13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 3,692 holding rows worth $115,747,191,000.
- Accession
- 0001532155-14-000075
- Filer
- CIK 1109448
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 3,728 entries on the cover page, a total value of $115,747,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,747,191,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAXA028-03570
- included managerAXA ASSURANCES I A R D MUTUELLE ET AL028-10563
- included managerAXA FINANCIAL INC028-03344
- included managerAXA ASSURANCES VIE MUTUELLE ET AL028-03638
- included managerSTEWART W P & CO LTD028-01432
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 8,220 | $89,000 | thousands by filing date | |
| SP BANCORP INC | 78468K106 | COM | 4,485 | $89,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 4,730 | $88,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 4,759 | $88,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 4,533 | $88,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,420 | $88,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,749 | $87,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 5,600 | $87,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 4,876 | $87,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,454 | $86,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 16,900 | $86,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,100 | $86,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,420 | $86,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 6,714 | $86,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 9,861 | $86,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 17,967 | $85,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 8,890 | $84,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 2,601 | $84,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 3,300 | $84,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 4,530 | $83,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 55,262 | $83,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 3,580 | $83,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 7,379 | $82,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 7,195 | $82,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 1,500 | $82,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 12,385 | $81,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 5,500 | $81,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 14,300 | $81,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 4,590 | $80,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 7,767 | $80,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 20,900 | $79,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,620 | $79,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 9,527 | $79,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,840 | $79,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 7,219 | $79,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 13,100 | $79,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 3,767 | $79,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 4,814 | $78,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 5,062 | $78,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 5,859 | $78,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 5,864 | $77,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 37,552 | $77,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 20,600 | $77,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 5,316 | $77,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 12,600 | $77,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 6,227 | $77,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,047 | $75,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,100 | $75,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 4,160 | $74,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 6,700 | $73,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 2,560 | $73,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,500 | $72,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,300 | $72,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 4,945 | $72,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 2,000 | $71,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 43,980 | $70,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 25,899 | $70,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,420 | $69,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 19,142 | $69,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 5,171 | $68,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 7,000 | $67,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,195 | $67,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 1,412 | $67,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 4,475 | $66,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 6,005 | $66,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 7,759 | $65,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,320 | $65,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 6,153 | $65,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 4,125 | $65,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,311 | $63,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 63,400 | $63,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 3,000 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 560 | $61,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 35,879 | $61,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 6,885 | $61,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 1,800 | $61,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 10,050 | $60,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,680 | $60,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 79,800 | $60,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 39,137 | $60,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 3,293 | $60,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 92,040 | $60,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 6,285 | $59,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 7,413 | $59,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,420 | $59,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 5,671 | $59,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 10,800 | $59,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 4,000 | $59,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 4,214 | $59,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 56,136 | $58,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 3,397 | $58,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 12,800 | $58,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,687 | $57,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,970 | $56,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 2,859 | $56,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 2,597 | $56,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,600 | $55,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 21,716 | $55,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 5,060 | $55,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 9,107 | $55,000 | thousands by filing date | |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 1,846 | $54,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 68,396 | $54,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 3,550 | $54,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,600 | $53,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 2,565 | $53,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,252 | $52,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 907 | $52,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 4,368 | $52,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 425 | $52,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 6,034 | $52,000 | thousands by filing date | |
| IJH | 464287507 | COM | 368 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 510 | $51,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 479 | $51,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 2,420 | $51,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 1,700 | $51,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,541 | $50,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 1,200 | $50,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,473 | $50,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 7,400 | $49,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,000 | $49,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 6,345 | $49,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 39,768 | $49,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 2,500 | $49,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 84,692 | $49,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 640 | $48,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 6,799 | $47,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,478 | $47,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,743 | $45,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,040 | $45,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 8,580 | $45,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 350 | $45,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 9,159 | $44,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,636 | $43,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 13,332 | $43,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 7,331 | $43,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,787 | $42,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,044 | $41,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,800 | $41,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 5,123 | $41,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 2,300 | $41,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 6,119 | $41,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 2,420 | $41,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 1,740 | $41,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 400 | $40,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,154 | $40,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 6,793 | $40,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,073 | $40,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 1,952 | $40,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 5,521 | $40,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,600 | $39,000 | thousands by filing date | |
| LSB FINL CORP | 501925101 | COM | 1,377 | $39,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,810 | $38,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 1,500 | $38,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,724 | $37,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,602 | $37,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 13,181 | $37,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 356 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,050 | $36,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,002 | $36,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,387 | $36,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 282 | $35,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 1,686 | $35,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 3,000 | $35,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 3,545 | $35,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,000 | $34,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 2,350 | $33,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 2,445 | $33,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 2,594 | $33,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,649 | $32,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,277 | $32,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 4,552 | $32,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 345 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 994 | $31,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,880 | $31,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 282 | $30,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 3,800 | $30,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,929 | $30,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,761 | $30,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 1,684 | $30,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,326 | $29,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 6,150 | $29,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,000 | $29,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 6,200 | $29,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 2,100 | $29,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 242 | $29,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 22,595 | $28,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 3,359 | $28,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,457 | $27,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 626 | $27,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 4,500 | $27,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 831 | $27,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,777 | $26,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,419 | $26,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,010 | $26,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 586 | $25,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 3,000 | $25,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 20,000 | $25,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,788 | $24,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,745 | $24,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 600 | $24,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,706 | $24,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 2,600 | $24,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,401 | $24,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 2,460 | $24,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 800 | $23,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 4,700 | $23,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 2,294 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 184 | $23,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,636 | $21,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 2,106 | $21,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 779 | $21,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 882 | $21,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 4,700 | $21,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,644 | $21,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 265 | $20,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 800 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,545 | $20,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 1,200 | $20,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,263 | $19,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 500 | $19,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 416 | $19,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 3,568 | $18,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,785 | $17,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,200 | $17,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 771 | $17,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 1,600 | $17,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 6,748 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 481 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 776 | $16,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,060 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,058 | $15,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 710 | $15,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 937 | $15,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 2,100 | $15,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 4,445 | $15,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,800 | $15,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 5,706 | $15,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 175 | $15,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 1,800 | $15,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 1,545 | $15,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 690 | $14,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 960 | $14,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,969 | $14,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,152 | $14,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 648 | $14,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 523 | $13,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 995 | $13,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 1,602 | $13,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,322 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 300 | $12,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 277 | $12,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 786 | $12,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 540 | $12,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,247 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 106 | $11,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 822 | $11,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,099 | $11,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 918 | $11,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 935 | $11,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,200 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 798 | $11,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 492 | $11,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,466 | $11,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,542 | $11,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 218 | $11,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,317 | $11,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 300 | $11,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 225 | $10,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 85 | $10,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 741 | $10,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,700 | $10,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,602 | $10,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 953 | $10,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 764 | $10,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 800 | $10,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 1,657 | $10,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,400 | $10,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 559 | $10,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 105 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 180 | $9,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 625 | $9,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 565 | $9,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 679 | $9,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 909 | $9,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 2,029 | $9,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 522 | $9,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 2,236 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,400 | $9,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 600 | $9,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,900 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 329 | $8,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 486 | $8,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 648 | $8,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 109 | $8,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,131 | $8,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,995 | $8,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 123 | $8,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 246 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,300 | $8,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 2,534 | $8,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,600 | $8,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 7,351 | $8,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 703 | $8,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 400 | $8,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 132 | $7,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 800 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 146 | $7,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 446 | $7,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 517 | $7,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 106 | $7,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 3,384 | $7,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 380 | $7,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 59 | $7,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 1,412 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 719 | $7,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 536 | $7,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 273 | $7,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 612 | $7,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 553 | $7,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 355 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 336 | $7,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 100 | $6,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 199 | $6,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 708 | $6,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 413 | $6,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 900 | $6,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 6 | $6,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,300 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 224 | $6,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 374 | $6,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 803 | $6,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 241 | $6,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 55 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,144 | $5,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 230 | $5,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 197 | $5,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 450 | $5,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 642 | $5,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 573 | $5,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,400 | $5,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 512 | $5,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 78 | $5,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 240 | $5,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 181 | $5,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 1,594 | $5,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 65 | $4,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 314 | $4,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 340 | $4,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 370 | $4,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,903 | $4,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 72 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 224 | $4,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 665 | $4,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 426 | $4,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 389 | $4,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 181 | $4,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,325 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 936 | $4,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 300 | $4,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 478 | $4,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 831 | $4,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 28 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 250 | $3,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 1,875 | $3,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 66 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 474 | $3,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 112 | $3,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 439 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 76 | $3,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 114 | $3,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 212 | $3,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 493 | $3,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 154 | $3,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 504 | $3,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 165 | $3,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 514 | $3,000 | thousands by filing date | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 162 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 1,947 | $3,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 458 | $3,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 723 | $3,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 250 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 207 | $3,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,000 | $3,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 574 | $3,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 235 | $3,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 622 | $3,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 346 | $3,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 638 | $3,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 1,189 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,399 | $3,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 1,010 | $3,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 692 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 479 | $3,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,016 | $3,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 321 | $3,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 211 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 846 | $3,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 380 | $3,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 990 | $3,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 200 | $3,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 418 | $3,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 75 | $3,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 747 | $3,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 388 | $3,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1,034 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 109 | $3,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 552 | $3,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 115 | $3,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 400 | $3,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 144 | $3,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 400 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 258 | $2,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 99 | $2,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 229 | $2,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 63 | $2,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 111 | $2,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 73 | $2,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 23 | $2,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 37 | $2,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 64 | $2,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 186 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 91 | $2,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 244 | $2,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 46 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 124 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 114 | $2,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 211 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 151 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 92 | $2,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 359 | $2,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 161 | $2,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 116 | $2,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 32 | $2,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 148 | $2,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 883 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 129 | $2,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 230 | $2,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 5,100 | $2,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 151 | $2,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 503 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 200 | $2,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 185 | $2,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 222 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 303 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 470 | $2,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 53 | $2,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 64 | $2,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 210 | $2,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,200 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 122 | $2,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 72 | $2,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 883 | $2,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 175 | $2,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 126 | $2,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 52 | $2,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 167 | $2,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 105 | $2,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 100 | $2,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,461 | $2,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 460 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 100 | $2,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 194 | $2,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 159 | $2,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 393 | $2,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 204 | $2,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 375 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 511 | $2,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 1,707 | $2,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 1,308 | $2,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 628 | $2,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 1,104 | $2,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 141 | $2,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 141 | $2,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 118 | $2,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 133 | $2,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 836 | $2,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 419 | $2,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 157 | $2,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 104 | $2,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 93 | $2,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 84 | $2,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 258 | $2,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 81 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 667 | $2,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 125 | $2,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 1,455 | $2,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 86 | $2,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 632 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 997 | $2,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 471 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 1,076 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 119 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-14-000075 | this filing | 2014-05-13 | acceptance time not in the bulk data set |