13F-HR filed by Equitable Holdings, Inc.
Equitable Holdings, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 622 holding rows worth $3,875,766,000.
- Accession
- 0001532155-20-000187
- Filer
- CIK 1333986
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 715 entries on the cover page, a total value of $3,875,766,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,875,763,000 with VALUE read as thousands by filing date, 13F file number 028-19172. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerEquitable Investment Management Group, LLC028-14633
- included managerEQUITABLE ADVISORS, LLC028-20164
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WW GRAINGER INC COM | 384802104 | Stock | 898 | $320,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 677 | $318,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,990 | $316,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,775 | $316,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,976 | $313,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,331 | $312,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,850 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 5,427 | $308,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 35,774 | $306,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,907 | $305,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,817 | $305,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 15,350 | $305,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,081 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 7,300 | $302,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,059 | $300,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,785 | $298,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,135 | $297,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 19,427 | $294,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 26,847 | $292,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,146 | $290,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,744 | $289,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,165 | $288,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 3,690 | $287,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,125 | $282,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 4,559 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,000 | $279,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 68,923 | $279,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,298 | $278,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 9,440 | $278,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 8,655 | $274,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,415 | $273,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,317 | $272,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,194 | $268,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,903 | $267,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,976 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,809 | $266,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 10,169 | $266,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,222 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 8,310 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,308 | $260,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,220 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 13,300 | $258,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,789 | $255,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,000 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 3,655 | $253,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,446 | $253,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,783 | $252,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,714 | $251,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,346 | $250,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 15,854 | $247,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 8,828 | $247,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,443 | $246,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,022 | $245,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,072 | $245,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 7,000 | $245,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 11,090 | $243,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 4,991 | $243,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,441 | $242,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 8,450 | $241,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,000 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 14,471 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,185 | $236,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,049 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 2,456 | $233,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,487 | $232,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 12,083 | $232,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 6,311 | $230,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,190 | $230,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 299 | $227,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,647 | $225,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,834 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 2,630 | $221,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,123 | $220,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 7,937 | $219,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 9,009 | $217,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,076 | $217,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 8,891 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,450 | $216,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,667 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,364 | $215,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $214,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 919 | $213,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,066 | $210,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,824 | $210,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 7,235 | $210,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,609 | $208,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 9,730 | $208,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,728 | $208,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,497 | $206,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,509 | $206,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 614 | $204,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,999 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,004 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,136 | $201,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 23,987 | $198,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 35,530 | $193,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 15,902 | $192,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 18,631 | $186,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 17,423 | $181,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,057 | $179,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,000 | $172,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 60,300 | $160,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,977 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,573 | $146,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,715 | $144,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,906 | $134,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,229 | $126,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,578 | $125,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,737 | $121,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 14,006 | $115,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,010 | $113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 36,437 | $110,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 35,000 | $99,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,000 | $93,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 14,375 | $71,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 33,780 | $67,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,097 | $58,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,347 | $50,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 16,710 | $38,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 42,500 | $36,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 20,000 | $17,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 10,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-20-000187 | this filing | 2020-11-13 | acceptance time not in the bulk data set |