13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 3,412 holding rows worth $118,659,041,000.
- Accession
- 0001532155-14-000087
- Filer
- CIK 1109448
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 3,480 entries on the cover page, a total value of $118,659,041,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,659,041,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAXA028-03570
- included managerAXA ASSURANCES I A R D MUTUELLE ET AL028-10563
- included managerAXA FINANCIAL INC028-03344
- included managerAXA ASSURANCES VIE MUTUELLE ET AL028-03638
- included managerSTEWART W P & CO LTD028-01432
- included managerCPH Capital Fondsmglerselskab A/S
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RADNET INC | 750491102 | COM | 14,800 | $98,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 5,160 | $98,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 23,924 | $98,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,822 | $97,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,880 | $97,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 4,400 | $97,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 7,280 | $97,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,800 | $96,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 10,125 | $96,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 9,024 | $95,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 4,300 | $95,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 3,600 | $94,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 1,500 | $93,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 8,400 | $92,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 6,300 | $92,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 6,900 | $92,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,420 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,845 | $90,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,300 | $90,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 4,420 | $90,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,420 | $90,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 3,300 | $90,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,100 | $89,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,800 | $89,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 20,200 | $89,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,600 | $88,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 7,110 | $88,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 10,000 | $88,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 10,200 | $88,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 3,000 | $87,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 4,200 | $87,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 2,600 | $85,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 22,900 | $85,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 3,300 | $85,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 18,000 | $85,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 6,600 | $85,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 4,500 | $85,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,600 | $84,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,500 | $84,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,300 | $84,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,500 | $84,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 8,000 | $84,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 3,400 | $84,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 19,800 | $84,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 2,533 | $83,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,320 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,400 | $82,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,100 | $82,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,300 | $81,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 4,400 | $81,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 3,700 | $79,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,454 | $78,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,100 | $76,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,840 | $76,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 2,700 | $76,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 9,000 | $76,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 9,500 | $75,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 578 | $74,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 5,145 | $73,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 9,800 | $73,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,600 | $73,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,650 | $72,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 2,560 | $72,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,700 | $71,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 18,600 | $71,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 11,000 | $71,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 1,400 | $71,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 666 | $70,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,250 | $70,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 41,400 | $70,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 3,000 | $69,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,000 | $69,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 7,911 | $67,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,200 | $67,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 3,000 | $67,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 3,600 | $67,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 1,200 | $66,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 14,000 | $66,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $65,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 12,900 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,605 | $65,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,400 | $65,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,680 | $65,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,000 | $65,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 500 | $63,000 | thousands by filing date | call |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 560 | $62,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 26,022 | $62,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 3,000 | $62,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 13,288 | $60,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 463 | $59,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,400 | $59,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 2,600 | $59,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 4,400 | $59,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 6,200 | $59,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 5,060 | $58,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 6,000 | $58,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 4,364 | $57,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 2,857 | $57,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,600 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 465 | $55,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 4,000 | $55,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 45,281 | $55,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 6,800 | $55,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 4,400 | $54,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,400 | $54,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 6,960 | $53,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 2,400 | $53,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 8,200 | $53,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,600 | $51,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 500 | $50,000 | thousands by filing date | call |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,000 | $50,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,695 | $50,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 3,000 | $50,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 600 | $48,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 1,860 | $46,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 4,700 | $46,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,040 | $46,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 6,058 | $46,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,800 | $45,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,650 | $45,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 3,800 | $45,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 12,000 | $45,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 1,740 | $45,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,000 | $44,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 713 | $44,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 4,400 | $44,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 4,400 | $44,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,790 | $44,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 4,374 | $43,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 600 | $43,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 8,580 | $43,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,800 | $43,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,851 | $43,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,000 | $42,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 3,500 | $42,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,900 | $41,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 344 | $41,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 5,900 | $41,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 3,000 | $41,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 3,200 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,489 | $41,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 3,200 | $41,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 5,600 | $40,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,700 | $40,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,400 | $40,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,000 | $40,000 | thousands by filing date | |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 20,950 | $40,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,400 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,280 | $39,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,800 | $38,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,600 | $38,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,500 | $38,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 12,600 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 391 | $37,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,900 | $37,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 4,950 | $37,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,400 | $37,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,600 | $37,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,400 | $36,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,000 | $36,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 2,400 | $36,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 3,800 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 731 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 644 | $35,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 7,400 | $35,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 5,400 | $35,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 400 | $34,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 5,800 | $34,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,200 | $33,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 3,200 | $33,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 3,900 | $33,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,600 | $32,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 278 | $32,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 2,000 | $32,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 400 | $31,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,000 | $31,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 678 | $30,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 9,450 | $30,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 4,500 | $30,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 6,200 | $30,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 4,500 | $30,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,600 | $30,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,200 | $29,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 3,300 | $29,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 9,600 | $29,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,200 | $29,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 223 | $28,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 2,600 | $28,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 8,200 | $28,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 18,900 | $28,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,100 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 210 | $28,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 245 | $27,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,200 | $27,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 681 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 260 | $27,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,700 | $27,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,500 | $27,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 9,400 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,110 | $26,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,400 | $26,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 2,600 | $26,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,000 | $25,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,200 | $25,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 4,400 | $25,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 3,600 | $25,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 5,400 | $25,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,800 | $25,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 3,500 | $24,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 259 | $24,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,200 | $24,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 1,500 | $24,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 3,400 | $24,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 3,000 | $24,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,000 | $24,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 3,000 | $24,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 5,600 | $24,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 1,200 | $24,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,000 | $23,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,300 | $23,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 2,000 | $23,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 860 | $23,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 3,400 | $23,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,000 | $22,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 10,200 | $22,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 800 | $22,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,400 | $22,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 188 | $21,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,600 | $21,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 6,400 | $21,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 157 | $21,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 4,400 | $21,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,400 | $20,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 2,400 | $20,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 4,700 | $20,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,200 | $20,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,320 | $20,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 6,000 | $20,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,200 | $20,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,400 | $19,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,200 | $19,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 5,000 | $19,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,856 | $18,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,100 | $18,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 10,000 | $18,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 690 | $18,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,100 | $18,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,300 | $18,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 4,829 | $18,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 2,400 | $17,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $17,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,200 | $17,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,254 | $17,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,600 | $17,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,100 | $17,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 800 | $17,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 164 | $17,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 200 | $16,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 139 | $16,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 562 | $16,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 800 | $16,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 975 | $16,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,400 | $16,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 600 | $16,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,800 | $16,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 4,300 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 600 | $16,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,200 | $16,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 1,000 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 300 | $15,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,130 | $15,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 800 | $15,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 3,100 | $15,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 3,600 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 122 | $14,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 858 | $14,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 900 | $14,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 600 | $14,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,819 | $14,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 2,200 | $14,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 1,600 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,070 | $13,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 600 | $13,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,400 | $13,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 1,400 | $13,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 400 | $13,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 200 | $13,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 600 | $13,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,000 | $13,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,400 | $12,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,200 | $12,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 436 | $12,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,700 | $12,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,400 | $12,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 800 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100 | $11,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,300 | $11,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,400 | $11,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,400 | $11,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 600 | $11,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 4,400 | $11,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 91,656 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,800 | $10,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 8,300 | $10,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,900 | $10,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,000 | $10,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $10,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,969 | $10,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 129 | $10,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,200 | $10,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,100 | $10,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 3,300 | $10,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,400 | $10,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 900 | $10,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 600 | $10,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 200 | $9,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 180 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 120 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 602 | $9,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,300 | $9,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 400 | $9,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 6,100 | $9,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 120 | $9,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 900 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,400 | $9,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 70 | $8,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 700 | $8,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,900 | $8,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 400 | $8,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 100 | $8,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,400 | $8,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,600 | $8,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 600 | $8,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 600 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 83 | $7,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 95 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 517 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 295 | $7,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $7,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 150 | $7,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 500 | $7,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 600 | $7,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 101 | $7,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 200 | $7,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 63 | $6,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,400 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 543 | $6,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 446 | $6,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 900 | $6,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,400 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 224 | $6,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 452 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 230 | $6,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 1,200 | $6,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 55 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 100 | $5,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 155 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 240 | $5,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 380 | $5,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 600 | $5,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 543 | $4,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 314 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 400 | $4,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 700 | $4,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 700 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 141 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 224 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 100 | $4,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,300 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 100 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 58 | $3,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 439 | $3,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 46 | $3,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 300 | $3,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 71 | $3,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 95 | $3,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 140 | $2,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 26 | $2,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25 | $2,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 72 | $2,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 460 | $2,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 167 | $2,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 90 | $2,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 600 | $2,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 100 | $2,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 157 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 16 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 162 | $1,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 185 | $1,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 41 | $1,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 134 | $1,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 296 | $1,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GYRODYNE CO AMER INC | 403820103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-14-000087 | this filing | 2014-08-13 | acceptance time not in the bulk data set |