13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-01, with 144 holding rows worth $409,054,000.
- Accession
- 0001531593-18-000006
- Filer
- CIK 1531593
- Filed
- 2018-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 198 entries on the cover page, a total value of $409,054,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $409,054,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 4,440 | $116,838,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 645,900 | $19,371,000 | thousands by filing date | |
| CELGENE CORP | 151020904 | COM | 1,948 | $17,379,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 1,274 | $14,867,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 767 | $14,077,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 36,400 | $11,935,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 1,020 | $11,934,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 87,900 | $10,406,000 | thousands by filing date | |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 921 | $9,639,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 170,992 | $9,475,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 94,605 | $8,026,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 747 | $7,066,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 54,713 | $5,868,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 181 | $5,849,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 489 | $5,706,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 72,800 | $5,383,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 700 | $5,176,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 433 | $5,066,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 700 | $5,036,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 650 | $4,807,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 500 | $4,729,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 40,026 | $3,786,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 671 | $3,718,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 414 | $3,683,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 308 | $3,646,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 441 | $3,290,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 450 | $3,109,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 176 | $3,000,000 | thousands by filing date | put |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 241 | $2,853,000 | thousands by filing date | put |
| AT&T INC | 00206R952 | PUT | 747 | $2,663,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 14,058 | $2,397,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 73 | $2,394,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 70 | $2,295,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 388 | $2,094,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 22,000 | $2,093,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,800 | $1,883,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,100 | $1,857,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 34,000 | $1,835,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 326 | $1,806,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 76 | $1,791,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 21,900 | $1,651,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,800 | $1,622,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 96 | $1,534,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 6,100 | $1,437,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 14,800 | $1,351,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 38,400 | $1,343,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,500 | $1,337,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 23,701 | $1,327,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 14,400 | $1,316,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 76 | $1,275,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 17,000 | $1,223,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 282 | $1,209,000 | thousands by filing date | call |
| C&J ENERGY SVCS INC NEW | 12674R900 | CALL | 434 | $1,121,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 10,000 | $1,100,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 40 | $1,095,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 42,100 | $1,031,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,800 | $1,000,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 165 | $965,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 54 | $962,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,750 | $944,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,600 | $873,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 21,376 | $869,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS | 75886F907 | CALL | 25 | $861,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 3,900 | $856,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 7,116 | $830,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 25,300 | $808,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 11,300 | $769,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 150 | $737,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 17,000 | $729,000 | thousands by filing date | |
| PROSHARES TR | 74347B951 | PSHS ULTSH 20YRS | 200 | $725,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,900 | $719,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 12,000 | $702,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 11,100 | $690,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,200 | $677,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,000 | $675,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 43 | $660,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 27 | $636,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 25 | $629,000 | thousands by filing date | put |
| DISNEY WALT CO | 254687906 | COM | 60 | $603,000 | thousands by filing date | call |
| AMAZON COM INC | 023135906 | CALL | 4 | $579,000 | thousands by filing date | call |
| NVIDIA CORPORATION | 67066G904 | CALL | 25 | $579,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 32 | $570,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,000 | $564,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 300 | $561,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 3,400 | $532,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,800 | $500,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 10,000 | $497,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 200 | $490,000 | thousands by filing date | put |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,200 | $488,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,100 | $477,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 9,100 | $447,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,600 | $445,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,200 | $436,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 47 | $429,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 17 | $428,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 8,900 | $426,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 11,600 | $426,000 | thousands by filing date | |
| DIAGEO PLC | 25243Q955 | SPON ADR NEW | 30 | $406,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,700 | $404,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 61 | $389,000 | thousands by filing date | call |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 118,636 | $386,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,800 | $385,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 29,100 | $379,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,100 | $354,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 31,600 | $350,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 98 | $348,000 | thousands by filing date | call |
| CLIFTON BANCORP INC | 186873105 | COM | 21,946 | $343,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 55 | $342,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 45 | $339,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 20,401 | $335,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,800 | $320,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 47 | $304,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 10,200 | $303,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 20 | $295,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 4,100 | $295,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40 | $288,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 4,600 | $287,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 46 | $286,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 6,400 | $278,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,600 | $275,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,000 | $273,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 40 | $273,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 44 | $257,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,000 | $255,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,700 | $241,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 47 | $241,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,800 | $240,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,700 | $240,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 58 | $235,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 2,300 | $218,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,600 | $217,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 80 | $216,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 50 | $214,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,600 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 22 | $209,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 32 | $207,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 69 | $205,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 12,900 | $174,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,000 | $166,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 10,101 | $164,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 11,200 | $136,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,300 | $107,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 43,875 | $72,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-18-000006 | this filing | 2018-05-01 | acceptance time not in the bulk data set |