COM22$1,000thousands by filing date
DILLARDS INC CL A254067101Stock13$1,000thousands by filing date
FIRST INDL RLTY TR INC COM32054K103REIT23$1,000thousands by filing date
GROUP 1 AUTOMOTIVE INC COM398905109Stock20$1,000thousands by filing date
AMKOR TECHNOLOGY INC COM031652100Stock151$1,000thousands by filing date
ACADIA HEALTHCARE COMPANY INC COM00404A109Stock28$1,000thousands by filing date
ICICI BANK LIMITED ADR45104G104ADR100$1,000thousands by filing date
ACCO BRANDS CORP COM00081T108Stock64$1,000thousands by filing date
GOLD FIELDS LTD SPONSORED ADR38059T106ADR415$1,000thousands by filing date
PEARSON PLC SPONSORED ADR705015105ADR100$1,000thousands by filing date
CAMPING WORLD HLDGS INC CL A13462K109Stock34$1,000thousands by filing date
KFORCE INC COM493732101Stock45$1,000thousands by filing date
CAPITAL SOUTHWEST CORP140501107COM70$1,000thousands by filing date
OXFORD LANE CAP CORP691543102COM71$1,000thousands by filing date
GABELLI DIVID & INCOME TR36242H104COM50$1,000thousands by filing date
GAMCO GLOBAL GOLD NAT RES &36465A109COM SH BEN INT100$1,000thousands by filing date
W & T OFFSHORE INC92922P106COM600$1,000thousands by filing date
OLLIES BARGAIN OUTLET HLDGS681116109COM32$1,000thousands by filing date
NOVAGOLD RESOURCES INC66987E206COM NEW100$1,000thousands by filing date
COLLEGIUM PHARMACEUTICAL INC19459J104COM100$1,000thousands by filing date
CORNERSTONE STRATEGIC INVEST21924B302COM45$1,000thousands by filing date
KULICKE & SOFFA INDS INC501242101COM50$1,000thousands by filing date
MAXLINEAR INC57776J100COM52$1,000thousands by filing date
MGP INGREDIENTS INC NEW55303J106COM27$1,000thousands by filing date
ZENDESK INC98936J101COM40$1,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259206SPONS ADR A27$1,000thousands by filing date
JACOBS ENGINEERING GROUP INC469814107COM13$1,000thousands by filing date
OFS CAPITAL CORP67103B100COM100$1,000thousands by filing date
CALAMOS GLOBAL TOTAL RETURN FU128118106COM SH BEN INT70$1,000thousands by filing date
LSB INDS INC502160104COM100$1,000thousands by filing date
WADDELL & REED FINL INC930059100CL A46$1,000thousands by filing date
ALLIANZGI CONV INCOME FD II018825109COM175$1,000thousands by filing date
SELECT MED HLDGS CORP81619Q105COM55$1,000thousands by filing date
ENABLE MIDSTREAM PARTNERS LP292480100COM UNIT RP IN76$1,000thousands by filing date
GARRISON CAP INC366554103COM135$1,000thousands by filing date
CLOUGH GLOBAL DIVID & INCOME18913Y103COM100$1,000thousands by filing date
FS BANCORP INC30263Y104COM32$1,000thousands by filing date
NUVEEN NEW JERSEY MUN VALUE670702109SHS100$1,000thousands by filing date
ALCENTRA CAP CORP01374T102COM100$1,000thousands by filing date
NICOLET BANKSHARES INC65406E102COM21$1,000thousands by filing date
EVOLUTION PETROLEUM CORP30049A107COMMON STOCK100$1,000thousands by filing date
EW SCRIPPS CO THE A811054402COMMON STOCK44$1,000thousands by filing date
MIDLAND STATES BANCORP INC597742105COMMON STOCK39$1,000thousands by filing date
PARKE BANCORP INC700885106COMMON STOCK28$1,000thousands by filing date
EAGLE BANCORP MONTANA INC26942G100COMMON STOCK29$1,000thousands by filing date
ELECTROMED INC285409108COMMON STOCK100$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001533421-17-000008this filing2017-08-15acceptance time not in the bulk data set