13F-HR filed by Equitable Holdings, Inc.
Equitable Holdings, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 678 holding rows worth $4,393,013,000.
- Accession
- 0001532155-21-000089
- Filer
- CIK 1333986
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 775 entries on the cover page, a total value of $4,393,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,392,014,000 with VALUE read as thousands by filing date, 13F file number 028-19172. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Investment Management Group, LLC028-14633
- included managerEQUITABLE ADVISORS, LLC028-20164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,283 | $406,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,468 | $400,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 6,428 | $398,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,156 | $397,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 13,417 | $395,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,112 | $393,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 10,409 | $392,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 11,586 | $390,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,644 | $387,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 11,805 | $387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,445 | $385,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,711 | $384,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,849 | $384,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 19,500 | $379,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 24,173 | $377,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 38,929 | $377,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 16,989 | $374,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 8,016 | $373,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 912 | $372,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,158 | $370,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 6,577 | $370,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 11,460 | $369,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,774 | $367,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,000 | $366,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 21,144 | $366,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 29,522 | $366,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 21,438 | $364,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,617 | $363,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,489 | $361,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,416 | $357,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,263 | $354,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 10,386 | $349,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,200 | $349,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 17,021 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,500 | $346,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,000 | $338,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 9,860 | $337,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,690 | $331,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 919 | $330,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 26,847 | $329,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 8,710 | $327,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,250 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,707 | $322,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,598 | $321,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 8,922 | $320,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 8,573 | $319,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 6,421 | $319,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,950 | $317,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 2,072 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,542 | $312,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 9,430 | $311,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 18,037 | $311,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,298 | $308,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 12,900 | $306,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,545 | $305,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,911 | $303,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,000 | $303,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 9,715 | $301,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 3,655 | $301,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,653 | $300,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,469 | $299,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,957 | $298,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,829 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,671 | $297,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,406 | $296,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 3,764 | $295,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 2,645 | $294,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 10,169 | $293,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,899 | $292,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,193 | $291,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,375 | $291,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,265 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,922 | $287,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,167 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,078 | $286,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,770 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 9,706 | $284,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,031 | $282,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,328 | $281,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 13,802 | $281,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,650 | $280,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,608 | $275,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,075 | $275,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,022 | $273,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,276 | $273,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,695 | $269,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,351 | $269,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,918 | $268,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,173 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,456 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,129 | $265,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 13,938 | $264,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,677 | $263,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,427 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,690 | $260,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,829 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,070 | $257,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,961 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 1,826 | $252,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,701 | $251,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,480 | $248,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,747 | $247,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,000 | $247,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,140 | $245,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,692 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,817 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,508 | $243,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,561 | $242,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,602 | $241,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,607 | $238,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,636 | $238,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 876 | $236,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,804 | $236,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 23,004 | $236,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,548 | $234,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,651 | $233,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 12,456 | $233,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,658 | $233,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 654 | $231,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 8,991 | $230,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 6,592 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,360 | $228,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $228,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 6,159 | $228,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,190 | $227,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 8,799 | $227,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,296 | $226,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 6,299 | $226,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 8,899 | $226,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,496 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,689 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,113 | $222,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,551 | $220,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 4,298 | $219,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $219,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,486 | $219,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,781 | $214,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,063 | $213,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,281 | $213,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,263 | $212,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,106 | $211,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,425 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,873 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,734 | $206,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,228 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3,636 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,629 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,400 | $204,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 3,295 | $204,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 11,600 | $203,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,741 | $203,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,542 | $202,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,025 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,223 | $202,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,520 | $197,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,506 | $169,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 16,610 | $166,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,977 | $166,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 30,000 | $164,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 19,002 | $161,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 36,437 | $160,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,715 | $155,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,875 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,573 | $153,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,400 | $141,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 14,630 | $130,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,075 | $126,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,204 | $123,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 11,940 | $121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 38,340 | $112,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 12,688 | $95,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,347 | $91,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,000 | $90,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,863 | $84,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,735 | $66,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 16,710 | $49,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,000 | $33,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 20,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-21-000089 | this filing | 2021-02-09 | acceptance time not in the bulk data set |