13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-30, with 198 holding rows worth $586,744,000.
- Accession
- 0001531593-17-000015
- Filer
- CIK 1531593
- Filed
- 2017-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 265 entries on the cover page, a total value of $586,744,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $586,747,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 5,350 | $134,409,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 6,645 | $102,412,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 585,300 | $90,206,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 183 | $17,593,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 640,500 | $16,230,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 123,900 | $9,682,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 731 | $8,888,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 974 | $7,611,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 575 | $6,992,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 450 | $6,529,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 1,180 | $6,296,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 26,900 | $6,021,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 378 | $5,826,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 500 | $5,466,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 60,000 | $5,281,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 729 | $4,992,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 18,400 | $4,677,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 49,100 | $4,358,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 34,200 | $4,267,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 253 | $3,733,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 43,645 | $3,695,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 42,500 | $3,443,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 808 | $3,165,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 59,926 | $3,044,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 180 | $2,957,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 16,600 | $2,715,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 45 | $2,679,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 100 | $2,542,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 573 | $2,314,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 130 | $2,222,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 25,900 | $2,075,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,500 | $2,056,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 229 | $2,035,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 208 | $1,987,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 157 | $1,957,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 77 | $1,934,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,700 | $1,788,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 535 | $1,786,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 16,600 | $1,765,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 276 | $1,759,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 38 | $1,699,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 31,800 | $1,697,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 74 | $1,673,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 92,900 | $1,554,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,300 | $1,549,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 58,300 | $1,508,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,400 | $1,421,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 825 | $1,380,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 18,400 | $1,371,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 184 | $1,370,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 5,600 | $1,358,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 13,800 | $1,292,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 17,600 | $1,218,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 80 | $1,185,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 9,400 | $1,181,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 60 | $1,119,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,700 | $1,115,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 276 | $1,061,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 174 | $960,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 48,700 | $934,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 356 | $928,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 9,700 | $926,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,200 | $921,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 12,300 | $905,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 136 | $903,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 131 | $898,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 4,500 | $881,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,200 | $876,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 120 | $873,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,200 | $853,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,700 | $811,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,200 | $806,000 | thousands by filing date | |
| DIAGEO PLC | 25243Q955 | SPON ADR NEW | 60 | $792,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 45,200 | $781,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,400 | $776,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 5,200 | $774,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,000 | $768,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 270 | $768,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 21,400 | $764,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,900 | $759,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 134 | $739,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 88 | $713,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 112 | $709,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 155 | $698,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 4,000 | $672,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 19,600 | $654,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,100 | $651,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,400 | $647,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 180 | $643,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 189 | $636,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 120 | $636,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 23,000 | $631,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,000 | $622,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,937 | $621,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20 | $616,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,800 | $603,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 77 | $592,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 46 | $578,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 155 | $553,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 2,900 | $541,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 3,000 | $535,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 30 | $535,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 60 | $518,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 3,300 | $517,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 52 | $513,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 12,300 | $492,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,400 | $490,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,100 | $482,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,700 | $481,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 48 | $475,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 61 | $473,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 43,000 | $470,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15 | $465,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 269 | $464,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 5,300 | $453,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,000 | $447,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 148 | $445,000 | thousands by filing date | call |
| FTAI AVIATION LTD | 34960P101 | COM | 24,600 | $444,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,700 | $441,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,900 | $440,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,200 | $428,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,200 | $425,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 38 | $422,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 75 | $398,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 32,900 | $394,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,100 | $394,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 9,500 | $385,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,400 | $384,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,900 | $384,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 49 | $383,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 3,300 | $377,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 75 | $371,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 27 | $369,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 4,000 | $362,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 22 | $360,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,500 | $359,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 56 | $344,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 25 | $342,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,200 | $334,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 11,900 | $331,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,900 | $325,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,400 | $308,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,800 | $295,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40 | $291,000 | thousands by filing date | put |
| AGNC INVT CORP COM | 00123Q104 | REIT | 13,400 | $291,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,700 | $282,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,500 | $280,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,000 | $280,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,400 | $278,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 43 | $273,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 3,700 | $273,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,500 | $273,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,000 | $271,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,700 | $270,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,800 | $264,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 63 | $264,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,400 | $260,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,205 | $260,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 32 | $259,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 11,800 | $257,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 42 | $254,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 5,800 | $253,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,700 | $252,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 16 | $251,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 36 | $249,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 36 | $247,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 4,500 | $243,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,000 | $242,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,100 | $242,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10 | $237,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 37 | $237,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 4,400 | $237,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,000 | $236,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,700 | $233,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 41 | $233,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 29 | $232,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,000 | $232,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,500 | $227,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 25 | $227,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 2,900 | $227,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 68 | $226,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 2,600 | $224,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,800 | $223,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,500 | $219,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 39 | $219,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 2,800 | $218,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,600 | $216,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 40 | $213,000 | thousands by filing date | put |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,800 | $213,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 18 | $213,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 43 | $212,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,100 | $212,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,700 | $208,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,300 | $207,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 81 | $205,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 25 | $205,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,400 | $198,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,100 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-17-000015 | this filing | 2017-10-30 | acceptance time not in the bulk data set |