13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-08, with 3,138 holding rows worth $153,126,550,000.
- Accession
- 0001532155-18-000150
- Filer
- CIK 1109448
- Filed
- 2018-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 3,161 entries on the cover page, a total value of $153,126,550,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,126,550,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAXA ASSURANCES I A R D MUTUELLE ET AL028-10563
- included managerAXA ASSURANCES VIE MUTUELLE ET AL028-03638
- included managerAXA028-03570
- included managerAXA FINANCIAL INC028-03344
- included managerSTEWART W P & CO LTD028-01432
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 13,189 | $188,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 44,700 | $184,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 30,000 | $184,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 10,535 | $184,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 17,000 | $183,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 24,100 | $182,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 16,064 | $182,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 36,500 | $177,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 43,340 | $171,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,700 | $169,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 76,300 | $168,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 23,530 | $168,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 11,800 | $167,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 18,100 | $167,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 66,899 | $167,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 21,700 | $166,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 13,200 | $165,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 16,200 | $164,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 20,800 | $164,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 10,700 | $163,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,900 | $162,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 30,226 | $162,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 16,000 | $162,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 10,900 | $161,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 12,500 | $160,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 30,400 | $160,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 47,900 | $159,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 11,300 | $157,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 70,180 | $157,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 17,524 | $156,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,200 | $155,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,120 | $155,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 55,900 | $154,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 26,400 | $150,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,500 | $149,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 25,000 | $148,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 65,230 | $144,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 59,150 | $143,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 15,600 | $143,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,569 | $142,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 16,530 | $141,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 10,946 | $140,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 16,100 | $138,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 36,400 | $138,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,970 | $138,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 13,400 | $138,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 48,220 | $137,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 20,900 | $136,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 85,253 | $136,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 32,300 | $133,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,700 | $133,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 21,700 | $133,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,600 | $132,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 11,090 | $132,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,030 | $131,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 35,200 | $130,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 40,741 | $130,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 13,700 | $130,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 13,600 | $128,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 13,300 | $127,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 94,186 | $127,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 52,200 | $125,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 104,950 | $121,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 23,800 | $120,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 49,400 | $119,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,600 | $118,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,600 | $114,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 49,200 | $113,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 12,771 | $111,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 13,700 | $111,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 13,400 | $111,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 13,700 | $110,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 14,800 | $106,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 21,200 | $105,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 15,900 | $104,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,000 | $104,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 17,200 | $104,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 100,160 | $103,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,100 | $102,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,700 | $102,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 12,500 | $101,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 27,900 | $100,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 17,600 | $99,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 13,170 | $97,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 12,000 | $95,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 28,500 | $95,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 11,400 | $94,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 19,924 | $92,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 29,100 | $92,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 329,700 | $91,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 15,000 | $89,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 12,700 | $87,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 17,700 | $87,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 300,000 | $83,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 17,500 | $81,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 13,100 | $80,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,500 | $79,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13,500 | $76,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,000 | $76,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,613 | $72,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 20,500 | $72,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 23,000 | $71,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 14,900 | $70,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,000 | $68,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 11,746 | $67,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,200 | $64,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 27,100 | $62,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,100 | $61,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,300 | $60,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 16,200 | $56,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 34,000 | $53,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 18,200 | $52,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 21,400 | $52,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 28,600 | $49,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 32,256 | $48,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,900 | $41,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 13,000 | $41,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 39,600 | $40,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 10,700 | $40,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,845 | $39,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,400 | $39,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 34,700 | $38,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,400 | $37,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,800 | $37,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 16,000 | $36,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,600 | $34,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 34,500 | $33,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 10,100 | $28,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 13,000 | $27,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 24,700 | $26,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 30,900 | $25,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 11,100 | $23,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 20,700 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 18,400 | $20,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,500 | $18,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 10,800 | $14,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 17,000 | $9,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,600 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-18-000150 | this filing | 2018-11-08 | acceptance time not in the bulk data set |