13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 384 holding rows worth $138,787,000.
- Accession
- 0001531593-15-000017
- Filer
- CIK 1531593
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 384 entries on the cover page, a total value of $138,787,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $138,787,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 130,200 | $14,361,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,623 | $11,794,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 91,400 | $8,975,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 100,000 | $8,484,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 66,447 | $7,714,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 45,403 | $4,931,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 74,200 | $4,524,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 82,900 | $4,257,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 71,600 | $4,070,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 79,700 | $3,528,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 53,700 | $3,482,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 688 | $2,956,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 24,900 | $2,729,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 29,594 | $2,546,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 4,547 | $2,471,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 398 | $2,362,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 6,283 | $1,718,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 20,000 | $1,709,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,800 | $1,703,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 18,000 | $1,608,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 49,600 | $1,495,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,500 | $1,288,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 36,900 | $1,169,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 13,940 | $1,141,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 85,198 | $1,038,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 38,800 | $1,019,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,140 | $998,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 466 | $981,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 6,900 | $904,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 28,200 | $886,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 40,908 | $848,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,500 | $803,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,000 | $797,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 19,000 | $764,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,000 | $758,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 8,544 | $679,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,900 | $644,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,300 | $644,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 54,824 | $606,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,149 | $532,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,400 | $531,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 31,000 | $483,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,500 | $483,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,000 | $477,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,400 | $470,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,700 | $466,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 71,685 | $465,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 29,696 | $415,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,035 | $405,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 5,622 | $391,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 6,939 | $388,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,095 | $374,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,656 | $367,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,640 | $361,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 111 | $361,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 6,872 | $360,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,156 | $351,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,400 | $335,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,933 | $317,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 13,244 | $309,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,300 | $300,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,300 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,700 | $291,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,000 | $285,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,053 | $277,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,900 | $275,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,500 | $274,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 400 | $258,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,230 | $258,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 9,279 | $257,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 28,500 | $257,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 106 | $255,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,000 | $250,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 51 | $232,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 1,600 | $231,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,100 | $231,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,500 | $229,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 10,325 | $227,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 290 | $225,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,700 | $223,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,347 | $220,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,936 | $217,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,228 | $212,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,400 | $211,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 15,777 | $209,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,356 | $207,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,500 | $200,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 26,800 | $199,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,164 | $195,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 2,500 | $193,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 15,900 | $187,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 366 | $180,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 100 | $169,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 1,300 | $160,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,600 | $154,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 6,300 | $144,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 800 | $143,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,655 | $138,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 398 | $137,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 1,400 | $135,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,300 | $134,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 900 | $133,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,100 | $128,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,300 | $127,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,700 | $127,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 5,000 | $127,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,100 | $124,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,700 | $121,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,200 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 337 | $117,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 900 | $113,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 800 | $112,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 343 | $108,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,600 | $108,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,900 | $103,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,400 | $101,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,500 | $101,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 6,200 | $101,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,300 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,000 | $97,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 800 | $96,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,300 | $94,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 300 | $89,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 11,132 | $87,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,700 | $86,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 700 | $86,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,200 | $84,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11 | $84,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,200 | $83,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,751 | $83,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,300 | $82,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,600 | $82,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 800 | $80,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,600 | $80,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,800 | $80,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,100 | $79,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 800 | $78,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 400 | $77,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 5,350 | $77,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 399 | $76,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 91 | $76,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 1,500 | $75,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 7,100 | $75,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,000 | $74,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,000 | $73,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,500 | $72,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,785 | $71,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 600 | $69,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 5,550 | $69,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,700 | $66,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 67 | $65,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,600 | $64,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 5,400 | $64,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,717 | $62,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,500 | $60,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 800 | $59,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,338 | $59,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6,462 | $57,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,700 | $56,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 26 | $55,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 900 | $54,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 1,700 | $54,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 600 | $50,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 107 | $50,000 | thousands by filing date | call |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 131 | $48,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 400 | $46,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,000 | $46,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,000 | $45,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 500 | $45,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 700 | $45,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 5,400 | $43,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 800 | $43,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 600 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 1,002 | $40,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 600 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,449 | $39,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 400 | $39,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 600 | $38,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 800 | $38,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30 | $36,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 300 | $36,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 500 | $36,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,900 | $36,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13 | $35,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,223 | $35,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,000 | $31,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 300 | $31,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,000 | $30,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,600 | $30,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 400 | $29,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 615 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 800 | $29,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 2,500 | $29,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 751 | $28,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 600 | $28,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 4,400 | $28,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16 | $27,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 2,800 | $27,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 500 | $25,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 500 | $25,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 700 | $25,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 753 | $25,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 260 | $24,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 770 | $24,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 300 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,100 | $24,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 38 | $23,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,000 | $23,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 675 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 410 | $21,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $20,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 37 | $20,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 13 | $20,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 300 | $20,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 51 | $20,000 | thousands by filing date | call |
| Accenture Plc Class A | G1151C101 | COM | 5 | $19,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 21 | $19,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 600 | $19,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 700 | $19,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 43 | $19,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 800 | $18,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 261 | $17,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 200 | $17,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 400 | $17,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,000 | $16,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 400 | $16,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 400 | $16,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,300 | $16,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 500 | $16,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 400 | $15,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 200 | $15,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 300 | $15,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 200 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 200 | $14,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 500 | $14,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 630 | $14,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 542 | $14,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 200 | $13,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 219 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 200 | $13,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 300 | $13,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 12 | $12,000 | thousands by filing date | call |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 600 | $12,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,100 | $12,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 200 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 200 | $11,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 38 | $11,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $11,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 300 | $11,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 844 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 300 | $10,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 188 | $10,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 100 | $10,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $10,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 100 | $9,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 234 | $9,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 66 | $9,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200 | $9,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 100 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200 | $9,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 200 | $9,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 82 | $9,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 574 | $8,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $8,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 204 | $8,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 400 | $8,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 300 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 200 | $8,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 23 | $8,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 1,100 | $8,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 115 | $8,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 192 | $8,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18 | $7,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 493 | $7,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 200 | $7,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100 | $7,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 27 | $7,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 500 | $7,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 8 | $7,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 500 | $7,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 100 | $6,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 100 | $6,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 300 | $6,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 31 | $5,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 200 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 536 | $5,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 20 | $5,000 | thousands by filing date | put |
| REMY INTL INC NEW | 75971M108 | COM | 175 | $5,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 200 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 170 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 200 | $4,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 50 | $4,000 | thousands by filing date | call |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 100 | $4,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5 | $3,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 79 | $3,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 101 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 48 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 252 | $3,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 300 | $3,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 166 | $3,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 478 | $2,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 104 | $2,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 200 | $2,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 100 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 100 | $2,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 100 | $2,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 16 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 142 | $2,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 22 | $2,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5 | $2,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 300 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 900 | $2,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 48 | $2,000 | thousands by filing date | call |
| DYAX CORP | 26746E103 | COM | 100 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 199 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 25 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5 | $1,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 100 | $1,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 100 | $1,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 300 | $1,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 100 | $1,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 100 | $1,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 50 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 27 | $1,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 100 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 200 | $1,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 50 | $1,000 | thousands by filing date | put |
| Western Midstream Partners | 95825r103 | COM | 35 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 22 | $1,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 100 | $1,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 100 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 100 | $1,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 100 | $1,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100 | $1,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 100 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 100 | $1,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 44 | $1,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 175 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| McDonalds Corporation | 580135101 | COM | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BCE INC COM NEW | 05534B760 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HASBRO INC COM | 418056107 | Stock | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXELON CORP COM | 30161N101 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOMO INC | 60879B107 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INC | 92339V100 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 51 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| L BRANDS INC | 501797104 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QLT INC | 746927102 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EPIZYME INC | 29428V104 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLECO CORP NEW | 12561W105 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOMINION DIAMOND CORP | 257287102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THIRD PT REINS LTD | G8827U100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-15-000017 | this filing | 2015-11-12 | acceptance time not in the bulk data set |