13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 3,293 holding rows worth $282,870,249,000.
- Accession
- 0001532155-22-000008
- Filer
- CIK 1109448
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 3,316 entries on the cover page, a total value of $282,870,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $282,870,249,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Holdings, Inc.028-19172
- included managerSTEWART W P & CO LTD028-01432
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWER & DIGITAL INFRA ACQ CO | 739190114 | *W EXP 02/12/202 | 75,000 | $248,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 22,111 | $245,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 15,900 | $245,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,700 | $245,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 18,800 | $245,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 37,300 | $244,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 86,060 | $244,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 25,000 | $244,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 25,000 | $244,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 45,749 | $243,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 33,900 | $241,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 96,103 | $240,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 21,511 | $239,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 16,700 | $238,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 20,024 | $238,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 25,022 | $237,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,200 | $234,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 24,500 | $233,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 113,700 | $233,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 33,500 | $232,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 212,860 | $232,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,000 | $231,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,698 | $230,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,000 | $230,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 42,663 | $230,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 22,500 | $230,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 23,592 | $230,000 | thousands by filing date | |
| NUVEI CORPORATION | 67079A102 | SUB VTG SHS | 3,522 | $229,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 54,500 | $228,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 4,800 | $226,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 7,100 | $226,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 5,471 | $224,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,400 | $224,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 20,000 | $223,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 8,184 | $222,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 8,318 | $222,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,558 | $221,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,074 | $220,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,140 | $219,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 5,200 | $219,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 10,121 | $219,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 7,579 | $218,000 | thousands by filing date | |
| SWEETGREEN INC | 87043Q108 | COM CL A | 6,795 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 7,500 | $216,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,200 | $216,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,113 | $216,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,653 | $215,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 600 | $214,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 49,500 | $214,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,914 | $213,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,266 | $212,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,000 | $211,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,347 | $211,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 55,788 | $211,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 31,889 | $210,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 71,504 | $210,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,291 | $208,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 12,934 | $207,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 9,700 | $207,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 830 | $206,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,402 | $206,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 10,613 | $205,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,595 | $204,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,174 | $204,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,900 | $204,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 9,122 | $204,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,400 | $203,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 7,436 | $203,000 | thousands by filing date | |
| Allbirds Inc | 01675A109 | COM | 13,482 | $203,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 7,400 | $203,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 288,264 | $203,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 29,360 | $202,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,348 | $201,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 13,400 | $201,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 18,000 | $200,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 16,095 | $199,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 20,303 | $199,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 77,000 | $198,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 50,111 | $197,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 72,100 | $193,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,700 | $191,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 14,443 | $191,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 37,100 | $190,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 111,955 | $189,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,000 | $189,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 11,755 | $189,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 45,400 | $189,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,477 | $188,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 11,058 | $187,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 17,500 | $187,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 116,100 | $186,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 34,500 | $184,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 26,016 | $184,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 35,310 | $184,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 16,500 | $183,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 14,000 | $183,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 11,551 | $181,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 29,100 | $180,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 49,100 | $179,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 101,700 | $179,000 | thousands by filing date | |
| PYROPHYTE ACQUISITION CORP | G7308P119 | UNIT 99/99/9999 | 17,639 | $179,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 167,290 | $179,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 30,500 | $178,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,800 | $177,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 13,301 | $177,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 196,600 | $177,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 16,023 | $176,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 140,709 | $176,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,300 | $175,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 19,100 | $175,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 23,200 | $175,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 18,617 | $174,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T115 | *W EXP 01/20/202 | 209,611 | $174,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 52,600 | $171,000 | thousands by filing date | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 13,380 | $170,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 55,800 | $170,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 68,100 | $168,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 13,900 | $167,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 16,200 | $166,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,946 | $165,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 11,848 | $165,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 22,397 | $165,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 27,151 | $164,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,970 | $163,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 11,700 | $162,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 12,200 | $161,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 20,305 | $159,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 35,800 | $159,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 17,200 | $158,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 21,500 | $156,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 16,869 | $155,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 29,400 | $153,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 28,065 | $150,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,150 | $148,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,000 | $148,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 14,785 | $148,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 15,700 | $147,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 37,500 | $147,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,900 | $146,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 15,000 | $146,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 133,921 | $146,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 53,300 | $145,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 99,540 | $143,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 28,300 | $142,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 11,000 | $142,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 31,200 | $141,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,000 | $141,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 26,700 | $139,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 28,800 | $139,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 17,800 | $137,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 13,483 | $137,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 15,504 | $135,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 22,588 | $134,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 26,600 | $134,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 23,388 | $134,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 28,788 | $134,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,344 | $133,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 10,106 | $132,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 73,500 | $130,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 11,649 | $128,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 11,988 | $127,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 33,100 | $127,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 27,300 | $127,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 93,000 | $126,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 44,623 | $125,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 153,800 | $125,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 18,632 | $124,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,500 | $122,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 25,600 | $122,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 25,100 | $121,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 15,900 | $116,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 13,600 | $115,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,100 | $115,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 35,900 | $113,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 28,733 | $113,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,849 | $113,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 317,600 | $113,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 12,500 | $112,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,916 | $112,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,960 | $111,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $111,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 29,300 | $110,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 50,600 | $110,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 15,000 | $109,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,395 | $109,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 33,900 | $106,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,929 | $106,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 23,300 | $106,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 11,787 | $106,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,000 | $106,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,338 | $105,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 123,645 | $104,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,104 | $102,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 27,400 | $102,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 58,200 | $102,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 14,965 | $101,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 15,700 | $100,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 11,400 | $99,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 14,702 | $98,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 15,500 | $97,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 77,100 | $93,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 25,000 | $93,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 11,620 | $91,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 86,580 | $89,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 12,482 | $89,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 12,300 | $89,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 146,570 | $89,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 108,019 | $89,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 35,100 | $88,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 53,300 | $88,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 17,300 | $88,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 17,300 | $87,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 13,900 | $84,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 33,800 | $83,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 15,841 | $81,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 18,400 | $80,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 39,600 | $77,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 77,876 | $76,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 18,900 | $75,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 135,800 | $75,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 82,785 | $73,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 202,200 | $72,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 80,500 | $72,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 23,000 | $70,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,900 | $68,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 41,100 | $67,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 71,441 | $67,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,200 | $66,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 59,600 | $66,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 69,575 | $66,000 | thousands by filing date | |
| BENSON HILL INC | 082490111 | WT | 52,136 | $64,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,200 | $61,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 12,600 | $60,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 101,050 | $60,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 46,917 | $60,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 13,600 | $56,000 | thousands by filing date | |
| SWITCHBACK II CORP | 09077j115 | WT | 54,774 | $56,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,100 | $55,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 24,280 | $51,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,190 | $51,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 13,200 | $51,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 43,819 | $50,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 23,000 | $48,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,799 | $46,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 61,214 | $46,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,700 | $43,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 60,950 | $41,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 38,700 | $41,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 11,500 | $40,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 34,906 | $40,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 37,400 | $37,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 49,999 | $37,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 29,500 | $36,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 16,100 | $36,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 14,600 | $35,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 34,693 | $35,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 40,291 | $35,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 22,100 | $33,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 19,100 | $32,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 29,400 | $30,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 34,926 | $29,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 115,700 | $28,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 49,999 | $26,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 48,817 | $26,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 37,499 | $25,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 41,676 | $25,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 46,729 | $24,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 28,473 | $24,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 33,933 | $23,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 14,400 | $22,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 26,399 | $21,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 38,250 | $21,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 27,065 | $21,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 33,333 | $20,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 19,100 | $19,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,252 | $18,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 16,999 | $18,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $15,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 18,343 | $15,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 24,824 | $15,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 11,600 | $15,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 16,916 | $15,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 27,587 | $14,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 25,000 | $13,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 15,680 | $13,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 21,100 | $12,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 18,024 | $11,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 20,333 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 19,400 | $11,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 10,000 | $10,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 14,721 | $10,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 10,000 | $8,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 10,249 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-22-000008 | this filing | 2022-02-14 | acceptance time not in the bulk data set |