13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-09, with 192 holding rows worth $547,589,000.
- Accession
- 0001531593-19-000007
- Filer
- CIK 1531593
- Filed
- 2019-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 269 entries on the cover page, a total value of $547,589,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $547,589,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELGENE CORP | 151020904 | COM | 5,941 | $56,046,000 | thousands by filing date | put |
| CELGENE CORP | 151020904 | COM | 5,940 | $56,038,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,677 | $36,627,000 | thousands by filing date | call |
| RED HAT INC | 756577952 | COM | 1,433 | $26,181,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 1,514 | $19,646,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 4,113 | $19,274,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 1,526 | $18,062,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,788 | $13,303,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 175,000 | $9,980,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 887 | $9,849,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687956 | PUT | 885 | $9,826,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 107,521 | $9,340,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 503 | $9,032,000 | thousands by filing date | call |
| CONCHO RESOURCES INC | 20605P901 | COM | 800 | $8,877,000 | thousands by filing date | call |
| NVIDIA CORPORATION | 67066G904 | CALL | 489 | $8,780,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 44,900 | $8,616,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 452 | $8,586,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 694 | $7,903,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 306 | $5,583,000 | thousands by filing date | call |
| THE CIGNA GROUP | 125523900 | CALL | 345 | $5,548,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 17,500 | $5,262,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 30 | $5,235,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687956 | PUT | 454 | $5,041,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 852 | $4,859,000 | thousands by filing date | put |
| MYLAN N V | N59465909 | CALL | 1,637 | $4,639,000 | thousands by filing date | put |
| MYLAN N V | N59465909 | CALL | 1,637 | $4,639,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,000 | $4,248,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 355 | $4,202,000 | thousands by filing date | put |
| TESLA INC | 88160R951 | PUT | 139 | $3,890,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 43,500 | $3,761,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272904 | COM | 500 | $3,747,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272904 | COM | 500 | $3,747,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 231,596 | $3,560,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 635 | $3,425,000 | thousands by filing date | call |
| BLOCK INC | 852234903 | CALL | 450 | $3,371,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 34,035 | $3,115,000 | thousands by filing date | |
| RED HAT INC | 756577952 | COM | 168 | $3,069,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 43,900 | $2,854,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 250 | $2,776,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 56,100 | $2,748,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 50,672 | $2,723,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 150 | $2,708,000 | thousands by filing date | put |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 240 | $2,682,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M902 | CALL | 156 | $2,599,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 86 | $2,587,000 | thousands by filing date | put |
| ADOBE INC | 00724F901 | CALL | 96 | $2,558,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 385 | $2,503,000 | thousands by filing date | put |
| HOLOGIC INC | 436440901 | CALL | 500 | $2,420,000 | thousands by filing date | call |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 225 | $2,336,000 | thousands by filing date | call |
| FOX CORP | 35137L955 | PUT | 625 | $2,294,000 | thousands by filing date | put |
| BAIDU INC | 056752908 | CALL | 133 | $2,193,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813902 | CALL | 400 | $2,118,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 64,944 | $2,037,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 225 | $1,989,000 | thousands by filing date | put |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 250 | $1,986,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 17,400 | $1,968,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 350 | $1,811,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 38,493 | $1,804,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 30,100 | $1,729,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036P908 | CL A | 93 | $1,630,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 11,400 | $1,609,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 92,400 | $1,584,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 600 | $1,513,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 7,900 | $1,501,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 642 | $1,464,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 500 | $1,421,000 | thousands by filing date | put |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 34,900 | $1,411,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,300 | $1,386,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 24,900 | $1,376,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T906 | COM | 50 | $1,349,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010L103 | COM | 784 | $1,344,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 3,400 | $1,297,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 216 | $1,240,000 | thousands by filing date | call |
| ARCONIC INC | 03965L900 | CALL | 647 | $1,237,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 40 | $1,203,000 | thousands by filing date | call |
| FOX CORP CL A COM | 35137L105 | Stock | 31,647 | $1,162,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 19,658 | $1,154,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 99 | $1,128,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 62,833 | $1,118,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 42,000 | $1,100,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 191 | $1,026,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 87,600 | $1,007,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 50 | $959,000 | thousands by filing date | put |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 400 | $947,000 | thousands by filing date | call |
| BIOGEN INC | 09062X903 | CALL | 40 | $946,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 11,300 | $911,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 105 | $891,000 | thousands by filing date | put |
| FEDEX CORP | 31428X906 | CALL | 49 | $889,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 14,100 | $860,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 72,000 | $833,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 700 | $805,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,000 | $798,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 270,500 | $793,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,700 | $779,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 500 | $769,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,600 | $715,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 465 | $715,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 29,900 | $708,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,000 | $692,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 600 | $690,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 120 | $689,000 | thousands by filing date | put |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 30,189 | $661,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512909 | CALL | 65 | $661,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 66,096 | $660,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,800 | $654,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,300 | $619,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 609 | $608,000 | thousands by filing date | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,700 | $602,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 21,164 | $546,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,000 | $545,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,500 | $529,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,900 | $528,000 | thousands by filing date | |
| SLB LIMITED | 806857908 | CALL | 120 | $523,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,100 | $518,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 462 | $517,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 9,503 | $507,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 28,000 | $504,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 122 | $493,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 21,563 | $492,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200 | $488,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 48,400 | $485,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U908 | ORD SHS | 100 | $482,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 38,800 | $465,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 388 | $465,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,500 | $462,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,400 | $457,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,500 | $450,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,700 | $448,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 100,000 | $447,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,500 | $439,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 49,550 | $437,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500 | $435,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 2,400 | $430,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,500 | $429,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 347 | $416,000 | thousands by filing date | call |
| LYFT INC | 55087P104 | CL A COM | 5,289 | $414,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 162 | $413,000 | thousands by filing date | call |
| ASCENDIS PHARMA A/S | 04351P951 | PUT | 35 | $412,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 5,700 | $405,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21 | $399,000 | thousands by filing date | call |
| SPLUNK INC | 848637904 | Cmn | 32 | $399,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 6,400 | $398,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 20 | $384,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 38 | $365,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,400 | $357,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,000 | $349,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,500 | $348,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 35 | $348,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 4,300 | $347,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,900 | $345,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,200 | $339,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 38,100 | $335,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792907 | CALL | 115 | $335,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,500 | $324,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,900 | $319,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,500 | $319,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 170 | $306,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,900 | $304,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 41 | $304,000 | thousands by filing date | call |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 50 | $303,000 | thousands by filing date | call |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,800 | $302,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,000 | $302,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 13,600 | $280,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,700 | $278,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 31,900 | $277,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,700 | $268,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14 | $266,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T903 | COM | 250 | $263,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 80 | $261,000 | thousands by filing date | call |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,600 | $254,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,575 | $253,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,100 | $246,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,000 | $241,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,500 | $240,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,500 | $239,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 900 | $233,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,000 | $229,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 54 | $226,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10 | $217,000 | thousands by filing date | put |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,600 | $217,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12 | $215,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,400 | $213,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 68 | $213,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,800 | $212,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,800 | $211,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,200 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,400 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,100 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 21 | $206,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,255 | $132,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 31,216 | $110,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,800 | $108,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-19-000007 | this filing | 2019-05-09 | acceptance time not in the bulk data set |