13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-15, with 3,270 holding rows worth $206,523,024,000.
- Accession
- 0001532155-22-000122
- Filer
- CIK 1109448
- Filed
- 2022-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 3,296 entries on the cover page, a total value of $206,523,024,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $206,548,696,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Holdings, Inc.028-19172
- included managerSTEWART W P & CO LTD028-01432
- included managerAB CarVal Investors, LP028-12737
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 111,300 | $208,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,899 | $205,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 25,715 | $205,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 14,200 | $205,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 85,011 | $204,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 50,400 | $204,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 20,303 | $204,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 10,266 | $203,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 6,000 | $203,000 | thousands by filing date | |
| NERDWALLET INC CL A | 64082B102 | COMMON STOCK | 22,900 | $203,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,800 | $203,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 32,600 | $202,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 37,000 | $201,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,300 | $201,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 713,000 | $201,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,100 | $199,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 25,300 | $198,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 40,069 | $198,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 68,900 | $197,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 33,072 | $196,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 26,036 | $195,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 33,400 | $195,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 19,000 | $193,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 55,200 | $193,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 10,278 | $193,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 72,563 | $191,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 11,547 | $191,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 47,800 | $190,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 146,100 | $190,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 23,500 | $189,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 103,100 | $189,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 27,617 | $188,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 17,800 | $187,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 19,503 | $186,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 11,751 | $185,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 23,223 | $185,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 17,100 | $184,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 14,700 | $181,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 72,004 | $181,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 81,200 | $179,000 | thousands by filing date | |
| PYROPHYTE ACQUISITION CORP | G7308P101 | CL A ORD SHS | 17,639 | $179,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 78,500 | $178,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 59,000 | $178,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 48,100 | $177,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 11,297 | $176,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 15,633 | $175,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 15,800 | $175,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 25,300 | $175,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 113,878 | $174,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 25,068 | $173,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 35,326 | $171,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 75,700 | $170,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 18,823 | $168,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 18,700 | $166,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 30,623 | $165,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 162,000 | $165,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 86,200 | $164,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 48,700 | $163,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C109 | CLASS A ORD SHS | 16,400 | $163,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 39,518 | $161,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 101,600 | $161,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 67,600 | $158,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 15,535 | $156,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 54,851 | $155,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 13,500 | $155,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 10,058 | $155,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 24,600 | $155,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 13,823 | $153,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 42,600 | $153,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 42,000 | $153,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,189 | $153,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 12,200 | $152,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 16,606 | $150,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 25,300 | $149,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D102 | COM | 14,785 | $149,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 203,225 | $148,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 15,461 | $148,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 15,000 | $148,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 24,007 | $145,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 32,708 | $144,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 19,309 | $144,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 63,600 | $144,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 35,600 | $143,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 94,500 | $143,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 13,200 | $142,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 30,800 | $141,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 12,200 | $139,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,800 | $138,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 151,069 | $138,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 34,900 | $137,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 15,500 | $136,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 14,297 | $136,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 12,282 | $135,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,600 | $134,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,100 | $134,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 188,900 | $133,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 35,004 | $128,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 16,000 | $127,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 19,800 | $126,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 12,700 | $125,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,200 | $125,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 34,200 | $120,000 | thousands by filing date | |
| ZIMVIE INC | 98888T107 | COM | 12,098 | $119,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 32,500 | $117,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 18,000 | $117,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,970 | $116,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,946 | $113,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 12,300 | $113,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 46,000 | $112,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 28,600 | $112,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 52,600 | $112,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 12,060 | $110,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,008 | $109,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,600 | $108,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,197 | $107,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 13,800 | $107,000 | thousands by filing date | |
| BENSON HILL INC | 082490103 | COM | 39,100 | $107,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 120,171 | $106,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,700 | $106,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 26,000 | $105,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 14,700 | $104,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 107,700 | $102,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 39,466 | $99,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 44,348 | $98,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 17,652 | $98,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,500 | $95,000 | thousands by filing date | put |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,664 | $95,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 27,600 | $94,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 30,100 | $94,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 11,800 | $93,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 21,000 | $92,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 22,100 | $90,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 31,600 | $88,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 22,000 | $88,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,248 | $87,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,504 | $87,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 10,715 | $87,000 | thousands by filing date | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 16,200 | $86,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 56,900 | $85,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 77,500 | $83,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 29,000 | $82,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 11,900 | $81,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 26,500 | $80,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 24,600 | $80,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 40,300 | $79,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 39,500 | $77,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 22,260 | $75,000 | thousands by filing date | |
| Global Business Travel Group I | 37890B118 | Warrant | 46,917 | $74,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 60,800 | $72,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 13,095 | $72,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 34,700 | $72,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 81,800 | $72,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 59,600 | $72,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 11,795 | $71,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 16,370 | $70,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 5,000 | $70,000 | thousands by filing date | put |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 122,168 | $70,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 46,200 | $69,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 15,800 | $68,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 22,800 | $67,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 21,315 | $66,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 20,285 | $64,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 37,800 | $64,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 28,200 | $64,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,500 | $63,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 13,200 | $62,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 31,800 | $61,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 16,635 | $60,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 27,800 | $59,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 19,300 | $57,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 36,800 | $55,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 14,100 | $55,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 10,874 | $55,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 13,652 | $54,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 20,200 | $54,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 19,700 | $54,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 18,100 | $54,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 22,700 | $53,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 11,500 | $53,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 15,700 | $50,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 25,900 | $49,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 17,900 | $47,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 13,400 | $47,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 360 | $45,000 | thousands by filing date | |
| ALLEGO N V | N0796A118 | WTS | 99,540 | $45,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 10,541 | $43,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 12,200 | $41,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 14,400 | $41,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 16,179 | $41,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 43,000 | $41,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 18,064 | $41,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 33,300 | $41,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 14,702 | $41,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 17,300 | $40,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 54,746 | $40,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,816 | $39,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 24,100 | $38,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 19,000 | $37,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 84,800 | $33,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 17,200 | $31,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 18,600 | $30,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 29,000 | $28,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 17,200 | $28,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 178,700 | $27,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J116 | *W EXP 01/19/202 | 75,000 | $27,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 167,290 | $27,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 11,400 | $26,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 11,500 | $23,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 25,700 | $23,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 52,036 | $21,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 18,500 | $21,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 209,611 | $21,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 10,400 | $19,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,800 | $19,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 14,648 | $18,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 40,000 | $18,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 27,500 | $17,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 123,645 | $17,000 | thousands by filing date | |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 48,817 | $16,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 13,600 | $15,000 | thousands by filing date | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 43,819 | $15,000 | thousands by filing date | |
| IRONNET INC | 46323Q105 | COM | 20,300 | $14,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 13,200 | $13,000 | thousands by filing date | |
| WEJO GROUP LIMITED | G9525W109 | COM | 10,100 | $11,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 14,000 | $10,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 146,570 | $10,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 80,500 | $9,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R118 | WTS | 288,264 | $9,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 76,010 | $8,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 17,500 | $8,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 77,876 | $7,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 24,824 | $6,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 33,933 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 64 | $5,000 | thousands by filing date | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 48,913 | $5,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 34,673 | $5,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 61,214 | $5,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 26,399 | $4,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 18,343 | $4,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 55,257 | $4,000 | thousands by filing date | |
| 7 ACQUISITION CORPORATION | G80694113 | *W EXP 11/05/202 | 25,000 | $4,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 101,050 | $3,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 19,054 | $3,000 | thousands by filing date | |
| SWITCHBACK II CORP | 09077j115 | WT | 54,774 | $3,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 46,729 | $3,000 | thousands by filing date | |
| DevvStream Corp | 34417L117 | Warrant | 27,150 | $2,000 | thousands by filing date | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 25,000 | $2,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 40,291 | $2,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 49,999 | $2,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 50,936 | $2,000 | thousands by filing date | |
| ARENA FORTIFY ACQUISITION CO | 04005A112 | WTS | 37,500 | $2,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 16,916 | $2,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 16,999 | $2,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $1,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 18,024 | $1,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 20,333 | $1,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 10,000 | $1,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 33,333 | $1,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 25,000 | $1,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345110 | *W EXP 10/21/202 | 12,347 | $1,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 38,250 | $1,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 10,000 | $1,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 11,511 | $1,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 34,926 | $1,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 37,499 | $1,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 41,676 | $1,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 15,680 | $1,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 121,007 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 10,249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 17,589 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-22-000122 | this filing | 2022-11-15 | acceptance time not in the bulk data set |