13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-07, with 149 holding rows worth $296,517,000.
- Accession
- 0001531593-16-000029
- Filer
- CIK 1531593
- Filed
- 2016-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 168 entries on the cover page, a total value of $296,517,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $296,517,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Procter & Gamble Co | 742718109 | COM | 529,553 | $47,527,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,500 | $40,388,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 309,972 | $35,042,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 197,597 | $15,916,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 272,693 | $15,707,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,032 | $11,667,000 | thousands by filing date | call |
| AT&T INC | 00206R952 | PUT | 1,726 | $7,009,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 558 | $6,592,000 | thousands by filing date | call |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 41,300 | $4,368,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 31,000 | $3,634,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 87,700 | $3,561,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 303 | $3,496,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 108,100 | $3,429,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,069 | $3,259,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 500 | $3,121,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 242,700 | $2,929,000 | thousands by filing date | |
| AT&T INC | 00206R952 | PUT | 650 | $2,639,000 | thousands by filing date | put |
| EQUINIX INC COM | 29444U700 | REIT | 7,178 | $2,586,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 22,200 | $2,561,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 281 | $2,522,000 | thousands by filing date | call |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 21,963 | $2,446,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 15,910 | $2,188,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 100 | $2,163,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 17,900 | $2,125,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 383 | $1,990,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 665 | $1,970,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 39,101 | $1,896,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 59,495 | $1,791,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 15,808 | $1,780,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 395 | $1,672,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 26,475 | $1,645,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 500 | $1,586,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 13,096 | $1,529,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,700 | $1,487,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 140 | $1,463,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 86 | $1,366,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 15,600 | $1,361,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 168 | $1,354,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 250 | $1,348,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 28,000 | $1,308,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 22,904 | $1,245,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 360 | $1,219,000 | thousands by filing date | call |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 66,234 | $1,040,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 78 | $953,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 15,336 | $935,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 40,415 | $857,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,600 | $841,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,681 | $784,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,800 | $779,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 108 | $779,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 45 | $751,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 34,000 | $735,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 9,320 | $729,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,992 | $720,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,995 | $713,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 18,532 | $704,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 9,339 | $686,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,400 | $681,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 5,842 | $660,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 114 | $656,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,950 | $644,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,003 | $621,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,257 | $609,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,720 | $576,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,000 | $562,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 44 | $555,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 16,283 | $549,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,700 | $527,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 76 | $521,000 | thousands by filing date | put |
| ISHARES TR | 464287168 | COM | 6,000 | $514,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 9,161 | $511,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 10,942 | $510,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,881 | $481,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 15,023 | $472,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 6,820 | $459,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 10,744 | $457,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,192 | $442,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,806 | $435,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 256 | $430,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 4,600 | $412,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 6,783 | $412,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,060 | $401,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,600 | $400,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,994 | $399,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 12,392 | $396,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 19,140 | $395,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 30 | $378,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 10,697 | $354,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,600 | $345,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 114 | $345,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 14,008 | $344,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,500 | $340,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 20,000 | $331,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 40,100 | $325,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 8,125 | $324,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 5,803 | $322,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,585 | $319,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 6,094 | $315,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,514 | $309,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,600 | $306,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 16,589 | $304,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 5,817 | $288,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,854 | $287,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,375 | $286,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,000 | $284,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,162 | $283,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,100 | $279,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 48 | $276,000 | thousands by filing date | call |
| MKS INC. COM | 55306N104 | Stock | 5,405 | $269,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 29,801 | $266,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 3,781 | $265,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 38 | $260,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 15 | $259,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 13,875 | $253,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 14,317 | $249,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 28 | $244,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,443 | $236,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,189 | $235,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 24 | $234,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 827 | $232,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20 | $231,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 100 | $231,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 23,654 | $230,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,791 | $230,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,400 | $228,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,236 | $224,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 3,326 | $223,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,736 | $222,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 15,235 | $222,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,400 | $216,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,300 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,598 | $213,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 4,700 | $208,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,601 | $208,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36 | $207,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,800 | $207,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,171 | $206,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 7,742 | $205,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12 | $200,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,047 | $169,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 14,969 | $146,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,236 | $115,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 20,000 | $108,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 11,334 | $94,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 18,239 | $87,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,588 | $67,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,780 | $58,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 10,000 | $17,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 12,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-16-000029 | this filing | 2016-11-07 | acceptance time not in the bulk data set |