13F-HR filed by Equitable Holdings, Inc.
Equitable Holdings, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 745 holding rows worth $4,729,819,000.
- Accession
- 0001532155-21-000099
- Filer
- CIK 1333986
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 845 entries on the cover page, a total value of $4,729,819,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,729,819,000 with VALUE read as thousands by filing date, 13F file number 028-19172. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Investment Management Group, LLC028-14633
- included managerEQUITABLE ADVISORS, LLC028-20164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TJX Companies Inc | 872540109 | COM | 7,856 | $520,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 37,292 | $519,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 12,152 | $514,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 4,420 | $512,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,691 | $508,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,602 | $508,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,918 | $498,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 25,318 | $496,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,310 | $495,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,450 | $494,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,047 | $493,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,470 | $492,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 1,656 | $491,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 19,851 | $489,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,601 | $487,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,840 | $487,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,312 | $480,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,680 | $478,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 4,829 | $475,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,579 | $472,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,755 | $471,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,503 | $469,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 5,985 | $467,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 10,977 | $463,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,465 | $463,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 18,164 | $463,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 27,108 | $461,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,241 | $458,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,744 | $458,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,572 | $456,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 43,754 | $452,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 22,998 | $451,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 19,500 | $451,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,989 | $448,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,205 | $446,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,761 | $444,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 8,505 | $441,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 25,467 | $439,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 26,147 | $438,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,649 | $435,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 11,839 | $434,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,914 | $430,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 16,073 | $430,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 5,077 | $428,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 9,843 | $427,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,208 | $426,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,620 | $423,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 5,157 | $419,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 8,000 | $413,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,445 | $412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 13,043 | $411,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,937 | $406,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,153 | $405,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 66,500 | $405,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 15,400 | $401,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 6,680 | $399,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,200 | $396,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 11,400 | $395,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 10,768 | $393,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,262 | $381,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 20,816 | $378,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,830 | $377,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,387 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,500 | $376,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 740 | $375,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 5,802 | $373,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 10,546 | $371,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,000 | $371,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,670 | $370,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 27,624 | $369,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,690 | $367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 12,900 | $366,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 19,471 | $365,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,517 | $363,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 9,430 | $362,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 9,989 | $362,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,943 | $355,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,048 | $355,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 11,123 | $355,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 8,770 | $351,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 936 | $350,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,592 | $349,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 869 | $348,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,922 | $345,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 12,618 | $343,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 26,847 | $343,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 15,400 | $343,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,561 | $342,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,406 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,171 | $340,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,199 | $340,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 12,520 | $339,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,751 | $338,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,734 | $337,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 10,520 | $337,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,263 | $336,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,988 | $336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,545 | $336,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,950 | $333,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 4,416 | $331,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 17,782 | $331,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,265 | $328,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,979 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,821 | $326,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,880 | $325,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,197 | $321,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,043 | $317,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,591 | $316,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,247 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,362 | $313,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,703 | $310,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 11,073 | $308,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,358 | $304,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 6,241 | $304,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 14,910 | $302,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,995 | $301,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,588 | $300,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 20,270 | $300,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,210 | $299,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,842 | $299,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,829 | $297,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,472 | $297,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,509 | $297,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 3,634 | $296,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 8,991 | $293,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,194 | $291,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,118 | $291,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,259 | $290,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,533 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,351 | $290,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,639 | $289,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,561 | $287,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,826 | $287,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,022 | $286,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,960 | $286,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 5,250 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,844 | $281,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,561 | $277,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,829 | $274,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,172 | $272,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 21,450 | $272,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,857 | $271,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,116 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,456 | $267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,508 | $267,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,619 | $266,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,960 | $266,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,701 | $264,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,460 | $263,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 11,103 | $262,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,186 | $260,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 23,045 | $259,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,312 | $258,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,102 | $258,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 21,510 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,667 | $256,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 5,159 | $255,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 8,218 | $253,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 25,496 | $252,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 39,917 | $252,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,025 | $251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,570 | $251,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,263 | $250,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,252 | $250,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,649 | $248,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,757 | $247,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,898 | $246,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 4,432 | $246,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,173 | $244,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,862 | $244,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,308 | $244,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,000 | $244,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,360 | $242,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 217 | $240,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,853 | $240,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,611 | $240,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 10,160 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,114 | $239,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,858 | $238,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,413 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,500 | $237,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,396 | $236,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,049 | $233,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 27,252 | $233,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 673 | $230,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 14,400 | $229,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,898 | $227,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 850 | $227,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 1,454 | $227,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,861 | $225,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,190 | $225,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,303 | $225,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,989 | $225,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,401 | $225,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,829 | $224,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 6,961 | $222,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,050 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,380 | $221,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,653 | $220,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,136 | $219,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $217,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 825 | $216,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 3,731 | $216,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,516 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 4,486 | $216,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 996 | $215,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 3,900 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,223 | $212,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,211 | $211,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,505 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,458 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,438 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,000 | $210,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,157 | $208,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,254 | $206,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,221 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,800 | $204,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 6,407 | $204,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L607 | MULTI SEC MUNI | 9,091 | $203,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 14,383 | $201,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,097 | $201,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 30,000 | $197,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 10,782 | $188,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 12,566 | $181,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 32,358 | $179,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 20,998 | $178,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18,970 | $167,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,995 | $162,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 12,060 | $162,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,715 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,573 | $153,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,277 | $149,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 10,287 | $149,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,400 | $140,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 14,905 | $140,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 41,470 | $139,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,163 | $134,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,347 | $132,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,292 | $120,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 11,588 | $99,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 16,710 | $95,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,254 | $86,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 20,000 | $26,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-21-000099 | this filing | 2021-05-14 | acceptance time not in the bulk data set |