13F-HR filed by Equitable Holdings, Inc.
Equitable Holdings, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 829 holding rows worth $5,859,730,000.
- Accession
- 0001532155-21-000132
- Filer
- CIK 1333986
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 914 entries on the cover page, a total value of $5,859,730,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,859,730,000 with VALUE read as thousands by filing date, 13F file number 028-19172. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Investment Management Group, LLC028-14633
- included managerEQUITABLE ADVISORS, LLC028-20164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,286 | $644,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 24,836 | $635,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 14,866 | $631,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 23,039 | $631,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 14,416 | $630,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 19,504 | $630,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,426 | $627,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 20,966 | $620,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 22,000 | $620,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,451 | $618,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 3,189 | $614,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 12,153 | $613,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 9,423 | $604,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,641 | $603,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 36,052 | $603,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 5,132 | $603,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 23,129 | $596,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,956 | $595,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,384 | $594,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 37,106 | $585,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 24,160 | $582,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,471 | $581,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 14,708 | $581,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 7,338 | $579,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 8,757 | $575,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,761 | $574,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 4,500 | $573,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,776 | $572,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,014 | $566,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 27,773 | $565,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,762 | $563,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 8,799 | $561,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 7,301 | $557,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 4,361 | $553,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,551 | $551,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 5,940 | $542,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,767 | $534,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,946 | $524,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 5,152 | $519,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 4,936 | $510,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,591 | $510,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,491 | $500,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 10,704 | $500,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 14,684 | $496,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 13,939 | $495,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 51,552 | $494,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,632 | $491,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,906 | $491,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,206 | $491,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 10,174 | $487,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,509 | $486,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,619 | $484,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,794 | $483,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 9,717 | $478,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 44,254 | $478,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 13,173 | $478,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,775 | $478,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,303 | $475,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 3,281 | $474,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,669 | $467,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 22,320 | $463,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 11,496 | $458,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,567 | $456,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 740 | $452,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 9,315 | $449,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,245 | $446,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,707 | $442,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,522 | $441,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 8,600 | $439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 15,455 | $437,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,278 | $435,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,275 | $434,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 8,338 | $434,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 6,346 | $428,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 58,686 | $425,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 4,871 | $421,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,458 | $420,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 3,593 | $420,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,408 | $414,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,789 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,599 | $409,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 12,378 | $409,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,986 | $406,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,156 | $404,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 66,500 | $404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 7,017 | $404,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 28,847 | $402,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 6,047 | $400,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 10,773 | $398,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 20,142 | $397,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 8,192 | $395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 4,391 | $395,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,347 | $393,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,390 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,500 | $391,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,000 | $391,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,224 | $384,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,346 | $383,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 10,195 | $382,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 11,653 | $382,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 25,700 | $382,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,437 | $379,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 14,200 | $379,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,471 | $377,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 43,302 | $377,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,499 | $376,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,390 | $375,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,248 | $374,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,147 | $372,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,708 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 7,332 | $372,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 11,508 | $369,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,788 | $368,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 9,265 | $362,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,211 | $361,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,263 | $361,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,483 | $360,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,600 | $359,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,531 | $355,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,982 | $354,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,326 | $354,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,324 | $354,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 11,252 | $352,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 11,650 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8,094 | $349,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,709 | $348,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 9,430 | $347,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,719 | $345,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,070 | $342,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,657 | $342,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,819 | $342,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 13,453 | $341,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 9,921 | $340,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,998 | $339,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 543 | $338,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,022 | $337,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 857 | $337,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 27,176 | $337,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 16,325 | $337,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,430 | $335,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 25,383 | $334,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,955 | $333,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,977 | $332,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,000 | $331,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,667 | $328,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,233 | $327,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 10,093 | $327,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,678 | $326,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 34,156 | $326,000 | thousands by filing date | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 7,421 | $325,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,000 | $323,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,021 | $320,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 10,430 | $319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,571 | $319,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,381 | $318,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,951 | $318,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,737 | $316,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,884 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 5,875 | $314,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 6,368 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,887 | $313,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,070 | $311,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,606 | $310,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,293 | $309,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,175 | $309,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 4,920 | $309,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 27,805 | $306,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 14,500 | $306,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,913 | $306,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 17,300 | $306,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 799 | $304,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 8,475 | $304,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,875 | $302,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,021 | $301,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,766 | $299,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,892 | $298,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 18,064 | $297,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 27,752 | $296,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 11,483 | $296,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,740 | $295,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,234 | $293,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,826 | $292,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 20,225 | $291,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 11,400 | $288,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3,308 | $288,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 14,253 | $288,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,084 | $287,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 10,639 | $285,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,514 | $285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,211 | $285,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,408 | $284,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,036 | $283,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,554 | $283,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,519 | $282,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,850 | $279,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 205 | $278,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,990 | $278,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 458 | $277,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 5,416 | $275,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,345 | $272,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,397 | $272,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,814 | $272,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 575 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,277 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 4,348 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,942 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,613 | $270,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,147 | $269,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,803 | $268,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,593 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,349 | $267,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,360 | $263,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $263,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,150 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,037 | $262,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,883 | $262,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,810 | $262,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,274 | $260,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 859 | $259,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 11,719 | $259,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 9,402 | $258,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,260 | $257,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 4,747 | $257,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,885 | $255,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,241 | $255,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 8,500 | $252,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,656 | $251,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,608 | $251,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 4,600 | $250,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 648 | $249,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,487 | $248,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,195 | $248,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,278 | $248,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,401 | $248,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,992 | $247,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 13,000 | $246,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,221 | $245,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,400 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,078 | $244,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,151 | $242,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,990 | $242,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,626 | $242,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,000 | $242,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,064 | $241,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,700 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,402 | $240,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,344 | $238,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,194 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,959 | $237,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,854 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,167 | $235,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 13,425 | $235,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,602 | $235,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,665 | $234,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,426 | $234,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,725 | $234,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 32,900 | $234,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,114 | $234,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,658 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 2,652 | $232,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,194 | $231,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,835 | $230,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 315 | $229,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,971 | $229,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 7,493 | $227,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 4,874 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,140 | $226,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,191 | $224,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 966 | $223,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,302 | $223,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 10,000 | $223,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,110 | $222,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,486 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 14,726 | $221,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,034 | $220,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,516 | $219,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,046 | $217,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 27,000 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 2,539 | $216,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,502 | $216,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,043 | $215,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,058 | $214,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 27,720 | $213,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,688 | $212,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 9,414 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 4,700 | $212,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 8,983 | $212,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,838 | $212,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 15,250 | $210,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,686 | $210,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,250 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,045 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,064 | $209,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 5,339 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,740 | $209,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 3,973 | $207,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 3,994 | $207,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 920 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,000 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,097 | $206,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,595 | $205,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 2,320 | $204,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,048 | $203,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $202,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,521 | $202,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,636 | $200,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,645 | $198,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,675 | $198,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,230 | $195,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,776 | $193,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 13,527 | $183,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 10,735 | $177,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,174 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,573 | $164,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 27,392 | $163,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,279 | $159,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,715 | $158,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,400 | $150,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 14,905 | $144,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,334 | $142,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 12,199 | $141,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 19,250 | $107,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 15,143 | $106,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 10,588 | $99,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 10,000 | $55,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 16,710 | $33,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,050 | $30,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 20,000 | $12,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-21-000132 | this filing | 2021-11-12 | acceptance time not in the bulk data set |