13F-HR filed by Equitable Holdings, Inc.
Equitable Holdings, Inc. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 897 holding rows worth $5,746,414,435.
- Accession
- 0001532155-23-000125
- Filer
- CIK 1333986
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 983 entries on the cover page, a total value of $5,746,414,435 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,746,414,435 with VALUE read as dollars as filed, 13F file number 028-19172. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Investment Management Group, LLC028-14633
- included managerEQUITABLE ADVISORS, LLC028-20164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CINTAS CORP COM | 172908105 | Stock | 1,739 | $785,367 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 32,719 | $780,021 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 9,529 | $778,900 | dollars as filed | |
| ISHARES TR | 46435G243 | COM | 32,650 | $776,091 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 36,294 | $774,877 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 12,419 | $770,599 | dollars as filed | |
| FISERV INC | 337738108 | COM | 7,551 | $763,180 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 4,399 | $761,907 | dollars as filed | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 19,339 | $761,376 | dollars as filed | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 15,976 | $757,422 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 39,047 | $756,340 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 17,478 | $750,505 | dollars as filed | |
| SPROTT FDS TR | 85208P303 | URANI MINER ETF | 23,506 | $746,080 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 37,050 | $739,148 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 22,939 | $738,865 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 2,765 | $737,813 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,797 | $735,668 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 16,101 | $732,918 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 31,960 | $724,533 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,770 | $722,219 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 27,515 | $716,766 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,645 | $715,934 | dollars as filed | |
| General Electric Company | 369604301 | COM | 8,540 | $715,567 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,085 | $707,971 | dollars as filed | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 15,630 | $702,256 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,618 | $699,122 | dollars as filed | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 14,324 | $695,430 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 822 | $693,793 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 26,056 | $693,725 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 33,979 | $693,172 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 2,058 | $692,579 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 22,782 | $688,016 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,032 | $687,738 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 953 | $687,580 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 12,003 | $683,691 | dollars as filed | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 24,048 | $682,242 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,118 | $680,694 | dollars as filed | |
| VANECK ETF TRUST | 92189F437 | COM | 25,006 | $675,662 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 38,968 | $674,926 | dollars as filed | |
| Southern Company | 842587107 | COM | 9,432 | $673,539 | dollars as filed | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 32,710 | $670,346 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,075 | $660,535 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 16,863 | $659,343 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 13,102 | $656,934 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 17,843 | $651,626 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 22,776 | $647,749 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 57,275 | $647,208 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 26,868 | $645,101 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 3,613 | $644,090 | dollars as filed | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 34,216 | $643,603 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 5,527 | $643,011 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 23,500 | $640,375 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 17,457 | $639,799 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 21,988 | $638,312 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 27,802 | $636,538 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 42,776 | $635,651 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 5,384 | $635,312 | dollars as filed | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 18,563 | $634,483 | dollars as filed | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 10,769 | $624,171 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 13,201 | $623,087 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 8,247 | $620,999 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 15,243 | $620,543 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,256 | $616,912 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 4,670 | $616,393 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 14,311 | $615,802 | dollars as filed | |
| American Express Company | 025816109 | COM | 4,136 | $611,094 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 2,494 | $609,758 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 12,064 | $603,683 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,766 | $600,125 | dollars as filed | |
| LIFE STORAGE INC | 53223X107 | COM | 5,996 | $590,606 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 15,855 | $574,902 | dollars as filed | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 8,836 | $574,075 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 21,218 | $572,886 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 19,903 | $572,410 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,570 | $568,568 | dollars as filed | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 25,362 | $567,855 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 2,834 | $564,646 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 22,813 | $562,340 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 11,367 | $562,099 | dollars as filed | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 11,434 | $559,008 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 6,382 | $556,191 | dollars as filed | |
| MOSAIC CO COM | 61945C103 | Stock | 12,676 | $556,096 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,033 | $553,356 | dollars as filed | |
| IVLU | 46435G409 | COM | 23,749 | $550,264 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 12,805 | $549,847 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,050 | $548,340 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 12,093 | $545,999 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,929 | $545,936 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 9,031 | $544,750 | dollars as filed | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 48,245 | $542,756 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 15,132 | $542,634 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 14,229 | $541,271 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 13,888 | $540,799 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,419 | $539,516 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 30,958 | $538,669 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 12,577 | $536,912 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 15,660 | $536,355 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,204 | $534,894 | dollars as filed | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 7,842 | $533,386 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 11,420 | $528,632 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,971 | $527,587 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 4,920 | $523,931 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,965 | $518,823 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,511 | $518,269 | dollars as filed | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 35,705 | $518,080 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 5,998 | $514,868 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,652 | $509,246 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 912 | $507,300 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 15,391 | $501,593 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,832 | $501,248 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 39,360 | $500,659 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,735 | $500,488 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 17,399 | $499,351 | dollars as filed | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 8,519 | $499,299 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,123 | $498,102 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P876 | US SML CP MLTFCT | 15,198 | $497,026 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 13,909 | $495,717 | dollars as filed | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,787 | $495,712 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 6,830 | $491,350 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,600 | $488,700 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 27,144 | $488,592 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,539 | $487,090 | dollars as filed | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 3,483 | $486,934 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 7,073 | $482,379 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 4,949 | $481,934 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 15,184 | $477,840 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,971 | $477,514 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 25,699 | $474,147 | dollars as filed | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 19,474 | $473,608 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 48,448 | $472,368 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,768 | $471,972 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,594 | $466,193 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 17,448 | $465,687 | dollars as filed | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 18,778 | $464,756 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 41,532 | $462,251 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 6,370 | $460,997 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 9,684 | $460,958 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 38,822 | $460,817 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,441 | $457,663 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 3,354 | $455,742 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 16,877 | $453,316 | dollars as filed | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,111 | $450,804 | dollars as filed | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 13,940 | $449,217 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 9,670 | $448,881 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 161,750 | $446,430 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 1,840 | $445,814 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 9,980 | $444,908 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,666 | $444,716 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 24,160 | $434,638 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 31,263 | $431,564 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,458 | $430,420 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 4,817 | $428,185 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 15,606 | $427,604 | dollars as filed | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,079 | $426,230 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,500 | $424,710 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,415 | $424,698 | dollars as filed | |
| HAYWARD HLDGS INC | 421298100 | COM | 45,000 | $423,000 | dollars as filed | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 18,357 | $422,303 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 10,115 | $422,200 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 6,121 | $420,084 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 5,041 | $419,714 | dollars as filed | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 16,173 | $416,616 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 4,847 | $414,419 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 10,068 | $410,372 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 1,935 | $409,949 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,533 | $405,744 | dollars as filed | |
| Deere & Company | 244199105 | COM | 946 | $405,607 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 2,163 | $404,200 | dollars as filed | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,440 | $397,411 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,218 | $395,480 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 8,305 | $394,238 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,820 | $389,592 | dollars as filed | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 4,308 | $384,403 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,756 | $382,887 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 5,530 | $381,937 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,793 | $381,701 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 6,712 | $381,107 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 13,087 | $379,785 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,720 | $378,916 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 18,429 | $378,716 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 4,858 | $377,564 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,933 | $373,438 | dollars as filed | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 24,525 | $373,271 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,638 | $372,221 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 17,455 | $367,951 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,713 | $366,392 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,301 | $364,639 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 15,443 | $363,065 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,657 | $362,041 | dollars as filed | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,608 | $360,755 | dollars as filed | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 17,383 | $360,697 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,845 | $359,494 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 14,250 | $356,678 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 19,742 | $351,605 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 20,520 | $350,482 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 15,861 | $348,625 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 13,675 | $343,721 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,462 | $343,547 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,033 | $342,274 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 33,000 | $340,890 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,360 | $338,966 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,090 | $338,079 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 12,438 | $336,448 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 5,497 | $335,207 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 10,210 | $335,092 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,112 | $334,881 | dollars as filed | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 8,877 | $332,976 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 11,005 | $328,719 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 7,594 | $328,289 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 18,000 | $328,140 | dollars as filed | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 4,160 | $326,352 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,283 | $326,267 | dollars as filed | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,496 | $324,639 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,545 | $323,604 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,751 | $323,187 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,521 | $322,868 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 10,956 | $320,463 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,297 | $319,607 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 66,500 | $319,200 | dollars as filed | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,287 | $315,317 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 8,973 | $315,311 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 6,996 | $314,610 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,294 | $314,416 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 8,697 | $313,440 | dollars as filed | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 28,201 | $312,749 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 2,705 | $312,590 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,491 | $312,273 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,049 | $311,247 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 5,817 | $310,977 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 7,472 | $310,296 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 9,450 | $309,299 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,415 | $308,763 | dollars as filed | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 36,000 | $306,720 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,718 | $305,775 | dollars as filed | |
| Etfmg Prime Mobile | 26924G409 | COM | 7,646 | $300,182 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,294 | $299,735 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,129 | $299,524 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 6,496 | $299,368 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 10,550 | $297,194 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,892 | $297,139 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 13,700 | $296,939 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,212 | $292,958 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 8,565 | $292,752 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 1,853 | $290,699 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,721 | $290,367 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 17,297 | $290,071 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,587 | $289,850 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 8,751 | $285,404 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,698 | $284,072 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 28,548 | $283,767 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,557 | $282,284 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 6,238 | $281,022 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 7,225 | $280,764 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 9,027 | $280,379 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,563 | $280,008 | dollars as filed | |
| TRITON INTL LTD | G9078F107 | CL A | 4,068 | $279,797 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,564 | $278,689 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 3,915 | $278,161 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,141 | $274,107 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,318 | $273,400 | dollars as filed | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,302 | $271,383 | dollars as filed | |
| CORNING INC | 219350105 | COM | 8,492 | $271,234 | dollars as filed | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,230 | $269,395 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 1,906 | $267,469 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 2,064 | $267,329 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,515 | $267,115 | dollars as filed | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,193 | $266,816 | dollars as filed | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 113,000 | $266,680 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,909 | $265,030 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,433 | $264,736 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,837 | $263,728 | dollars as filed | |
| KLA CORP | 482480100 | COM | 698 | $263,167 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 1,603 | $262,940 | dollars as filed | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,407 | $262,251 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 20,605 | $260,653 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 15,142 | $259,080 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,522 | $258,531 | dollars as filed | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,367 | $257,734 | dollars as filed | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 5,215 | $256,734 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 1,178 | $255,461 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 4,128 | $254,367 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 24,709 | $251,785 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,332 | $251,466 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,000 | $250,690 | dollars as filed | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 8,302 | $246,985 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 5,224 | $246,521 | dollars as filed | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 10,840 | $246,176 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 122 | $245,864 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,066 | $245,608 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 11,760 | $244,961 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,535 | $243,159 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,807 | $242,017 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 4,110 | $241,586 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,928 | $239,917 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 29,946 | $239,568 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,509 | $239,413 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 13,913 | $239,164 | dollars as filed | |
| EVERGY INC COM | 30034W106 | Stock | 3,789 | $238,442 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,620 | $238,232 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,846 | $238,116 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,307 | $237,183 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 2,743 | $236,474 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,207 | $236,055 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,145 | $235,071 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,395 | $234,303 | dollars as filed | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 10,945 | $233,019 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 9,294 | $232,815 | dollars as filed | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,645 | $232,310 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 499 | $232,120 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 4,819 | $231,264 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 10,177 | $230,814 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,624 | $229,731 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 7,412 | $229,698 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 793 | $229,003 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 701 | $228,652 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 2,066 | $228,438 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,449 | $228,246 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 12,592 | $228,167 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 5,569 | $226,658 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 10,617 | $224,762 | dollars as filed | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,513 | $222,468 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,269 | $222,244 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,543 | $221,444 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 28,329 | $219,833 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,293 | $219,624 | dollars as filed | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 4,237 | $219,307 | dollars as filed | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 45,506 | $218,429 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,532 | $216,902 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 2,729 | $216,437 | dollars as filed | |
| CARLISLE COS INC COM | 142339100 | Stock | 916 | $215,855 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 19,870 | $215,788 | dollars as filed | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 10,791 | $214,417 | dollars as filed | |
| NUTRIEN LTD COM | 67077M108 | Stock | 2,931 | $214,051 | dollars as filed | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 3,921 | $213,734 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 859 | $213,126 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 3,347 | $212,936 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 13,700 | $211,802 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,402 | $211,604 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 7,825 | $211,432 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 2,763 | $211,231 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,675 | $210,469 | dollars as filed | |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,557 | $210,211 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,370 | $209,783 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 2,300 | $208,679 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,788 | $208,301 | dollars as filed | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 4,638 | $208,293 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,158 | $208,161 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 21,905 | $207,659 | dollars as filed | |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 4,077 | $207,534 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 1,471 | $205,940 | dollars as filed | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 5,778 | $205,870 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,397 | $204,730 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,209 | $204,707 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 10,121 | $203,533 | dollars as filed | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,652 | $203,213 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,666 | $203,069 | dollars as filed | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,977 | $202,436 | dollars as filed | |
| MEDIFAST INC | 58470H101 | COM | 1,753 | $202,209 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,331 | $202,025 | dollars as filed | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 15,100 | $198,112 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,817 | $196,512 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 10,395 | $194,387 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,125 | $188,791 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 12,455 | $186,700 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 18,006 | $186,362 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,725 | $172,397 | dollars as filed | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 23,228 | $162,364 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 24,370 | $156,455 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 18,400 | $152,352 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,701 | $150,884 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 26,055 | $149,295 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 31,563 | $145,505 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 33,988 | $144,789 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,300 | $144,650 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 21,093 | $144,065 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 27,130 | $141,619 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,600 | $140,288 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $137,700 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,511 | $130,021 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 10,539 | $118,669 | dollars as filed | |
| HARBOR ETF TRUST | 41151J703 | DIVIDEND GTH LEA | 10,000 | $118,300 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,647 | $118,217 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,745 | $110,755 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,198 | $108,806 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 15,573 | $99,667 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,632 | $97,469 | dollars as filed | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 17,920 | $94,976 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 15,537 | $94,931 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 16,817 | $87,112 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 10,204 | $86,122 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 12,000 | $66,960 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,191 | $57,783 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,169 | $54,506 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 19,250 | $23,678 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 11,550 | $19,520 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $9,800 | dollars as filed | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 34,730 | $451 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-23-000125 | this filing | 2023-02-14 | acceptance time not in the bulk data set |