13F-HR filed by ALLIANCEBERNSTEIN L.P.
ALLIANCEBERNSTEIN L.P. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 3,285 holding rows worth $94,208,012,000.
- Accession
- 0001532155-13-000114
- Filer
- CIK 1109448
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 3,285 entries on the cover page, a total value of $94,208,012,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $94,208,012,000 with VALUE read as thousands by filing date, 13F file number 028-10562. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAXA028-03570
- included managerAXA ASSURANCES I A R D MUTUELLE ET AL028-10563
- included managerAXA FINANCIAL INC028-03344
- included managerAXA ASSURANCES VIE MUTUELLE ET AL028-03638
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIFI INC | 904677200 | COM NEW | 2,025 | $42,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,000 | $42,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,411 | $41,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 4,223 | $41,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 3,269 | $40,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,623 | $40,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,376 | $39,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,123 | $39,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 2,262 | $39,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,746 | $39,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 2,999 | $39,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 1,893 | $38,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 400 | $38,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,900 | $38,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 17,398 | $38,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 4,869 | $38,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 2,501 | $38,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,792 | $38,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 881 | $37,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,600 | $36,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 3,100 | $35,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,171 | $35,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 18,462 | $35,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 800 | $34,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 4,218 | $34,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $34,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 7,663 | $34,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 13,690 | $34,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 8,953 | $33,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 1,712 | $33,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 15,151 | $33,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 6,285 | $33,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 10,460 | $33,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 235 | $31,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 1,600 | $31,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,182 | $31,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 2,600 | $31,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 17,010 | $31,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,163 | $30,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 2,349 | $30,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,682 | $29,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,712 | $29,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 3,100 | $29,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,760 | $29,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,400 | $28,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 27,052 | $28,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 4,149 | $27,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 8,429 | $27,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 2,141 | $27,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,600 | $26,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,500 | $26,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 700 | $26,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,246 | $26,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 2,075 | $25,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 500 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,000 | $25,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 1,641 | $25,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,352 | $24,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,826 | $24,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,200 | $24,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 14,099 | $24,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $23,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 3,270 | $23,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 3,000 | $23,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 1,707 | $22,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 722 | $22,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 175 | $21,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,006 | $21,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 4,700 | $21,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 7,069 | $21,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,800 | $21,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 970 | $20,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 2,157 | $20,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,262 | $20,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,869 | $20,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 8,563 | $19,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 3,985 | $19,000 | thousands by filing date | |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 453 | $19,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 600 | $19,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,100 | $18,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 440 | $17,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,262 | $17,000 | thousands by filing date | |
| LONE PINE RES INC | 54222A106 | COM | 50,743 | $17,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,712 | $17,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1,867 | $17,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,262 | $16,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 450 | $16,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 1,477 | $16,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 4,509 | $16,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 5,139 | $16,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 32,560 | $16,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 6,555 | $16,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 5,700 | $16,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 282 | $15,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,163 | $15,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 1,482 | $15,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 3,066 | $15,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 9,136 | $14,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 901 | $14,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,400 | $14,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 3,500 | $14,000 | thousands by filing date | |
| FIRST PACTRUST BANCORP INC | 33589V101 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,677 | $14,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,082 | $14,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 1,667 | $14,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,300 | $14,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 614 | $13,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 182 | $13,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 1,712 | $13,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 12,208 | $13,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 2,163 | $13,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 722 | $13,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 4,300 | $13,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 5,392 | $13,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 5,680 | $13,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 382 | $13,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,600 | $12,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 175 | $12,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 1,082 | $12,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 1,623 | $12,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 9,118 | $12,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,004 | $12,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,886 | $11,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 2,351 | $11,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 722 | $11,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 3,900 | $11,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 704 | $11,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,957 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 475 | $11,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 722 | $11,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,802 | $11,000 | thousands by filing date | |
| CRESCENT FINANCIAL BANCSHARE | 225743103 | COM | 2,526 | $11,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 587 | $11,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 314 | $11,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 360 | $11,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,038 | $10,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 8,566 | $10,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,100 | $10,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 1,089 | $10,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,945 | $10,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,700 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 715 | $10,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 3,300 | $10,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 722 | $10,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 726 | $10,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 722 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,400 | $9,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 700 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,300 | $9,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 500 | $9,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,400 | $9,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 722 | $9,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 5,599 | $9,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 500 | $9,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,121 | $9,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,400 | $9,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,230 | $8,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 541 | $8,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 4,335 | $8,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,400 | $8,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 600 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 475 | $8,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 6,100 | $8,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,000 | $8,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 2,237 | $8,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 816 | $7,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,900 | $7,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 200 | $7,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 100 | $7,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 541 | $7,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 900 | $7,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 2,891 | $7,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 400 | $7,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,500 | $7,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,114 | $7,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 300 | $7,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 282 | $7,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 3,555 | $7,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 1,400 | $7,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 135 | $6,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 5,960 | $6,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 316 | $6,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 5,396 | $6,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 700 | $6,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,835 | $6,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,894 | $5,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 722 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 200 | $5,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 420 | $5,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 2,400 | $5,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 500 | $5,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 4,149 | $5,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 4,287 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 284 | $4,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 200 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 3,032 | $4,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 500 | $4,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 462 | $4,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 3,466 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 21 | $3,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 100 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,000 | $3,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,000 | $3,000 | thousands by filing date | principal |
| BANRO CORP | 066800103 | COM | 4,000 | $3,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 451 | $3,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 20,831 | $3,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 188 | $3,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 1,494 | $3,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 500 | $3,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 1,000 | $3,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 270 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,100 | $2,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 42 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 273 | $2,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 1,601 | $2,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 262 | $2,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,132 | $2,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 1,348 | $2,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,500 | $2,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 587 | $2,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 300 | $2,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 928 | $2,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 300 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 126 | $1,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 13 | $1,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 62 | $1,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 55 | $1,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 125 | $1,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 100 | $1,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 17 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 502 | $1,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 200 | $1,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 1,000 | $1,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 357 | $1,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 53 | $1,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 343 | $1,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 62 | $1,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 16 | $1,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 80 | $1,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSAN LTD | G25343107 | SHS A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMAX CORP | 45245E109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADWARE LTD | M81873107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE LAND CORP | 376549101 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gevo Inc | 374396109 | COMMON | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEVAC INC | 461148108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSB BANCORP INC MD | 05573H108 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEROIL CORP | 460951106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CH ENERGY GROUP INC | 12541M102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTC MEDIA INC | 12642X106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIVEN IMAGING LTD | M52020100 | ORD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRY (R.G.) | 068798107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHARD SUPPLY HARDWARE STORES CORP | 685691404 | COMMON | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lihua International Inc. | 532352101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SI FINL GROUP INC MD | 78425V104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773103 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEEKNET INC | 36846Q203 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001532155-13-000114 | this filing | 2013-08-13 | acceptance time not in the bulk data set |