13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,152 holding rows worth $160,605,172,000.
- Accession
- 0001532155-19-000210
- Filer
- CIK 1109448
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,174 entries on the cover page, a total value of $160,605,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,612,777,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAXA ASSURANCES I A R D MUTUELLE ET AL028-10563
- included managerAXA ASSURANCES VIE MUTUELLE ET AL028-03638
- included managerAXA028-03570
- included managerAXA Equitable Holdings, Inc.028-19172
- included managerSTEWART W P & CO LTD028-01432
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,946 | $155,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 15,000 | $154,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 13,000 | $152,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 11,717 | $152,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 16,800 | $152,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 12,600 | $151,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 12,700 | $151,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 46,100 | $151,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 33,900 | $150,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 65,200 | $147,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 89,077 | $146,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 51,850 | $146,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 42,300 | $144,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 19,900 | $143,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 13,700 | $143,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 144,600 | $143,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 29,900 | $143,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,700 | $143,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 46,300 | $143,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 42,100 | $140,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 109,090 | $140,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,500 | $138,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 13,300 | $138,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,109 | $138,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 118,250 | $137,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 17,400 | $136,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 25,100 | $136,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 14,575 | $135,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 30,800 | $135,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 17,300 | $134,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 63,200 | $133,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 46,600 | $132,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 21,400 | $132,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 25,800 | $132,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 10,450 | $131,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 17,800 | $130,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 19,200 | $130,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 15,500 | $130,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 97,800 | $130,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 52,000 | $129,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 12,600 | $128,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 140,500 | $128,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 17,000 | $127,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 35,400 | $127,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 46,741 | $125,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 45,300 | $125,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 64,400 | $124,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 46,500 | $123,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 11,400 | $121,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 44,100 | $121,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 12,771 | $117,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 10,100 | $117,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 19,924 | $116,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 13,900 | $116,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 10,400 | $115,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,000 | $115,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 20,400 | $115,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 40,700 | $115,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 35,600 | $115,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 15,100 | $113,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 102,086 | $113,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 129,302 | $112,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 13,700 | $112,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 13,900 | $111,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 22,000 | $111,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 13,400 | $110,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 22,600 | $109,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 106,810 | $108,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 25,100 | $108,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 102,300 | $108,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 16,500 | $107,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 71,810 | $106,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 10,300 | $106,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 23,600 | $105,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 14,589 | $105,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 18,200 | $105,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 16,200 | $104,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 24,700 | $104,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 80,600 | $104,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 23,400 | $103,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 32,925 | $103,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 10,700 | $101,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 21,100 | $99,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 71,000 | $98,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 190,800 | $97,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 26,900 | $96,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 29,000 | $96,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,961 | $95,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 42,100 | $93,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 14,600 | $92,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 92,800 | $91,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $91,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 14,700 | $91,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 28,530 | $91,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 20,000 | $90,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,100 | $88,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 15,300 | $88,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 25,510 | $87,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 46,800 | $87,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 12,900 | $86,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 10,000 | $86,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 10,200 | $85,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 37,300 | $84,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 68,800 | $82,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,300 | $79,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 20,692 | $78,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 17,700 | $77,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 21,500 | $73,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 13,500 | $71,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 35,600 | $68,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 13,000 | $67,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 45,800 | $66,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 26,000 | $65,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 36,500 | $64,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 36,800 | $64,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,300 | $63,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,900 | $61,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 55,200 | $60,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 15,700 | $60,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 20,400 | $60,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,800 | $59,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 48,085 | $59,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 38,200 | $57,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 14,100 | $56,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 15,000 | $54,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,700 | $52,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,400 | $47,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 40,770 | $46,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 43,300 | $42,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,700 | $42,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 11,245 | $42,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 11,000 | $42,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 90,100 | $42,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 10,600 | $42,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 10,400 | $41,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 150,544 | $40,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 25,100 | $39,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 32,700 | $39,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 10,000 | $37,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 18,700 | $37,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,700 | $35,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 64,302 | $31,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 15,500 | $31,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 19,350 | $30,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 24,800 | $30,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 14,400 | $28,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 10,200 | $22,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 13,100 | $21,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 17,100 | $19,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 11,900 | $15,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 12,900 | $9,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-19-000210 | this filing | 2019-11-14 | acceptance time not in the bulk data set |