13F-HR filed by Partnervest Advisory Services LLC
Partnervest Advisory Services LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-06, with 228 holding rows worth $265,209,000.
- Accession
- 0001532516-20-000004
- Filer
- CIK 1532516
- Filed
- 2020-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 256 entries on the cover page, a total value of $265,209,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $265,209,000 with VALUE read as thousands by filing date, 13F file number 028-14618. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAnfield Capital Management, LLC028-18040
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 154,237 | $47,560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 264,315 | $26,561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 218,762 | $13,263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 297,460 | $9,594,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 22,320 | $8,142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 36,474 | $7,423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 1,735 | $4,787,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 38,710 | $4,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 34,087 | $3,466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 88,773 | $3,443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 12,314 | $3,049,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 21,034 | $2,782,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 27,406 | $2,743,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 26,416 | $2,485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 15,408 | $2,437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,595 | $2,406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 55,680 | $2,304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,121 | $2,205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 13,953 | $2,184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 76,200 | $2,166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,116 | $1,955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 15,580 | $1,826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 12,593 | $1,771,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 31,981 | $1,728,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 29,058 | $1,704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 19,022 | $1,680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 14,291 | $1,675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,132 | $1,600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 6,352 | $1,591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 14,269 | $1,591,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 24,031 | $1,588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 28,572 | $1,492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,643 | $1,455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,855 | $1,451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 17,220 | $1,431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 979 | $1,388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 19,930 | $1,337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 11,147 | $1,337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 6,516 | $1,317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 7,030 | $1,314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 13,161 | $1,311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE INC | 09260D107 | COM | 21,941 | $1,243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAVO GROWERS INC | 128246105 | COM | 18,930 | $1,191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Proshares Short S&P | 74347B425 | COM | 52,540 | $1,175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 15,874 | $1,168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 4,163 | $1,160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Extended Market ETF | 922908652 | SHS | 9,136 | $1,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 26,790 | $1,061,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 978 | $1,056,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 11,500 | $1,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 33,404 | $1,010,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 8,285 | $992,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 28,800 | $978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 17,460 | $963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,943 | $955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 7,962 | $952,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 5,246 | $936,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 20,689 | $925,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 27,824 | $916,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,277 | $899,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 27,117 | $892,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 4,735 | $887,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 4,791 | $884,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Tower Corporation | 03027X100 | COM | 3,360 | $869,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 8,483 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,672 | $834,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 15,622 | $812,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 8,229 | $807,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,066 | $804,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,812 | $791,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Raytheon Technologies Corporation | 75513E101 | COM | 12,049 | $743,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,513 | $736,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 6,040 | $729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 3,901 | $715,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 11,770 | $704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 23,549 | $704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,930 | $701,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11,615 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 13,700 | $655,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 8,130 | $638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 10,262 | $638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM BRANDS INC COM | 988498101 | Stock | 7,330 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 3,234 | $625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 39,250 | $616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 2,071 | $612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,511 | $588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 24,425 | $580,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,593 | $577,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,007 | $560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 20,231 | $552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 23,540 | $545,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOGEN INC COM | 09062X103 | Stock | 2,019 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,575 | $514,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,314 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 10,663 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,345 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 1,590 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,870 | $477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 43,599 | $477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 6,483 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 41,746 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINTEREST INC CL A | 72352L106 | Stock | 20,466 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 31,426 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 12,971 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 1,842 | $434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 9,264 | $433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OKTAINCCLASSA | 679295105 | STOK | 2,138 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UnitedHealth Group Inc | 91324P102 | COM | 1,448 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 10,769 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 23,960 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 14,310 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHD | 808524797 | COM | 7,665 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Honeywell Technologies | 438516106 | COM | 2,727 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G516 | COM | 6,504 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 8,796 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,077 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 939 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,968 | $380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B714 | FUND | 20,000 | $380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,515 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 7,339 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,422 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 7,136 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 3,514 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTO LABS INC | 743713109 | COM | 3,285 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 3,646 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,136 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,406 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,842 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IJH | 464287507 | COM | 1,942 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,309 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 17,335 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 7,100 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 8,600 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 775 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 6,085 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,871 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 26,200 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 9,000 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 9,946 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,681 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuit Inc. | 461202103 | COM | 1,055 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,434 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,754 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,435 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 1,253 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 11,620 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 3,236 | $295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,072 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUSIGN INC COM | 256163106 | Stock | 1,675 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 19,889 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,850 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,430 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 1,715 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 1,791 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,041 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 8,700 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 1,236 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,230 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,376 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 4,250 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,996 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVIDIA Corp | 67066G104 | COM | 686 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,106 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 15,442 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TJX Companies Inc | 872540109 | COM | 5,059 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,058 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHROCK INC | 03957W106 | COM | 39,123 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 18,166 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 1,515 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,024 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 34,970 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRIEN LTD COM | 67077M108 | Stock | 7,704 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,274 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROCS INC COM | 227046109 | Stock | 6,545 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,715 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 2,937 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 6,420 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Aussie $ ETF | 46090N103 | ETF | 3,406 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Canadian $ ETF | 46138T104 | ETF | 3,223 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,956 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 2,190 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 7,973 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 6,296 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,311 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,073 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 24,000 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1,731 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROKU INC COM CL A | 77543R102 | Stock | 1,947 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 885 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,145 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uber Technologies | 90353T100 | COM | 7,175 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 10,529 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 385 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,466 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 2,822 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,424 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B185 | FUND | 10,537 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 30,574 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,799 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 1,716 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,357 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 6,559 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 6,376 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 18,685 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,320 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 31,626 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT AIRLS INC | 848577102 | COM | 11,082 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,200 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC. | 98986T108 | CL A | 19,260 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W109 | CL A | 42,050 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 25,683 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 10,320 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 23,693 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,731 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 10,564 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 13,000 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,315 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,416 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 1,600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 2,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W109 | CL A | 35,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 1,200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TR | 46090E103 | COM | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532516-20-000004 | this filing | 2020-08-06 | acceptance time not in the bulk data set |