13F-HR filed by Equitable Holdings, Inc.
Equitable Holdings, Inc. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 812 holding rows worth $5,804,213,000.
- Accession
- 0001532155-21-000114
- Filer
- CIK 1333986
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 896 entries on the cover page, a total value of $5,804,213,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,804,213,000 with VALUE read as thousands by filing date, 13F file number 028-19172. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Investment Management Group, LLC028-14633
- included managerEQUITABLE ADVISORS, LLC028-20164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLSTATE CORP COM | 020002101 | Stock | 4,466 | $583,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 8,757 | $582,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 27,592 | $581,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 11,917 | $577,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 7,332 | $576,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 10,245 | $576,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 13,560 | $572,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 10,004 | $571,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 11,105 | $570,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,496 | $566,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,581 | $565,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P868 | FRANKLIN DYN MUN | 21,013 | $564,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,078 | $562,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 22,000 | $561,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 3,355 | $558,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,767 | $557,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 12,603 | $557,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 7,301 | $557,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,189 | $554,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 6,060 | $552,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,051 | $550,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,401 | $544,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 3,299 | $544,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 26,318 | $543,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 7,998 | $539,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 12,086 | $539,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 6,314 | $536,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 4,420 | $528,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,927 | $523,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 23,375 | $523,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,767 | $518,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 13,147 | $517,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,177 | $515,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,206 | $514,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,755 | $514,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,966 | $510,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 35,250 | $510,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 14,350 | $509,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 9,666 | $501,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 10,702 | $501,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 7,241 | $497,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 16,710 | $494,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,313 | $493,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,642 | $484,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,705 | $484,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 18,474 | $483,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 44,254 | $482,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 4,606 | $479,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,786 | $471,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,447 | $471,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,443 | $470,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 9,200 | $470,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,250 | $463,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 22,320 | $463,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 14,278 | $462,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 4,733 | $456,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 9,002 | $455,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,682 | $454,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 5,037 | $453,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,350 | $448,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 8,282 | $448,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,585 | $445,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,245 | $444,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 8,000 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,653 | $440,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,275 | $438,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 66,500 | $438,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,882 | $434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 3,599 | $434,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,757 | $432,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 15,402 | $425,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,435 | $424,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 740 | $419,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,436 | $417,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 14,290 | $416,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,445 | $416,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 27,872 | $411,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 10,773 | $411,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,055 | $410,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,243 | $410,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 28,847 | $406,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,200 | $405,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,500 | $404,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 8,906 | $403,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 11,650 | $401,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 15,150 | $400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 8,375 | $400,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 11,643 | $399,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 10,833 | $393,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 10,115 | $393,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,000 | $387,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6,098 | $386,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3,108 | $385,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 10,103 | $384,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,344 | $384,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,399 | $383,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 40,824 | $379,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 25,150 | $379,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,455 | $379,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 27,679 | $376,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,007 | $375,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 9,910 | $374,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,670 | $373,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,876 | $373,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,945 | $373,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,775 | $373,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 8,304 | $373,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,178 | $370,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 3,787 | $366,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 20,075 | $364,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,406 | $364,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,984 | $361,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,003 | $360,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,403 | $359,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 12,978 | $358,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,867 | $357,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,171 | $357,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8,094 | $357,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,380 | $356,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 39,452 | $354,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 12,778 | $354,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 7,279 | $353,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,513 | $350,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 11,167 | $350,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 633 | $348,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,624 | $346,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,663 | $345,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,720 | $345,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,363 | $344,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 9,430 | $342,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,666 | $342,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,955 | $339,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 17,594 | $339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,199 | $338,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,434 | $338,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 13,236 | $338,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,809 | $337,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,713 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,860 | $336,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,203 | $335,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,223 | $333,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 9,649 | $333,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,733 | $332,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 759 | $332,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 9,673 | $331,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 31,205 | $330,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,500 | $330,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,561 | $328,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 9,494 | $327,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,000 | $326,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,846 | $325,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,246 | $324,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 15,617 | $323,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,197 | $318,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,951 | $318,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,657 | $317,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,200 | $316,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 211 | $315,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,351 | $315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,513 | $315,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,595 | $314,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,911 | $314,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 10,326 | $313,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,156 | $312,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,750 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,215 | $312,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,070 | $311,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,265 | $308,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,884 | $305,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,996 | $305,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,261 | $301,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,731 | $301,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 5,821 | $300,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 6,761 | $300,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,871 | $299,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,892 | $297,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,826 | $297,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,472 | $296,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,563 | $292,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,370 | $291,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 5,897 | $287,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,058 | $285,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 6,654 | $285,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 1,757 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,273 | $282,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,917 | $279,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,185 | $278,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 12,600 | $277,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,028 | $277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,161 | $276,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,726 | $275,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 8,991 | $274,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 27,000 | $272,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,558 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,603 | $271,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,149 | $270,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 704 | $269,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,277 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,474 | $267,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 2,972 | $266,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,885 | $265,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 20,100 | $265,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,167 | $263,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 915 | $263,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,099 | $261,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 862 | $260,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $258,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 14,030 | $258,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,409 | $257,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,070 | $257,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,768 | $256,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,443 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 4,586 | $256,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,260 | $255,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,476 | $254,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,945 | $253,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 4,600 | $252,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,000 | $252,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,308 | $251,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 4,245 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,101 | $249,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,401 | $249,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 7,883 | $249,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,611 | $248,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 23,654 | $247,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 4,302 | $247,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,054 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,700 | $244,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,904 | $242,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,426 | $241,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,810 | $239,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,163 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,380 | $238,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,854 | $237,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,988 | $236,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,961 | $236,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 6,917 | $236,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,305 | $235,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,750 | $234,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 768 | $231,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 640 | $231,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 319 | $230,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 2,917 | $230,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $230,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,193 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,234 | $226,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 8,356 | $225,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,624 | $225,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,157 | $224,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,881 | $224,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,405 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 3,685 | $224,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 33,300 | $224,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 954 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,874 | $223,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,516 | $223,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,926 | $222,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,072 | $222,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,407 | $222,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,575 | $221,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 3,702 | $221,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,666 | $216,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,810 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 2,558 | $215,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,169 | $214,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,631 | $213,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,502 | $213,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 9,900 | $213,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 9,414 | $213,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,485 | $212,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 12,784 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,800 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,964 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 4,550 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,000 | $210,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,716 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,045 | $208,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 5,275 | $207,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,830 | $207,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 1,149 | $206,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 7,564 | $206,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,249 | $205,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,230 | $205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 13,374 | $205,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,221 | $204,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,521 | $203,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 12,775 | $203,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 885 | $202,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 13,737 | $196,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,950 | $196,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 15,193 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,573 | $168,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,526 | $166,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,715 | $162,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,025 | $160,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,277 | $155,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,400 | $152,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,182 | $145,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 14,905 | $142,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,248 | $140,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,941 | $127,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,607 | $126,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 12,475 | $119,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 15,000 | $101,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 10,588 | $100,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,506 | $94,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,233 | $86,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 35,000 | $85,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 16,710 | $80,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 19,250 | $69,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 20,000 | $22,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-21-000114 | this filing | 2021-08-11 | acceptance time not in the bulk data set |