13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-07-30, with 3,316 holding rows worth $249,103,660,000.
- Accession
- 0001532155-21-000106
- Filer
- CIK 1109448
- Filed
- 2021-07-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 3,338 entries on the cover page, a total value of $249,103,660,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $249,103,660,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Holdings, Inc.028-19172
- included managerSTEWART W P & CO LTD028-01432
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Accelerate Diagnostics | 00430H102 | COM | 37,810 | $305,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 55,900 | $305,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 10,500 | $304,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,500 | $303,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 28,250 | $302,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 33,000 | $301,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 41,892 | $299,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 30,800 | $298,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 10,358 | $296,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 19,000 | $295,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 8,333 | $295,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 19,200 | $295,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,755 | $294,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,510 | $294,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 33,900 | $294,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 22,800 | $292,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,900 | $292,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 12,200 | $292,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 15,198 | $290,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 29,300 | $289,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 16,700 | $289,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 66,900 | $289,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13,630 | $288,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 11,700 | $287,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 26,022 | $287,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 9,200 | $286,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 62,544 | $285,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,037 | $284,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,200 | $284,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,700 | $283,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 23,900 | $283,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 196,600 | $283,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 6,541 | $283,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,500 | $281,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 9,291 | $281,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 29,100 | $281,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 13,221 | $281,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 4,029 | $279,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,509 | $279,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 20,118 | $279,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 9,479 | $279,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 13,400 | $278,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 20,367 | $278,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,620 | $276,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,800 | $275,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 12,550 | $274,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,100 | $274,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 11,202 | $274,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 16,000 | $273,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,900 | $273,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 79,004 | $273,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 40,700 | $271,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,600 | $271,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,292 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,307 | $269,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 10,566 | $269,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 27,500 | $268,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 31,300 | $267,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 19,315 | $266,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 10,700 | $264,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 11,540 | $263,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 11,813 | $263,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 14,000 | $262,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,900 | $261,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 900 | $261,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 51,523 | $261,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 15,000 | $260,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 6,947 | $260,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 6,500 | $260,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,647 | $259,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 40,400 | $259,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 56,111 | $258,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 9,533 | $258,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 18,495 | $256,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 14,900 | $256,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 7,000 | $255,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 13,500 | $255,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,500 | $255,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 48,149 | $255,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 25,000 | $255,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 25,701 | $254,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,700 | $251,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,328 | $251,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 6,550 | $250,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 25,000 | $250,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 17,400 | $249,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 7,250 | $247,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 44,540 | $247,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 14,000 | $246,000 | thousands by filing date | |
| GROUP NINE ACQUISITION CORP | 39947R104 | CMN | 25,000 | $245,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 26,400 | $244,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 16,282 | $243,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 11,189 | $243,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 91,100 | $242,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 19,000 | $242,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 24,000 | $242,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 8,318 | $241,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,800 | $240,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 22,292 | $240,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 18,100 | $240,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 58,602 | $239,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 13,250 | $237,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 4,323 | $236,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 7,963 | $236,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 3,482 | $235,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 168,120 | $235,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 32,823 | $234,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 1,439 | $233,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,100 | $233,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 17,370 | $233,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,100 | $232,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 27,100 | $231,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 9,518 | $230,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 23,592 | $230,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 15,714 | $229,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,368 | $229,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,953 | $229,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,254 | $228,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 20,200 | $227,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 34,520 | $227,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 24,705 | $226,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 7,300 | $225,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 202,200 | $224,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 992 | $223,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 29,976 | $223,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 77,600 | $221,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 9,900 | $220,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 12,147 | $219,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 12,000 | $218,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,724 | $217,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,700 | $217,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 6,700 | $217,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 19,100 | $216,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,920 | $214,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 6,000 | $214,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 9,436 | $214,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,875 | $214,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 1,900 | $213,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 4,139 | $213,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 58,200 | $213,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 9,404 | $212,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 21,890 | $211,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 21,100 | $210,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 8,145 | $209,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,000 | $209,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 164,083 | $208,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 27,198 | $207,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 17,400 | $207,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 12,158 | $207,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 20,303 | $205,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 135,800 | $205,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,900 | $204,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 28,936 | $204,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 18,800 | $203,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,303 | $202,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 5,471 | $201,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,700 | $201,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 55,200 | $201,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 14,234 | $199,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 27,700 | $198,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 22,600 | $198,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 20,000 | $198,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 10,706 | $197,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 29,300 | $196,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 16,300 | $196,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 16,600 | $196,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 18,517 | $194,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 12,350 | $192,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 11,412 | $192,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,300 | $191,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 13,900 | $191,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 161,307 | $190,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 16,560 | $189,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 157,315 | $187,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 18,617 | $185,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 12,510 | $185,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,000 | $184,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 11,400 | $178,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 25,600 | $178,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 115,700 | $177,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 53,300 | $177,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 28,800 | $176,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 16,600 | $174,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,200 | $172,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 14,520 | $171,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,946 | $171,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 113,174 | $171,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 21,649 | $170,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 19,100 | $170,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 11,300 | $167,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 27,617 | $167,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,492 | $166,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 16,500 | $165,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,970 | $164,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 19,870 | $164,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 146,570 | $164,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 10,700 | $163,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 38,424 | $162,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 12,216 | $161,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 23,300 | $160,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 28,100 | $160,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 77,876 | $160,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,830 | $159,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $158,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 15,903 | $156,000 | thousands by filing date | |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 142,932 | $152,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 15,000 | $146,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 15,916 | $144,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,400 | $144,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,341 | $138,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 17,800 | $136,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 10,000 | $134,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,344 | $133,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 18,400 | $132,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,200 | $131,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 28,065 | $127,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 10,700 | $126,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 11,988 | $125,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 19,639 | $125,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 107,837 | $125,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 39,600 | $125,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 35,100 | $125,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 108,100 | $124,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 23,000 | $123,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 18,360 | $123,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,175 | $122,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741102 | SHS CL A | 12,608 | $122,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 12,771 | $119,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 21,900 | $118,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 29,200 | $117,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 12,000 | $117,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 12,600 | $116,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 12,300 | $114,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,400 | $113,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 90,976 | $110,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 86,580 | $109,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 14,600 | $109,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 41,100 | $109,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 18,600 | $106,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 15,104 | $105,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 10,000 | $103,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,000 | $101,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 80,500 | $101,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 33,900 | $100,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 15,000 | $100,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 15,738 | $99,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 10,000 | $98,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 33,800 | $96,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,000 | $96,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 101,050 | $96,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 12,600 | $94,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,599 | $93,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 10,850 | $92,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 75,000 | $92,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179115 | COM | 52,136 | $92,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,500 | $90,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 38,700 | $90,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,900 | $86,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 16,100 | $85,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 71,441 | $82,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 47,595 | $82,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 11,900 | $79,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 56,765 | $77,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,300 | $75,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 33,800 | $75,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 54,774 | $74,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 66,200 | $68,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,341 | $65,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 19,100 | $62,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 61,214 | $61,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 53,473 | $58,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 49,999 | $52,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 48,817 | $50,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 19,999 | $49,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 34,906 | $49,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 16,100 | $48,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 34,693 | $48,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 40,291 | $46,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 37,499 | $45,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,100 | $43,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 17,000 | $42,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 29,500 | $41,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 37,400 | $41,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 34,165 | $41,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 22,100 | $40,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 49,999 | $40,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 40,000 | $40,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 24,000 | $39,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 21,100 | $36,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 28,860 | $35,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 38,250 | $33,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 46,729 | $33,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 19,400 | $32,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 33,333 | $32,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 10,500 | $31,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 24,999 | $31,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 26,399 | $30,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 24,999 | $29,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 24,107 | $29,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 16,666 | $28,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 16,666 | $27,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 25,000 | $26,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 17,094 | $25,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 16,916 | $24,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 27,587 | $22,000 | thousands by filing date | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 23,333 | $21,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 18,343 | $20,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 20,666 | $19,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 18,024 | $18,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $16,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 14,721 | $16,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 14,673 | $15,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 13,219 | $14,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 10,000 | $13,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 10,249 | $12,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 10,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-21-000106 | this filing | 2021-07-30 | acceptance time not in the bulk data set |