13F-HR filed by Equitable Holdings, Inc.
Equitable Holdings, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 578 holding rows worth $2,784,216,000.
- Accession
- 0001532155-20-000138
- Filer
- CIK 1333986
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 669 entries on the cover page, a total value of $2,784,216,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,784,218,000 with VALUE read as thousands by filing date, 13F file number 028-19172. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAXA Equitable Funds Management Group, LLC
- included managerAXA ADVISORS, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 247,505 | $248,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,114 | $247,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,259 | $247,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,684 | $243,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 11,535 | $243,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,677 | $241,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 11,763 | $241,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,592 | $238,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 8,500 | $236,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 10,169 | $236,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 9,339 | $233,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,396 | $231,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,802 | $231,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,489 | $231,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,740 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,460 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,589 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,610 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 5,884 | $217,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,446 | $217,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,587 | $216,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,099 | $214,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 16,000 | $214,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 9,730 | $213,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,677 | $213,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,274 | $212,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,453 | $212,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,206 | $212,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,723 | $211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,773 | $211,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,176 | $209,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,173 | $209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,794 | $209,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,330 | $208,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,310 | $207,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 24,525 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,730 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,235 | $206,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,292 | $205,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,027 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,341 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 12,204 | $203,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 11,900 | $201,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 7,775 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 16,650 | $193,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 12,937 | $191,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 10,000 | $181,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,634 | $172,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 11,625 | $170,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,150 | $162,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,500 | $157,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,766 | $150,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 16,158 | $147,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,450 | $146,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,715 | $143,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,942 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 10,052 | $136,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 16,800 | $132,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,779 | $131,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 20,300 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 11,776 | $113,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 14,834 | $110,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,630 | $110,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,694 | $108,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 11,900 | $101,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,000 | $95,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,196 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 13,480 | $80,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 33,967 | $74,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 14,000 | $73,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 11,330 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 33,780 | $63,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 12,575 | $50,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 10,000 | $43,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 27,500 | $36,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 12,347 | $31,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 16,710 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-20-000138 | this filing | 2020-05-15 | acceptance time not in the bulk data set |