13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-30, with 4,795 holding rows worth $1,127,451,000.
- Accession
- 0001533421-15-000006
- Filer
- CIK 1533421
- Filed
- 2015-07-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 5,945 entries on the cover page, a total value of $1,127,451,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,127,416,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVISORSHARES TR | 00768Y636 | MKT ADPTV ETF | 961 | $23,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 120 | $22,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 194 | $22,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 619 | $22,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 306 | $22,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 349 | $22,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 857 | $22,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,263 | $22,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,394 | $22,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 561 | $22,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,673 | $22,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,341 | $22,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 443 | $22,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 475 | $22,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,820 | $22,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 437 | $22,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 765 | $22,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 414 | $22,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,122 | $22,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,528 | $22,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,400 | $22,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 883 | $22,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,508 | $22,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 902 | $22,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,746 | $22,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 3,039 | $22,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 1,762 | $22,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 205 | $22,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,468 | $22,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 4,066 | $22,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,187 | $22,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,031 | $22,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 12,680 | $22,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 5,930 | $22,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,300 | $22,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,731 | $22,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,725 | $22,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,059 | $22,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 6,038 | $22,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 2,806 | $22,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,225 | $22,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,077 | $22,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,516 | $22,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 6,098 | $22,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 1,222 | $22,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 1,529 | $22,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 262 | $21,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 134 | $21,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 537 | $21,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 897 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 300 | $21,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 486 | $21,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,270 | $21,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,800 | $21,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,264 | $21,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 698 | $21,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 682 | $21,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,187 | $21,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,868 | $21,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,824 | $21,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 2,784 | $21,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 391 | $21,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 4,343 | $21,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 3,444 | $21,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 339 | $21,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 274 | $21,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 2,082 | $21,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 9,594 | $21,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,290 | $21,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,857 | $21,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,451 | $21,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 699 | $21,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 2,379 | $21,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,500 | $21,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 6,570 | $21,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,600 | $21,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 1,012 | $21,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 816 | $21,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 1,160 | $21,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 200 | $20,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 479 | $20,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 165 | $20,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 518 | $20,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,568 | $20,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 344 | $20,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 1,000 | $20,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 995 | $20,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 529 | $20,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,297 | $20,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 921 | $20,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 7,479 | $20,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,450 | $20,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 420 | $20,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 568 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 399 | $20,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 963 | $20,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 631 | $20,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,255 | $20,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 875 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 275 | $20,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937303 | INTNTL IPO ETF | 947 | $20,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,006 | $20,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,130 | $20,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,461 | $20,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 831 | $20,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,251 | $20,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,236 | $20,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 5,885 | $20,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 3,196 | $20,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 9,312 | $20,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 5,176 | $20,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 1,553 | $20,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 1,505 | $20,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,405 | $20,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 3,936 | $20,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,546 | $20,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 10,358 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 934 | $20,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 8,000 | $20,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 1,460 | $20,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 928 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 700 | $20,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,180 | $20,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 4,497 | $20,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 136 | $19,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 710 | $19,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,326 | $19,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 627 | $19,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 412 | $19,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 950 | $19,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 351 | $19,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,126 | $19,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 662 | $19,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 802 | $19,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 873 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,114 | $19,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 574 | $19,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,155 | $19,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 499 | $19,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,225 | $19,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 937 | $19,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,020 | $19,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,459 | $19,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 1,637 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,322 | $19,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,906 | $19,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,037 | $19,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,600 | $19,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 724 | $19,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,147 | $19,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,768 | $19,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 796 | $19,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,211 | $19,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,400 | $19,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 562 | $19,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 2,448 | $19,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 427 | $19,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,873 | $19,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 2,219 | $19,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 4,852 | $19,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 1,414 | $19,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 569 | $19,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 1,158 | $19,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,014 | $19,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 1,511 | $19,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 2,322 | $19,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y644 | Cmn | 825 | $19,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 319 | $18,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 187 | $18,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 234 | $18,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 456 | $18,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 140 | $18,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,088 | $18,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 974 | $18,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 595 | $18,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 240 | $18,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 1,681 | $18,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 3,735 | $18,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,732 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 900 | $18,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,844 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 750 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 200 | $18,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 517 | $18,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 94 | $18,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,275 | $18,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,334 | $18,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 949 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,296 | $18,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 384 | $18,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 340 | $18,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,006 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,413 | $18,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 8,226 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 224 | $18,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,080 | $18,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 944 | $18,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 668 | $18,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,245 | $18,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 853 | $18,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,829 | $18,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,192 | $18,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 645 | $18,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 355 | $18,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,409 | $18,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,300 | $18,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,859 | $18,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 700 | $18,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 2,264 | $18,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,544 | $18,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 2,500 | $18,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 3,748 | $18,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,200 | $18,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 1,511 | $18,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,400 | $18,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 906 | $18,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 608 | $18,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 1,613 | $18,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 768 | $18,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 725 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 462 | $18,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 8,234 | $18,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 803 | $18,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 6,169 | $18,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 1,811 | $18,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 744 | $18,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 694 | $18,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 364 | $18,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 200 | $18,000 | thousands by filing date | |
| FREESEAS INC | Y26496193 | Cmn | 5,049 | $18,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 898 | $18,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,752 | $17,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,880 | $17,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 364 | $17,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 147 | $17,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 496 | $17,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 801 | $17,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 772 | $17,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,742 | $17,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 679 | $17,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 288 | $17,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,500 | $17,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,906 | $17,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 557 | $17,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 759 | $17,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 3,298 | $17,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 973 | $17,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 1,585 | $17,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 955 | $17,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 700 | $17,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,500 | $17,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,000 | $17,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 774 | $17,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,619 | $17,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 2,053 | $17,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 15,180 | $17,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 3,174 | $17,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 1,258 | $17,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 400 | $17,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,158 | $17,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 961 | $17,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 990 | $17,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 451 | $17,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 3,708 | $17,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 2,210 | $17,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,947 | $17,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 406 | $17,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 5,145 | $17,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 6,639 | $17,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,762 | $17,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 7,441 | $17,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 1,314 | $17,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 14,452 | $17,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 761 | $17,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 701 | $17,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 493 | $17,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 694 | $17,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 5,002 | $17,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,959 | $17,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 1,779 | $17,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 126 | $16,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 942 | $16,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 269 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 375 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 531 | $16,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 529 | $16,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 918 | $16,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 671 | $16,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,341 | $16,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 1,051 | $16,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,400 | $16,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,076 | $16,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 750 | $16,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,052 | $16,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 837 | $16,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 702 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 445 | $16,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,692 | $16,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 904 | $16,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 141 | $16,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,787 | $16,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 374 | $16,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 381 | $16,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 851 | $16,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 1,311 | $16,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 275 | $16,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 4,110 | $16,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 679 | $16,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 400 | $16,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,197 | $16,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,771 | $16,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 374 | $16,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 2,519 | $16,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 1,430 | $16,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 893 | $16,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1,255 | $16,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 14,933 | $16,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 200 | $16,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 3,988 | $16,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,129 | $16,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,322 | $16,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 707 | $16,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 2,185 | $16,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 4,156 | $16,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,537 | $16,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 804 | $16,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 834 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H483 | PS CMDT DS ETN | 315 | $16,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,432 | $16,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 750 | $16,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 1,800 | $16,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 185 | $16,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,353 | $16,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 3,043 | $16,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 960 | $16,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 274 | $15,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,082 | $15,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 300 | $15,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,428 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 19,169 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 400 | $15,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 351 | $15,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 393 | $15,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,343 | $15,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,565 | $15,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 514 | $15,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,902 | $15,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 338 | $15,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 591 | $15,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 621 | $15,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 902 | $15,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 519 | $15,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 251 | $15,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,155 | $15,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 655 | $15,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $15,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,671 | $15,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 510 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 943 | $15,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 1,446 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 1,134 | $15,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 501 | $15,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,111 | $15,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 601 | $15,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 638 | $15,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,626 | $15,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 12,607 | $15,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 900 | $15,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 691 | $15,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 609 | $15,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 768 | $15,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 548 | $15,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 730 | $15,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 988 | $15,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 958 | $15,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 294 | $15,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 206 | $15,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,906 | $15,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,582 | $15,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 605 | $15,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 2,904 | $15,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 609 | $15,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 1,009 | $15,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,131 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 200 | $15,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,046 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 300 | $15,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 983 | $15,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 988 | $15,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 833 | $15,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 737 | $15,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 5,802 | $15,000 | thousands by filing date | |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 966 | $15,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 629 | $14,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 631 | $14,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 3,700 | $14,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 404 | $14,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 441 | $14,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 329 | $14,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 363 | $14,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 494 | $14,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 490 | $14,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 682 | $14,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 252 | $14,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,060 | $14,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,509 | $14,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,193 | $14,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 919 | $14,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 130 | $14,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 237 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 600 | $14,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 244 | $14,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,453 | $14,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 5,700 | $14,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 665 | $14,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,600 | $14,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 9,739 | $14,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 560 | $14,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,090 | $14,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 442 | $14,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 992 | $14,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 689 | $14,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 451 | $14,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 762 | $14,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 388 | $14,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 195 | $14,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 4,019 | $14,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 2,275 | $14,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 478 | $14,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 247 | $14,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 982 | $14,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 2,594 | $14,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 12,212 | $14,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 338 | $14,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,490 | $14,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 1,129 | $14,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,584 | $14,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 4,770 | $14,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 1,702 | $14,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 443 | $14,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 2,549 | $14,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 855 | $14,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 287 | $14,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 879 | $14,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 11,146 | $14,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 2,678 | $14,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 1,426 | $14,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 399 | $13,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 422 | $13,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 241 | $13,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 200 | $13,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 156 | $13,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 729 | $13,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 977 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 438 | $13,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 650 | $13,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 240 | $13,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 373 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,096 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 453 | $13,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 1,000 | $13,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 52 | $13,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 349 | $13,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 707 | $13,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 333 | $13,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 277 | $13,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 861 | $13,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,371 | $13,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 636 | $13,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 496 | $13,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 934 | $13,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 445 | $13,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 3,198 | $13,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 4,105 | $13,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 494 | $13,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 784 | $13,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 1,482 | $13,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 354 | $13,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 379 | $13,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,089 | $13,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 753 | $13,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,619 | $13,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 398 | $13,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 3,636 | $13,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 646 | $13,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,144 | $13,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 847 | $13,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 431 | $13,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 900 | $13,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 30,426 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 700 | $13,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 9,611 | $13,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 809 | $13,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 2,294 | $13,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 955 | $13,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 814 | $13,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 3,369 | $13,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 699 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-15-000006 | this filing | 2015-07-30 | acceptance time not in the bulk data set |