13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 3,433 holding rows worth $120,416,536,000.
- Accession
- 0001532155-15-000062
- Filer
- CIK 1109448
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 3,488 entries on the cover page, a total value of $120,416,536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,416,536,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAXA028-03570
- included managerAXA ASSURANCES I A R D MUTUELLE ET AL028-10563
- included managerAXA FINANCIAL INC028-03344
- included managerAXA ASSURANCES VIE MUTUELLE ET AL028-03638
- included managerSTEWART W P & CO LTD028-01432
- included managerCPH Capital Fondsmglerselskab A/S028-16226
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FURMANITE CORPORATION | 361086101 | COM | 12,400 | $97,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 12,479 | $97,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 10,890 | $95,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 6,200 | $95,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 59,491 | $94,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 13,200 | $94,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 8,825 | $93,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 23,800 | $93,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 2,020 | $92,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 7,920 | $91,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 6,500 | $90,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,700 | $89,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,440 | $88,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 5,400 | $88,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 10,202 | $88,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 2,040 | $88,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,800 | $87,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,800 | $87,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 37,600 | $87,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 5,400 | $87,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,700 | $86,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 4,600 | $85,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 14,000 | $85,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,180 | $85,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 31,200 | $85,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 8,200 | $85,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,100 | $84,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 4,745 | $83,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 3,000 | $83,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,500 | $83,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 9,090 | $83,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 13,000 | $83,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,100 | $82,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 8,840 | $82,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,160 | $81,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 2,300 | $80,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 45,281 | $80,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,580 | $79,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 6,700 | $79,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 6,400 | $79,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,800 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 625 | $76,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,540 | $76,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 2,900 | $76,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 3,700 | $75,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 27,824 | $74,000 | thousands by filing date | |
| IJH | 464287507 | COM | 506 | $73,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 2,900 | $72,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,300 | $72,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 6,760 | $72,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 1,400 | $72,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,454 | $71,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 2,100 | $71,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 46,078 | $71,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 4,400 | $71,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,800 | $70,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,500 | $70,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 5,500 | $70,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 8,600 | $69,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,100 | $69,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 8,000 | $68,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 3,100 | $68,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 2,800 | $68,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,000 | $66,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,500 | $65,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,800 | $65,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,600 | $65,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 3,600 | $65,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 40,320 | $65,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 623 | $64,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 4,500 | $64,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,560 | $63,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 15,000 | $63,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,600 | $62,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 8,000 | $62,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 4,400 | $62,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,576 | $61,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 800 | $61,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,400 | $60,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 10,000 | $60,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 2,500 | $60,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,960 | $60,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 13,200 | $58,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,200 | $58,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 1,200 | $58,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 978 | $57,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,200 | $57,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 117,200 | $57,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 4,100 | $57,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 11,800 | $57,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,500 | $56,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 62,600 | $55,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 2,200 | $55,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 2,220 | $55,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 3,760 | $55,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,200 | $54,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,900 | $54,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,600 | $53,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,680 | $53,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 3,000 | $53,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 4,400 | $53,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 6,700 | $53,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 4,300 | $53,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,400 | $52,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 20,645 | $52,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 18,000 | $52,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 4,600 | $52,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 2,200 | $51,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 8,400 | $51,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,700 | $50,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,160 | $48,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 7,200 | $48,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,950 | $48,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 1,947 | $47,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 31,100 | $47,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 363 | $46,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 10,000 | $46,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,400 | $45,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,600 | $45,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 3,000 | $44,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 2,418 | $44,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 44,197 | $44,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 3,200 | $44,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,300 | $44,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 3,600 | $44,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 5,200 | $44,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,800 | $44,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,500 | $43,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,600 | $42,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 2,700 | $42,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 3,200 | $42,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,200 | $41,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 713 | $41,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 3,700 | $41,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 34,500 | $41,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 2,800 | $41,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,600 | $40,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 4,200 | $40,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 19,300 | $40,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 7,242 | $40,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,300 | $39,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,300 | $38,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,700 | $38,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 2,800 | $38,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 4,600 | $38,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 4,100 | $38,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,700 | $38,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,000 | $37,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 3,700 | $37,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 4,950 | $37,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 28,400 | $36,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 16,520 | $36,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,790 | $36,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 2,160 | $36,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 4,200 | $35,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,500 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 875 | $34,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,400 | $33,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 10,547 | $33,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,400 | $33,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 2,400 | $33,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 377 | $32,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 3,800 | $32,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 4,400 | $32,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,200 | $32,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 400 | $31,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 245 | $31,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 685 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 280 | $31,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,700 | $31,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,500 | $31,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 4,700 | $31,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,300 | $31,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 8,200 | $31,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 19,050 | $31,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 4,900 | $31,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,200 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 731 | $30,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 12,400 | $30,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 11,600 | $30,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,900 | $30,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,200 | $29,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 600 | $29,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 5,800 | $29,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 4,800 | $29,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 247 | $28,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 223 | $28,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 2,800 | $28,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 233 | $27,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 16,700 | $27,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 6,800 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 616 | $27,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 3,900 | $27,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 3,800 | $27,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,300 | $27,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,400 | $27,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 3,840 | $27,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 1,700 | $27,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,040 | $27,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,100 | $27,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 1,100 | $27,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 3,000 | $27,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,900 | $26,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 3,200 | $26,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 900 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,110 | $25,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,400 | $25,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,400 | $25,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,993 | $24,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,200 | $24,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 700 | $24,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 82,155 | $24,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 5,400 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 6,600 | $24,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 700 | $23,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,200 | $23,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 5,400 | $23,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 31,600 | $23,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 860 | $23,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,900 | $22,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 113,500 | $22,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,300 | $22,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 3,000 | $22,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 3,300 | $22,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 1,400 | $21,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,000 | $21,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 1,300 | $21,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,100 | $21,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 13,700 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 681 | $20,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,400 | $20,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 3,000 | $20,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 500 | $20,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 2,000 | $20,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 1,900 | $20,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,238 | $19,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 2,600 | $19,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 6,000 | $19,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 188 | $18,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,400 | $18,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 2,600 | $18,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 4,600 | $18,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 900 | $18,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 4,829 | $18,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 10,200 | $18,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 139 | $17,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 900 | $17,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 3,500 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 693 | $17,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,200 | $17,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,000 | $17,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 4,300 | $17,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 18,900 | $17,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 7,600 | $17,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,033 | $17,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 800 | $17,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 500 | $16,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,200 | $16,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 4,700 | $16,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,100 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 600 | $16,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 11,400 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 245 | $15,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 200 | $15,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,700 | $15,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 300 | $15,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,320 | $15,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 3,500 | $15,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 400 | $15,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 5,000 | $15,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 562 | $14,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 975 | $14,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 900 | $14,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,600 | $14,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,100 | $14,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 25,600 | $14,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 600 | $14,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 4,300 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 122 | $13,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,400 | $13,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,500 | $13,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,000 | $13,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 200 | $13,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 2,200 | $13,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 4,800 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,070 | $12,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 500 | $12,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 900 | $12,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 500 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 430 | $12,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,600 | $12,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 400 | $12,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 3,000 | $12,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 3,300 | $12,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 900 | $12,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,400 | $11,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,400 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 262 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 404 | $11,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,400 | $11,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,400 | $11,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 574 | $11,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 700 | $11,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,081 | $11,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 600 | $11,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,000 | $10,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,400 | $10,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 500 | $10,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,000 | $10,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,500 | $10,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 129 | $10,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 400 | $10,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 400 | $10,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 600 | $10,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 2,700 | $10,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 500 | $10,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 792 | $9,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,100 | $9,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 13,400 | $9,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,800 | $9,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,000 | $9,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 3,600 | $9,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,600 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,400 | $9,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 3,700 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 8,300 | $8,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 500 | $8,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,200 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,300 | $8,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,000 | $8,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,600 | $8,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,100 | $8,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 500 | $8,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,800 | $8,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 600 | $8,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 700 | $8,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 400 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 517 | $7,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 400 | $7,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 128 | $7,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 500 | $7,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 400 | $7,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 900 | $7,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 200 | $7,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 600 | $7,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 4,400 | $7,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 63 | $6,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 128 | $6,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 55 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 48 | $6,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 150 | $6,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 900 | $6,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,700 | $6,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,300 | $6,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 600 | $6,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 400 | $6,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 300 | $6,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,400 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 227 | $6,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 6,100 | $6,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 572 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 230 | $6,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 3,200 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 234 | $6,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,200 | $6,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 800 | $6,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,100 | $6,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 400 | $6,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 500 | $6,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 500 | $5,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,900 | $5,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 3,300 | $5,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,000 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 9,622 | $5,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 400 | $5,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 1,033 | $5,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 80 | $4,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,800 | $4,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,900 | $4,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 80 | $4,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 314 | $4,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 700 | $4,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 400 | $4,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 320 | $4,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,400 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 227 | $4,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 2,000 | $4,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 1,200 | $4,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,300 | $4,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 300 | $4,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 91,656 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 117 | $3,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 59 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 58 | $3,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 439 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 71 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 46 | $3,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 300 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 157 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 119 | $3,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 71 | $3,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,300 | $3,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 122 | $3,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 30 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 48 | $2,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 48 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 64 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $2,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 236 | $2,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 300 | $2,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 300 | $2,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 1,700 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 61 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 134 | $1,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 90 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 296 | $1,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GYRODYNE CO AMER INC | 403820103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-15-000062 | this filing | 2015-02-13 | acceptance time not in the bulk data set |