13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-30, with 4,795 holding rows worth $1,127,451,000.
- Accession
- 0001533421-15-000006
- Filer
- CIK 1533421
- Filed
- 2015-07-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 5,945 entries on the cover page, a total value of $1,127,451,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,127,416,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KBS FASHION GROUP LTD | Y46002104 | COM | 974 | $4,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 700 | $4,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 338 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 83 | $4,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 1,945 | $4,000 | thousands by filing date | |
| ATRM HLDGS INC | 04964A103 | COM | 912 | $4,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 400 | $4,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 120 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B631 | ULTPRO NASBIO | 200 | $4,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R207 | PFD STK SER A | 506 | $4,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 25 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 40 | $3,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 55 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,600 | $3,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 200 | $3,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 303 | $3,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 103 | $3,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 63 | $3,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 100 | $3,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 75 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 300 | $3,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 142 | $3,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 647 | $3,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 59 | $3,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 100 | $3,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 198 | $3,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 280 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 270 | $3,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 300 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 67 | $3,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 397 | $3,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 100 | $3,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 79 | $3,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 134 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 58 | $3,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 158 | $3,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 249 | $3,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 225 | $3,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 156 | $3,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 100 | $3,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 129 | $3,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 59 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 247 | $3,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 92 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 263 | $3,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 206 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 264 | $3,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 172 | $3,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 158 | $3,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 142 | $3,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 123 | $3,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 100 | $3,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 225 | $3,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 100 | $3,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 77 | $3,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 400 | $3,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 47 | $3,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 567 | $3,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 293 | $3,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 145 | $3,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 773 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 296 | $3,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 60 | $3,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 104 | $3,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 124 | $3,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 104 | $3,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 200 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 40 | $3,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 155 | $3,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 84 | $3,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 928 | $3,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 232 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 472 | $3,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 905 | $3,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,908 | $3,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 697 | $3,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 655 | $3,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 50 | $3,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 49 | $3,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 64 | $3,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 383 | $3,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 165 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 86 | $3,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 639 | $3,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 52 | $3,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 537 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500 | $3,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 204 | $3,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 325 | $3,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 394 | $3,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 100 | $3,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 49 | $3,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 50 | $3,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 563 | $3,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 88 | $3,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 50 | $3,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 129 | $3,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 100 | $3,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 2,500 | $3,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 206 | $3,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 208 | $3,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 758 | $3,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 44 | $3,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 100 | $3,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,490 | $3,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 900 | $3,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 243 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 193 | $3,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 292 | $3,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 766 | $3,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 190 | $3,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,300 | $3,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 166 | $3,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 321 | $3,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 440 | $3,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 451 | $3,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 300 | $3,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 415 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 146 | $3,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 551 | $3,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 486 | $3,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 1,388 | $3,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 706 | $3,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 1,268 | $3,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 253 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 37 | $3,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 34 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 300 | $3,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 95 | $3,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 137 | $3,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 254 | $3,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,026 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 225 | $3,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 320 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 250 | $3,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 337 | $3,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 282 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 82 | $3,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 154 | $3,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 252 | $3,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 643 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P262 | IPTH AGRIC ETN | 95 | $3,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 436 | $3,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 1,002 | $3,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,221 | $3,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 3,421 | $3,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 946 | $3,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 230 | $3,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 240 | $3,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 335 | $3,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 474 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 924 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 62 | $3,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 100 | $3,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 342 | $3,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 400 | $3,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 192 | $3,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 195 | $3,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 25 | $3,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 350 | $3,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 851 | $3,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 200 | $3,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H100 | COM | 300 | $3,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 238 | $3,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 883 | $3,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 731 | $3,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 242 | $3,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 391 | $3,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 780 | $3,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 223 | $3,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 338 | $3,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 494 | $3,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 1,189 | $3,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 348 | $3,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 4,034 | $3,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 286 | $3,000 | thousands by filing date | |
| ACCUSHARES COMMODITIES TR I | 00439V201 | SPOT CBOE VIX | 138 | $3,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14 | $2,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 203 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 28 | $2,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 10 | $2,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 57 | $2,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 19 | $2,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 15 | $2,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 46 | $2,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 28 | $2,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 43 | $2,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 17 | $2,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 44 | $2,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 26 | $2,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 25 | $2,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 144 | $2,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 137 | $2,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 415 | $2,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 333 | $2,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 88 | $2,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 100 | $2,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 364 | $2,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10 | $2,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 159 | $2,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 173 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 166 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 46 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 22 | $2,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 89 | $2,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 94 | $2,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 144 | $2,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 436 | $2,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 83 | $2,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 306 | $2,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 100 | $2,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 419 | $2,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 87 | $2,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 428 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 57 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 133 | $2,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 265 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 129 | $2,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 150 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 38 | $2,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 95 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 169 | $2,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 200 | $2,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 100 | $2,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 146 | $2,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 171 | $2,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 289 | $2,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 211 | $2,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 163 | $2,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 170 | $2,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,236 | $2,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 275 | $2,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 266 | $2,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 277 | $2,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 82 | $2,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 95 | $2,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 220 | $2,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 100 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 711 | $2,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 85 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 478 | $2,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 61 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 159 | $2,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 496 | $2,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 575 | $2,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 96 | $2,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 234 | $2,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 113 | $2,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 200 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 25 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 101 | $2,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 75 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 61 | $2,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 729 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 39 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 139 | $2,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 138 | $2,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 782 | $2,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 91 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 264 | $2,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 198 | $2,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 296 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 177 | $2,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 109 | $2,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 136 | $2,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 71 | $2,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 324 | $2,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 194 | $2,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 39 | $2,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 132 | $2,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 90 | $2,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 246 | $2,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 20 | $2,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 51 | $2,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 36 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 321 | $2,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 100 | $2,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 50 | $2,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 12 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 100 | $2,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 22 | $2,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 57 | $2,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 158 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 33 | $2,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 45 | $2,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 540 | $2,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 79 | $2,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 474 | $2,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 207 | $2,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,040 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,415 | $2,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,414 | $2,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 32 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 49 | $2,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 407 | $2,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 81 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 348 | $2,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 164 | $2,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 290 | $2,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 1,316 | $2,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 708 | $2,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 148 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 38 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 27 | $2,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 454 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 201 | $2,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 70 | $2,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 66 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 30 | $2,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 100 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 4,134 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 967 | $2,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 116 | $2,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 953 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 123 | $2,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 238 | $2,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 100 | $2,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 209 | $2,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 184 | $2,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 574 | $2,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 125 | $2,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 100 | $2,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 357 | $2,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 538 | $2,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 1,122 | $2,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 1,088 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 268 | $2,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 566 | $2,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 190 | $2,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 100 | $2,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 67 | $2,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,598 | $2,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 569 | $2,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 130 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 46 | $2,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 300 | $2,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,048 | $2,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 63 | $2,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,647 | $2,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 124 | $2,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 1,459 | $2,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 446 | $2,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 176 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 36 | $2,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 320 | $2,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 539 | $2,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 320 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 80 | $2,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 52 | $2,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 673 | $2,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 376 | $2,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 1,438 | $2,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 653 | $2,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 1,060 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 100 | $2,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 500 | $2,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 139 | $2,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 100 | $2,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 1,190 | $2,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 333 | $2,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 1,977 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 91 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 71 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 100 | $2,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 400 | $2,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 234 | $2,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 300 | $2,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 82 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,001 | $2,000 | thousands by filing date | |
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| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 591 | $2,000 | thousands by filing date | |
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| DGSE COMPANIES INC | 23323G106 | COM | 3,933 | $2,000 | thousands by filing date | |
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| TSR INC | 872885207 | COM | 631 | $2,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 463 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 400 | $2,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 371 | $2,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 429 | $2,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 100 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 103 | $2,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 410 | $2,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 480 | $2,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 2,803 | $2,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 1,188 | $2,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 601 | $2,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,581 | $2,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 103 | $2,000 | thousands by filing date | |
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| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 1,165 | $2,000 | thousands by filing date | |
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| BROADWAY FINL CORP DEL | 111444105 | COM | 1,403 | $2,000 | thousands by filing date | |
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| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 600 | $2,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
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| 1347 Property Insurance Holdings | 68244P107 | COM | 198 | $2,000 | thousands by filing date | |
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| MEDIWOUND LTD | M68830104 | ORD SHS | 250 | $2,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 547 | $2,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 211 | $2,000 | thousands by filing date | |
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| STATE NATIONAL. | 85711T305 | Common Stock | 200 | $2,000 | thousands by filing date | |
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| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 14 | $2,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 200 | $2,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 617 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 148 | $2,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V305 | COM PAR | 891 | $2,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 100 | $2,000 | thousands by filing date | |
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| OPOWER INC | 68375Y109 | COM | 146 | $2,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 912 | $2,000 | thousands by filing date | |
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| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 1,770 | $2,000 | thousands by filing date | |
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| AROWANA INC | G05011138 | UNIT 99/99/9999 | 208 | $2,000 | thousands by filing date | |
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| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 405 | $2,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U300 | RECON CAP FTSE | 100 | $2,000 | thousands by filing date | |
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| ROI ACQUISITION CORP II | 74966G200 | COM | 242 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 65 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11 | $1,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 400 | $1,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 100 | $1,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 100 | $1,000 | thousands by filing date | |
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| WD 40 CO COM | 929236107 | Stock | 16 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 48 | $1,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 68 | $1,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,486 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 3,300 | $1,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 90 | $1,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 1,300 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20 | $1,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 100 | $1,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 100 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 249 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 62 | $1,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 25 | $1,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 32 | $1,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 193 | $1,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 50 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 69 | $1,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 21 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 43 | $1,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 9 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 78 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 17 | $1,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 150 | $1,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 8 | $1,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 67 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 100 | $1,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 102 | $1,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 56 | $1,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 75 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 56 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 52 | $1,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 34 | $1,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 44 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-15-000006 | this filing | 2015-07-30 | acceptance time not in the bulk data set |