13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-23, with 297 holding rows worth $1,154,378,000.
- Accession
- 0001531593-19-000001
- Filer
- CIK 1531593
- Filed
- 2019-01-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 447 entries on the cover page, a total value of $1,154,378,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,154,378,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 14,220 | $355,387,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 639,789 | $52,335,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,622 | $41,360,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M902 | CALL | 2,352 | $30,831,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 1,701 | $29,876,000 | thousands by filing date | call |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 824,802 | $27,697,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 4,987 | $23,998,000 | thousands by filing date | call |
| CELGENE CORP | 151020904 | COM | 3,221 | $20,643,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 2,500 | $18,320,000 | thousands by filing date | put |
| NVIDIA CORPORATION | 67066G904 | CALL | 1,363 | $18,196,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,010 | $17,578,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 1,161 | $15,914,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 1,378 | $15,664,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,436 | $15,290,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 1,986 | $14,554,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,700 | $12,253,000 | thousands by filing date | put |
| DISNEY WALT CO | 254687906 | COM | 930 | $10,198,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC | 25278X909 | CALL | 1,084 | $10,049,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 86,500 | $8,444,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 291,140 | $8,309,000 | thousands by filing date | |
| CONCHO RESOURCES INC | 20605P901 | COM | 800 | $8,224,000 | thousands by filing date | call |
| DISNEY WALT CO | 254687906 | COM | 709 | $7,774,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 455 | $7,600,000 | thousands by filing date | call |
| AMAZON COM INC | 023135906 | CALL | 50 | $7,510,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A901 | CALL | 1,464 | $7,045,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 20,500 | $6,611,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 35,682 | $6,210,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 33,000 | $6,208,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 2,117 | $6,042,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 335 | $5,830,000 | thousands by filing date | call |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 135 | $5,829,000 | thousands by filing date | call |
| NETFLIX INC. | 64110L906 | CALL | 217 | $5,808,000 | thousands by filing date | call |
| STATE BANK FINL CORP COM | 856190103 | COM | 261,942 | $5,655,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 98,800 | $5,623,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 223,900 | $5,517,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 51,266 | $5,459,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 710,557 | $5,230,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 106,161 | $5,188,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 451 | $4,983,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 850 | $4,925,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 835 | $4,909,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,210 | $4,726,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 79,100 | $4,583,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 255 | $4,479,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 58,600 | $4,478,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 635 | $4,161,000 | thousands by filing date | call |
| BAIDU INC | 056752908 | CALL | 244 | $3,869,000 | thousands by filing date | call |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 392 | $3,823,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 33,623 | $3,687,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 701 | $3,650,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 32,300 | $3,569,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 102,400 | $3,425,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 319 | $3,397,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,003 | $3,356,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 207 | $3,339,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC | 744320902 | COM | 397 | $3,238,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 127 | $3,229,000 | thousands by filing date | put |
| BLOCK INC | 852234903 | CALL | 559 | $3,135,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 33,100 | $3,043,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 78,900 | $3,014,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 385 | $2,942,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 680 | $2,926,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 215,277 | $2,844,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 39,500 | $2,823,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 43,000 | $2,817,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,700 | $2,813,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 669 | $2,809,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 482 | $2,793,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 297 | $2,730,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 703 | $2,686,000 | thousands by filing date | put |
| BUNGE LIMITED | G16962955 | COM | 500 | $2,672,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 200 | $2,639,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M902 | CALL | 550 | $2,628,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 358 | $2,558,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 234 | $2,284,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 14,400 | $2,278,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 298 | $2,234,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 12,700 | $2,231,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 90 | $2,204,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 200 | $2,176,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 23,000 | $2,142,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 8,400 | $2,136,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 341 | $2,133,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 44,800 | $2,033,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V909 | COM | 425 | $1,979,000 | thousands by filing date | call |
| XEROX CORP | 984121908 | COM | 1,000 | $1,976,000 | thousands by filing date | call |
| SLB LIMITED | 806857908 | CALL | 533 | $1,924,000 | thousands by filing date | call |
| TYSON FOODS INC | 902494903 | CALL | 360 | $1,922,000 | thousands by filing date | call |
| PAYPAL HLDGS INC | 70450Y903 | CALL | 225 | $1,892,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 386 | $1,779,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC | 285512909 | CALL | 223 | $1,760,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 45,400 | $1,722,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 132 | $1,703,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 300 | $1,696,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J900 | CALL | 316 | $1,690,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25,300 | $1,665,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 26,500 | $1,658,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL-ADR | 22943F900 | COM | 608 | $1,645,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 165 | $1,632,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 229 | $1,507,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 316 | $1,496,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 49,230 | $1,468,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 34,200 | $1,436,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,400 | $1,424,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 32,800 | $1,421,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 110 | $1,419,000 | thousands by filing date | call |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 600 | $1,405,000 | thousands by filing date | call |
| SINA CORP | G81477904 | COM | 261 | $1,400,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 83,004 | $1,399,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 626 | $1,397,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 157,300 | $1,373,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 350 | $1,363,000 | thousands by filing date | call |
| ALPHABET INC | 02079K905 | CALL | 13 | $1,358,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 18,500 | $1,338,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 29,900 | $1,305,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 171,160 | $1,296,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 155 | $1,289,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 8,100 | $1,278,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 67 | $1,260,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 13,400 | $1,235,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,100 | $1,218,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 88 | $1,178,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 4,700 | $1,175,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813902 | CALL | 290 | $1,154,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 74,877 | $1,134,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,500 | $1,130,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,700 | $1,112,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 7,200 | $1,111,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 63 | $1,095,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,500 | $1,092,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 56 | $1,067,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 30,700 | $1,045,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 267 | $1,043,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 152 | $1,036,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,000 | $1,029,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 20,500 | $1,023,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 217 | $1,019,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 92 | $1,016,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 64 | $1,012,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 5,700 | $1,012,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 175 | $998,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 97 | $985,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 20,000 | $951,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 200 | $951,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 25 | $934,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 174 | $922,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 7,900 | $914,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 23,100 | $902,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 36,400 | $895,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,600 | $833,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 21,200 | $818,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,700 | $808,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 129 | $807,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 120 | $801,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,400 | $793,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 30 | $785,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 20,196 | $780,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,779 | $775,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 113 | $771,000 | thousands by filing date | put |
| ROSS STORES INC | 778296903 | CALL | 90 | $749,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 3,000 | $747,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 458 | $742,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 29 | $737,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 11,100 | $736,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 99 | $735,000 | thousands by filing date | call |
| INCYTE CORP | 45337C902 | COM | 115 | $731,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15,600 | $724,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 19,000 | $722,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 33,600 | $719,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 186 | $718,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 121,800 | $709,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $707,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 6,100 | $693,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4 | $688,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 35 | $681,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 1,000 | $679,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 88,000 | $673,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 20 | $645,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 47,100 | $638,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 136 | $631,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,900 | $625,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 413 | $625,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 29,300 | $618,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 58,100 | $598,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,300 | $594,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 52 | $591,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 15,100 | $590,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,200 | $578,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,300 | $576,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 9,900 | $560,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 60 | $559,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 84 | $558,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J900 | CALL | 232 | $557,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 84 | $550,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 2,100 | $550,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 8,595 | $547,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 261 | $546,000 | thousands by filing date | call |
| PHILLIPS 66 PARTNERS LP | 718549907 | CALL | 60 | $517,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 14,116 | $499,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,500 | $494,000 | thousands by filing date | |
| MCKESSON CORP | 58155Q903 | CALL | 44 | $486,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 73 | $482,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 32,965 | $475,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 124 | $471,000 | thousands by filing date | put |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 10,228 | $468,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 26 | $462,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 123,920 | $459,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 21,684 | $456,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 34 | $454,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,700 | $446,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 156 | $445,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J908 | COM | 33 | $441,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 9,300 | $429,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,100 | $422,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 96 | $419,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 24 | $412,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 12,200 | $412,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 108 | $410,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 121 | $408,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 8,100 | $400,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,100 | $400,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 20 | $389,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 28 | $387,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 226 | $381,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,800 | $379,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,500 | $375,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,400 | $370,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,800 | $356,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,700 | $353,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,700 | $351,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 84 | $345,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 5,000 | $341,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 25 | $340,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,800 | $335,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U908 | ORD SHS | 100 | $335,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 52 | $319,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 197 | $319,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,500 | $315,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,900 | $312,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,500 | $311,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30 | $305,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 32 | $302,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 5,700 | $302,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 51 | $297,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 32 | $295,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,900 | $288,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 9,600 | $286,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 49 | $286,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 42,000 | $285,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,100 | $282,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 9,542 | $278,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,700 | $275,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 81,216 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,600 | $270,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 19 | $268,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 82 | $268,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 20 | $264,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 14,000 | $263,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 56 | $258,000 | thousands by filing date | put |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 19,100 | $257,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,700 | $256,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 120 | $253,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,100 | $252,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 23 | $250,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 2,400 | $248,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30 | $243,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 2,200 | $243,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,000 | $241,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 10,500 | $240,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22 | $239,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 39 | $239,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 703 | $239,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V950 | PUT | 180 | $238,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,200 | $234,000 | thousands by filing date | |
| NIELSEN HLDGS PLC | G6518L908 | CALL | 100 | $233,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 20 | $231,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T900 | COM | 1,000 | $231,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,600 | $227,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 39 | $223,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 30 | $223,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 42 | $218,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 73 | $218,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 50 | $217,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,300 | $212,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,700 | $207,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 82,645 | $207,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,000 | $167,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,200 | $159,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,496 | $153,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 13,388 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,000 | $127,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,400 | $118,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 10,000 | $116,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,200 | $101,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 205 | $73,000 | thousands by filing date | call |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,598 | $62,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,000 | $38,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-19-000001 | this filing | 2019-01-23 | acceptance time not in the bulk data set |