13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-05, with 4,105 holding rows worth $1,230,569,000.
- Accession
- 0001533421-13-000015
- Filer
- CIK 1533421
- Filed
- 2013-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 4,494 entries on the cover page, a total value of $1,230,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,230,552,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC
- included managerLatour Trading LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 150 | $15,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 232 | $15,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 1,393 | $15,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 1,141 | $15,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 256 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 800 | $15,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 826 | $15,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 431 | $15,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 3,862 | $15,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 800 | $15,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,000 | $15,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 883 | $15,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,729 | $15,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 1,500 | $15,000 | thousands by filing date | |
| OMTHERA PHARMACEUTICALS INC | 68217A103 | COM | 1,126 | $15,000 | thousands by filing date | |
| FURNITURE BRANDS INTL INC | 360921209 | COM | 3,596 | $15,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 4,150 | $15,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,027 | $15,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,744 | $15,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 448 | $15,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 5,714 | $15,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 2,651 | $15,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 2,457 | $15,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 600 | $15,000 | thousands by filing date | |
| MADISON COUNTY FINANCIAL INC | 556777100 | COM | 850 | $15,000 | thousands by filing date | |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 2,423 | $15,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 4,422 | $15,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 1,538 | $15,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 276 | $14,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 199 | $14,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 471 | $14,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 422 | $14,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 409 | $14,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,500 | $14,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 507 | $14,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 243 | $14,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 958 | $14,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 100 | $14,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 100 | $14,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,495 | $14,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 2,053 | $14,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,141 | $14,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 914 | $14,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 695 | $14,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 983 | $14,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 400 | $14,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,225 | $14,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 322 | $14,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 221 | $14,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,333 | $14,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 847 | $14,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 700 | $14,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,093 | $14,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 800 | $14,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 800 | $14,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,696 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 946 | $14,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 849 | $14,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,278 | $14,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 335 | $14,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 690 | $14,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,424 | $14,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 284 | $14,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 794 | $14,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 679 | $14,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 793 | $14,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 300 | $14,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 396 | $14,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 400 | $14,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 713 | $14,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 655 | $14,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,057 | $14,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 451 | $14,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 372 | $14,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 1,446 | $14,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 570 | $14,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 5,010 | $14,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,283 | $14,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,355 | $14,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 7,921 | $14,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 307 | $14,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 1,670 | $14,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 2,334 | $14,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 900 | $14,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 600 | $14,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 600 | $14,000 | thousands by filing date | |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 1,147 | $14,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,899 | $14,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 900 | $14,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,058 | $14,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 709 | $14,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,138 | $14,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 4,411 | $14,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 3,700 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 608 | $14,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 1,220 | $14,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 221 | $13,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 148 | $13,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 490 | $13,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 280 | $13,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 103 | $13,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 400 | $13,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 210 | $13,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 371 | $13,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 435 | $13,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 764 | $13,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 500 | $13,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 289 | $13,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 310 | $13,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 314 | $13,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 300 | $13,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 77 | $13,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,966 | $13,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,879 | $13,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,700 | $13,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 210 | $13,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 600 | $13,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 300 | $13,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 833 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 900 | $13,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 637 | $13,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 525 | $13,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 500 | $13,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 976 | $13,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 639 | $13,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 1,440 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 200 | $13,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 900 | $13,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 356 | $13,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 522 | $13,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,485 | $13,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,112 | $13,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 4,603 | $13,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 708 | $13,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,146 | $13,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,913 | $13,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 332 | $13,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 1,834 | $13,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 556 | $13,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 649 | $13,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 947 | $13,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 1,009 | $13,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 996 | $13,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 4,446 | $13,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 292 | $13,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,332 | $13,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,179 | $13,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 583 | $13,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 905 | $13,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 940 | $13,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 550 | $13,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,286 | $13,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 408 | $13,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 1,076 | $13,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 390 | $13,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 1,097 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 900 | $13,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 1,702 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 800 | $13,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 634 | $13,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 600 | $13,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,440 | $13,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 883 | $13,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 954 | $13,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 897 | $13,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 810 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 288 | $12,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 483 | $12,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 230 | $12,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 873 | $12,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 374 | $12,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 985 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 6,331 | $12,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,602 | $12,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,000 | $12,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 610 | $12,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 316 | $12,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 857 | $12,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 500 | $12,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 626 | $12,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 600 | $12,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 964 | $12,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 899 | $12,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 846 | $12,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 550 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 728 | $12,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,680 | $12,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 196 | $12,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 700 | $12,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,317 | $12,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 210 | $12,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 86 | $12,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 244 | $12,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,059 | $12,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 200 | $12,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 482 | $12,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 563 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 800 | $12,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,229 | $12,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 781 | $12,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 3,329 | $12,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,046 | $12,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,671 | $12,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,604 | $12,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 5,856 | $12,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 268 | $12,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 400 | $12,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,259 | $12,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 388 | $12,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 271 | $12,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 3,379 | $12,000 | thousands by filing date | |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 700 | $12,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 872 | $12,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 583 | $12,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 783 | $12,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 717 | $12,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 748 | $12,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 197 | $12,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 137 | $12,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737207 | ADS | 2,000 | $12,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 526 | $12,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 289 | $12,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,222 | $12,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 3,419 | $12,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 904 | $12,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 326 | $12,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 3,633 | $12,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 3,200 | $12,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,391 | $12,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 765 | $12,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 470 | $12,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 4,200 | $12,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 1,100 | $12,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 667 | $12,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 11,715 | $12,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 633 | $12,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 10,442 | $12,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 9,526 | $12,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 788 | $12,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 6,972 | $12,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 3,098 | $12,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 1,855 | $12,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 750 | $12,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 900 | $12,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 6,512 | $12,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 1,700 | $12,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 800 | $12,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 100 | $11,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 103 | $11,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 133 | $11,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,227 | $11,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 211 | $11,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 233 | $11,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,097 | $11,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 309 | $11,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 152 | $11,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 752 | $11,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 147 | $11,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 338 | $11,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 569 | $11,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 633 | $11,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 427 | $11,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 515 | $11,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,279 | $11,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 118 | $11,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 275 | $11,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 460 | $11,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 199 | $11,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 591 | $11,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,500 | $11,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 210 | $11,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 413 | $11,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 743 | $11,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 750 | $11,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 134 | $11,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 859 | $11,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 429 | $11,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 200 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 888 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 735 | $11,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 346 | $11,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,000 | $11,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 406 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 499 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 821 | $11,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 160 | $11,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 187 | $11,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 381 | $11,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,061 | $11,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 508 | $11,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 980 | $11,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,700 | $11,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 546 | $11,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 126 | $11,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 580 | $11,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 900 | $11,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 516 | $11,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,686 | $11,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 1,029 | $11,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 769 | $11,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 452 | $11,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 679 | $11,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 703 | $11,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 4,955 | $11,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 270 | $11,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 639 | $11,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 786 | $11,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 200 | $11,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 243 | $11,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 506 | $11,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 900 | $11,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 400 | $11,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 2,001 | $11,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 730 | $11,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 471 | $11,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 4,194 | $11,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 5,400 | $11,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 404 | $11,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 328 | $11,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 1,126 | $11,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 937 | $11,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 200 | $11,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 796 | $11,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 390 | $11,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,349 | $11,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 786 | $11,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 735 | $11,000 | thousands by filing date | |
| NAVARRE CORP | 639208107 | COM | 3,650 | $11,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,215 | $11,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 4,456 | $11,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 649 | $11,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 144 | $11,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 1,173 | $11,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 2,556 | $11,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 2,102 | $11,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 3,000 | $11,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 900 | $11,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 4,970 | $11,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 3,321 | $11,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,892 | $11,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,215 | $11,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 200 | $11,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 1,000 | $11,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,184 | $11,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 3,767 | $11,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 4,843 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 318 | $11,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 1,195 | $11,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 162 | $10,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 568 | $10,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 943 | $10,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 200 | $10,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 103 | $10,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,500 | $10,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 656 | $10,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,430 | $10,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 5,118 | $10,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 439 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 291 | $10,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 588 | $10,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 300 | $10,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,085 | $10,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 328 | $10,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 412 | $10,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 200 | $10,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 77 | $10,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 500 | $10,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 400 | $10,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 185 | $10,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 514 | $10,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 804 | $10,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 400 | $10,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 800 | $10,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,739 | $10,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 263 | $10,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 422 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 165 | $10,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,100 | $10,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 187 | $10,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 691 | $10,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,838 | $10,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 211 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 743 | $10,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 317 | $10,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 500 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 703 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 701 | $10,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,272 | $10,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 713 | $10,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,387 | $10,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 153 | $10,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 194 | $10,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 200 | $10,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,996 | $10,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 576 | $10,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 200 | $10,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,271 | $10,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 691 | $10,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 102 | $10,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 599 | $10,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 1,220 | $10,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 700 | $10,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 800 | $10,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 703 | $10,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 534 | $10,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,305 | $10,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 6,119 | $10,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 209 | $10,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 568 | $10,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 2,420 | $10,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 456 | $10,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,521 | $10,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 500 | $10,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 1,507 | $10,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,593 | $10,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 1,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 700 | $10,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 595 | $10,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 3,563 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 200 | $10,000 | thousands by filing date | |
| Colonial Financial Services, Inc. | 19566B101 | Common Stock | 751 | $10,000 | thousands by filing date | |
| Newport Bancorp, Inc. | 651754103 | Common Stock | 614 | $10,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 1,742 | $10,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 2,291 | $10,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 2,859 | $10,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 300 | $9,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 325 | $9,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 330 | $9,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 4,128 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $9,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 200 | $9,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 180 | $9,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 128 | $9,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 360 | $9,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 517 | $9,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 898 | $9,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 800 | $9,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 167 | $9,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 750 | $9,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 376 | $9,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 87 | $9,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 181 | $9,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 308 | $9,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 542 | $9,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,156 | $9,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 400 | $9,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 800 | $9,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 925 | $9,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 826 | $9,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 529 | $9,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 436 | $9,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 187 | $9,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 469 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 644 | $9,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 324 | $9,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 735 | $9,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 653 | $9,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 513 | $9,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 645 | $9,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,226 | $9,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 3,468 | $9,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,100 | $9,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 380 | $9,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 127 | $9,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 327 | $9,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 1,110 | $9,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 3,327 | $9,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,440 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,000 | $9,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 100 | $9,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,562 | $9,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 136 | $9,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 422 | $9,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 900 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,034 | $9,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,231 | $9,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 821 | $9,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 146 | $9,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,605 | $9,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 356 | $9,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 400 | $9,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 286 | $9,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,500 | $9,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 542 | $9,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 478 | $9,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 231 | $9,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 364 | $9,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,037 | $9,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 1,125 | $9,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 200 | $9,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 838 | $9,000 | thousands by filing date | |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 1,134 | $9,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 1,154 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001533421-13-000015 | this filing | 2013-08-05 | acceptance time not in the bulk data set |