13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-06, with 3,229 holding rows worth $228,041,539,000.
- Accession
- 0001532155-21-000094
- Filer
- CIK 1109448
- Filed
- 2021-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 3,252 entries on the cover page, a total value of $228,041,539,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $228,041,539,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Holdings, Inc.028-19172
- included managerSTEWART W P & CO LTD028-01432
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 13,400 | $235,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 68,400 | $235,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 6,920 | $234,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 12,612 | $234,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 21,700 | $234,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 57,600 | $233,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 13,461 | $232,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 73,104 | $230,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 24,400 | $230,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 121,100 | $228,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088106 | CL A SHS | 23,592 | $228,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 17,182 | $227,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 2,430 | $227,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,400 | $227,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 36,020 | $226,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 66,835 | $226,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 7,500 | $226,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,900 | $226,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 56,100 | $226,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 31,200 | $225,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 6,900 | $225,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 4,400 | $224,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,517 | $223,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 55,300 | $223,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 10,600 | $222,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 72,800 | $219,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 17,370 | $219,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 2,200 | $218,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 10,216 | $218,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 28,936 | $218,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 19,400 | $217,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 5,900 | $215,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,017 | $214,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,700 | $214,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 11,500 | $214,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 11,400 | $214,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 134 | $213,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 5,900 | $213,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 9,133 | $213,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 42,900 | $213,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 21,810 | $212,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 11,500 | $212,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 14,661 | $212,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 18,360 | $212,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,064 | $211,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 22,000 | $211,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,000 | $211,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 14,636 | $209,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 4,139 | $209,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,502 | $209,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 15,300 | $209,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 118,960 | $208,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 24,600 | $207,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,300 | $207,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 20,000 | $207,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,254 | $205,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 11,700 | $205,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,810 | $204,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 3,921 | $204,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 36,800 | $204,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,300 | $203,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 18,275 | $202,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,700 | $202,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 18,617 | $201,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 13,800 | $201,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 40,300 | $201,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,500 | $199,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 17,100 | $199,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 21,500 | $198,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873107 | CL A | 20,000 | $198,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 35,200 | $197,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 56,900 | $196,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 89,349 | $195,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 79,200 | $192,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 64,500 | $186,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 15,700 | $185,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 23,400 | $185,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 18,300 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 13,189 | $184,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 25,000 | $183,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 21,699 | $182,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 51,500 | $181,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 48,800 | $180,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 12,510 | $178,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 41,000 | $177,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 28,500 | $176,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 33,100 | $175,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 19,100 | $172,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 12,216 | $171,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 18,900 | $169,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 33,717 | $168,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 21,424 | $167,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 10,500 | $166,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 45,200 | $166,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 16,500 | $163,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 10,800 | $162,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,970 | $159,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,946 | $159,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 10,834 | $159,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 23,222 | $159,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 31,300 | $158,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 24,000 | $158,000 | thousands by filing date | |
| FIRST SEACOAST BANCORP | 33631P102 | COM | 15,903 | $158,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 35,100 | $158,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 16,500 | $156,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $156,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 19,500 | $155,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 16,415 | $153,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 32,000 | $151,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 43,500 | $151,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 58,100 | $149,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 33,900 | $146,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 13,300 | $145,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 15,000 | $145,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 82,000 | $144,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 13,167 | $141,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 25,100 | $140,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 90,300 | $139,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 15,600 | $139,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 14,675 | $138,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,759 | $137,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 13,747 | $136,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 14,500 | $135,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,341 | $135,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 18,500 | $134,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 54,400 | $131,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,830 | $130,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 23,300 | $129,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 17,657 | $128,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 15,738 | $128,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 10,200 | $126,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 33,200 | $125,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | G25741128 | UNIT 99/99/9999 | 12,608 | $125,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 14,520 | $124,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 37,400 | $120,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 11,100 | $119,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 25,600 | $118,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 12,771 | $117,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 28,065 | $117,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 19,500 | $117,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 11,300 | $114,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 16,530 | $113,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 10,517 | $110,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 39,500 | $110,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 11,988 | $108,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 59,000 | $107,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 13,000 | $105,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L203 | UNIT 99/99/9999 | 10,259 | $105,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,000 | $104,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 31,200 | $104,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 15,000 | $103,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 10,700 | $103,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 33,900 | $101,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 23,100 | $101,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 22,100 | $100,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 29,600 | $100,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 23,300 | $100,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,500 | $99,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 27,900 | $99,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 47,600 | $99,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 33,800 | $97,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 17,383 | $97,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,320 | $95,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 53,100 | $95,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,400 | $93,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 44,900 | $93,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 26,300 | $93,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 13,300 | $89,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 31,800 | $89,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 23,000 | $88,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 10,600 | $85,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,700 | $85,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 43,200 | $85,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 25,250 | $85,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,500 | $83,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 15,800 | $82,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 68,900 | $80,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 31,700 | $78,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 22,560 | $75,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,900 | $74,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 11,900 | $73,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 15,600 | $72,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 21,100 | $70,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 22,500 | $70,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 21,600 | $69,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 13,600 | $69,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,700 | $66,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 29,500 | $66,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 12,500 | $66,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 18,600 | $65,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 36,600 | $62,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 10,400 | $57,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 17,900 | $54,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 16,671 | $52,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 15,300 | $52,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 18,700 | $52,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 10,400 | $50,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 22,600 | $47,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 37,432 | $47,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 25,000 | $44,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 10,500 | $43,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,341 | $40,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,200 | $37,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 27,200 | $37,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,300 | $36,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 13,000 | $35,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 22,100 | $34,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 49,999 | $30,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 37,499 | $29,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 49,999 | $28,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,400 | $27,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 19,999 | $27,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 12,600 | $27,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 33,333 | $27,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 19,100 | $24,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 38,250 | $23,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 46,729 | $23,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 24,999 | $23,000 | thousands by filing date | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 33,333 | $21,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P116 | *W EXP 12/26/202 | 14,721 | $20,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 16,666 | $19,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 16,666 | $16,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 18,024 | $14,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 25,000 | $14,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 27,587 | $14,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 11,511 | $13,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 16,666 | $12,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 19,951 | $12,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 10,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-21-000094 | this filing | 2021-05-06 | acceptance time not in the bulk data set |