13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-05, with 814 holding rows worth $348,073,000.
- Accession
- 0001531593-15-000006
- Filer
- CIK 1531593
- Filed
- 2015-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 816 entries on the cover page, a total value of $348,073,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $348,062,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 487,800 | $53,843,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Bank of America | 60505104 | COM | 1,076,755 | $19,263,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Microsoft Corp | 594918104 | COM | 373,528 | $17,350,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 268,831 | $16,823,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 202,100 | $14,592,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 366,217 | $10,186,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 210,216 | $7,629,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 92,800 | $6,235,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 104,417 | $5,724,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 51,000 | $5,333,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 31,800 | $4,567,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 281,726 | $4,367,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 77,227 | $4,325,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 37,325 | $3,854,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 19,500 | $3,778,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 83,100 | $3,735,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 64,200 | $3,684,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 29,300 | $3,385,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 180,000 | $3,262,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 53,000 | $3,244,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 33,100 | $2,934,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 98,632 | $2,933,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 43,600 | $2,574,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 59,417 | $2,509,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 108,800 | $2,495,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 173,200 | $2,401,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,300 | $2,236,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 86,716 | $2,191,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 27,600 | $2,186,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 22,000 | $2,115,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 16,200 | $2,106,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABBOTT LABORATORIES | 2824100 | COM | 44,700 | $2,012,000 | thousands by filing date | The CUSIP as filed is malformed. |
| McDonalds Corporation | 580135101 | COM | 21,300 | $1,996,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 52,300 | $1,994,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 29,400 | $1,955,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 31,047 | $1,911,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 54,100 | $1,911,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,556 | $1,774,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 19,400 | $1,733,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,417 | $1,727,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 43,017 | $1,726,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,700 | $1,681,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 48,900 | $1,654,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 17,400 | $1,639,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 66,017 | $1,633,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 44,900 | $1,622,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 31,700 | $1,562,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,900 | $1,547,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 10,000 | $1,512,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 25,700 | $1,478,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 24,300 | $1,429,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 37,024 | $1,293,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 52,600 | $1,229,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 26,815 | $1,223,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 22,500 | $1,217,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 14,000 | $1,205,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 139,100 | $1,159,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 27,315 | $1,156,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 41,507 | $1,106,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 5,700 | $1,038,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,800 | $1,022,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.25 11/15/2024 | 912828G38 | Govt Bond | 1,000,000 | $1,007,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,400 | $1,001,000 | thousands by filing date | |
| ALIBABA GROUP HOLDING COM | 01609WAH5 | BOND | 1,000,000 | $992,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,500 | $990,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,700 | $963,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS/FIN | 26780TAA5 | BOND | 1,000,000 | $930,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,500 | $929,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 9,700 | $919,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 12,600 | $916,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 11,400 | $897,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,431 | $878,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 12,600 | $870,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 2,800 | $869,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walmart Inc. | 931142103 | COM | 10,100 | $867,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 21,400 | $842,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,900 | $821,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,900 | $810,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,535 | $810,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,907 | $799,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 8,000 | $784,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 10,200 | $748,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FOOT LOCKER INC | 344849104 | COM | 12,700 | $713,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 66,915 | $707,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,400 | $696,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,600 | $692,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,100 | $689,000 | thousands by filing date | |
| PEPSI COLA MET BOTTLING | 713409AC4 | COM | 500,000 | $689,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,400 | $678,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,294 | $669,000 | thousands by filing date | |
| BANK OF NEW YORK SR SUBOR | 064057BD3 | BOND | 590,000 | $654,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 8474108 | FOREIGN COMMON S | 25,300 | $630,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,813 | $621,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 15,500 | $615,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,000 | $584,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,000 | $574,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,900 | $558,000 | thousands by filing date | |
| CONS EDISON CO OF NY SER | 209111EY5 | BOND | 460,000 | $552,000 | thousands by filing date | |
| DIRECTV HLDGS LLC / DIRECTV SENIOR NOTE M/W | 25459HBA2 | SENIOR NOTE M/W | 500,000 | $545,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,370 | $541,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,700 | $540,000 | thousands by filing date | |
| Anthem Inc. | 36752103 | COM | 4,300 | $540,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BECTON DICKINSON - | 075887AX7 | BOND | 500,000 | $538,000 | thousands by filing date | |
| CF INDS INC | 12527GAF0 | Corporate Bond - Domestic | 500,000 | $523,000 | thousands by filing date | |
| ASPEN INSURANCE | 04530DAD4 | Convertible/ | 500,000 | $519,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 6,200 | $517,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,200 | $513,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,513 | $508,000 | thousands by filing date | put |
| US TREASU NT 2point125 percent 12 21 UST NOTE DUE 12 31 21 | 912828G87 | tn | 500,000 | $505,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,500 | $501,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON G | 06406HCX5 | BOND | 500,000 | $500,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,000 | $493,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,500 | $488,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,800 | $470,000 | thousands by filing date | |
| 38259p508 | COM | 875 | $464,000 | thousands by filing date | ||
| Honeywell Technologies | 438516106 | COM | 4,600 | $460,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS | 87901BAA0 | BOND | 500,000 | $460,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,000 | $459,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,300 | $445,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,800 | $444,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,806 | $433,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,425 | $420,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 53,000 | $417,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,100 | $413,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 5,100 | $405,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 10,240 | $396,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,300 | $394,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,500 | $393,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 11,200 | $393,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,899 | $391,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,200 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,100 | $390,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,000 | $387,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 248 | $384,000 | thousands by filing date | call |
| AMGEN INC. | 31162100 | COM | 2,400 | $382,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,600 | $369,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 12,300 | $359,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,500 | $354,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,285 | $351,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,800 | $347,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,335 | $346,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,200 | $342,000 | thousands by filing date | |
| WASTE MANAGEMENT INC COMP | 94106LAS8 | BOND | 299,000 | $338,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,900 | $333,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,100 | $330,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,400 | $324,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 48,500 | $323,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 14,050 | $317,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 6,900 | $315,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,700 | $305,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,300 | $301,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,800 | $301,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 4,200 | $299,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,400 | $295,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 159 | $276,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,000 | $273,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,000 | $273,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,913 | $268,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 7,727 | $264,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,700 | $260,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 41 | $256,000 | thousands by filing date | call |
| CONAGRA FOODS INC SER GLB | 205887BN1 | BOND | 200,000 | $256,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,500 | $255,000 | thousands by filing date | |
| WELLS FARGO | 94974BFR6 | cb | 250,000 | $255,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,400 | $251,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,800 | $249,000 | thousands by filing date | |
| AMERICAN EXPRESS CREDIT S | 0258M0DM8 | BOND | 250,000 | $249,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,800 | $248,000 | thousands by filing date | |
| K HOVNANIAN ENTERPRISES 1 | 442488BR2 | BOND | 240,000 | $248,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 14,050 | $247,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,900 | $246,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 1,700 | $245,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,034 | $243,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,600 | $243,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,900 | $240,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,000 | $240,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,100 | $229,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 27,700 | $227,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 2,200 | $225,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 3,500 | $220,000 | thousands by filing date | |
| SIMON PROPERTY GROUP LP | 828807CF2 | BOND | 200,000 | $220,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,500 | $218,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,900 | $216,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 19,600 | $212,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 18,000 | $208,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,700 | $207,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 600 | $205,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 5,700 | $204,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 4,700 | $204,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,100 | $201,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 105 | $199,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,800 | $197,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,200 | $193,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,600 | $193,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 933 | $192,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,300 | $190,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 8,200 | $190,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,800 | $188,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 5,000 | $188,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,700 | $187,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,900 | $186,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,900 | $183,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,300 | $182,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,500 | $182,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,500 | $180,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,900 | $179,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 4,300 | $177,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,300 | $176,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,200 | $173,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,500 | $172,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,300 | $172,000 | thousands by filing date | |
| AVAYA INC SECURED 144A | 053499AJ8 | BOND | 200,000 | $171,000 | thousands by filing date | |
| LINN ENERGY LLC COMPANY G | 536022AF3 | BOND | 200,000 | $169,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,700 | $168,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC | 21036PAF5 | BOND | 150,000 | $166,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,500 | $164,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,500 | $163,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 3,569 | $162,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 9,500 | $160,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,818 | $158,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,200 | $158,000 | thousands by filing date | |
| American Express | 25816109 | COM | 1,700 | $158,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Chevron Corporation | 166764100 | COM | 1,400 | $157,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,400 | $157,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,100 | $156,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,100 | $152,000 | thousands by filing date | |
| ALERIS INTL INC COMPANY G | 014477AM5 | BOND | 150,000 | $151,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 5,925 | $148,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BEST BUY CO INC | 86516101 | OPTION | 3,800 | $148,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 14,600 | $146,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,000 | $146,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,300 | $145,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,200 | $144,000 | thousands by filing date | |
| ASHLAND INC. | 44209104 | COM | 1,200 | $144,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,518 | $142,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 8,100 | $140,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,600 | $138,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,500 | $138,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,819 | $136,000 | thousands by filing date | |
| USD MEG ENERGY CORP 144A | 552704AC2 | BOND | 150,000 | $136,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 2,600 | $135,000 | thousands by filing date | The CUSIP as filed is malformed. |
| McDonalds Corporation | 580135101 | COM | 232 | $132,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 6,400 | $130,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 11,900 | $128,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL FINANCE CORPORATION | 369822705 | COM | 5,000 | $127,000 | thousands by filing date | |
| JMP GROUP INC NEW MONEY | 46629U305 | EQUITY | 5,000 | $127,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 4,200 | $126,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,900 | $126,000 | thousands by filing date | |
| S AND P 100 Index | 99AA3SCSG | OPTION | 471 | $125,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 4,400 | $123,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,400 | $120,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,800 | $119,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 7,000 | $118,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 97 | $115,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 2,900 | $115,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,000 | $114,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,800 | $113,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,700 | $112,000 | thousands by filing date | |
| KINETICS CONCEPT KCI USA | 49461BAE4 | BOND | 100,000 | $111,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 294 | $110,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 178 | $110,000 | thousands by filing date | call |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 2,011 | $108,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 619 | $107,000 | thousands by filing date | put |
| ASTRAZENECA PLC | 46353108 | ADR | 1,500 | $106,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 641 | $99,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 76 | $98,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,400 | $98,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 4,300 | $98,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 45 | $96,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 1,300 | $96,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,200 | $94,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 3,700 | $93,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 155 | $90,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 345 | $90,000 | thousands by filing date | put |
| CALUMET SPECIALTY PROD | 131477AM3 | CORP | 100,000 | $89,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,500 | $88,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 900 | $86,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS 14 | 92343VCL6 | BOND | 83,000 | $86,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,000 | $85,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 10,300 | $85,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 37 | $84,000 | thousands by filing date | call |
| ATLAS PIPELINE PARTNERS L | 49392103 | COM | 3,050 | $83,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,000 | $81,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 700 | $81,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,000 | $79,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,949 | $79,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,100 | $75,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,200 | $74,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,100 | $74,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,400 | $72,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 108 | $71,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 1,100 | $71,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 22 | $70,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 3,200 | $70,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,900 | $69,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 1,843 | $69,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,500 | $68,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 900 | $68,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 900 | $68,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,600 | $66,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,900 | $66,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,000 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 49 | $62,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,400 | $62,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 37 | $62,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 43 | $61,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,500 | $60,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 800 | $60,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,900 | $59,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,601 | $59,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,400 | $59,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 2,130 | $59,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,500 | $57,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 600 | $57,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 500 | $56,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 57 | $55,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 6,000 | $54,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 1,144 | $54,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| MORGAN STANLEY NOTE SER E | 617446C23 | BOND | 50,000 | $54,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 500 | $53,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10 | $53,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 500 | $53,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 700 | $53,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 600 | $52,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 124 | $52,000 | thousands by filing date | put |
| DISCOVER BANK | 25466AAE1 | BOND | 50,000 | $52,000 | thousands by filing date | |
| QWEST CORPORATION DEBENTU | 912920AC9 | BOND | 50,000 | $50,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 25 | $49,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 1,400 | $49,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 700 | $48,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,919 | $48,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 1,827 | $47,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 245 | $46,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 500 | $46,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,900 | $46,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 500 | $45,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 274 | $44,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,500 | $43,000 | thousands by filing date | |
| AUTODESK INC | 52769106 | COMMON | 700 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DELHAIZE GROUP COMPANY GU | 24668PAE7 | BOND | 40,000 | $42,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 200 | $41,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 66 | $41,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 5,300 | $41,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 15 | $40,000 | thousands by filing date | put |
| Washington Prime Group | 939647103 | COM | 2,350 | $40,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 45 | $39,000 | thousands by filing date | put |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 900 | $39,000 | thousands by filing date | |
| AEROCENTURY CORP | 7737109 | COM | 4,500 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MANULIFE FINL CORP | 56501R106 | COM | 2,000 | $38,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 600 | $38,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 600 | $38,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,000 | $37,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 30 | $37,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 500 | $37,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,400 | $37,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 14 | $37,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,800 | $37,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 287 | $35,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 400 | $35,000 | thousands by filing date | |
| 38259p508 | COM | 71 | $35,000 | thousands by filing date | call | |
| AMAZON.COM INC | 23135106 | COM | 69 | $34,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ANADARKO PETE CORP | 32511107 | COM | 400 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WILLIAMS COS INC COM | 969457100 | Stock | 846 | $32,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 500 | $32,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,000 | $31,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 400 | $30,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 400 | $30,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 3,101 | $30,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 800 | $29,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 800 | $29,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,100 | $28,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 104 | $28,000 | thousands by filing date | call |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 1,600 | $28,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TJX Companies Inc | 872540109 | COM | 400 | $27,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 946 | $27,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16 | $26,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 617 | $26,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 300 | $24,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 73 | $24,000 | thousands by filing date | put |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,200 | $24,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 389 | $23,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 99 | $23,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 24 | $23,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURC COM | 02076XAD4 | BOND | 50,000 | $23,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 65 | $22,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $22,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 800 | $22,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 45 | $22,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 200 | $21,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23 | $21,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 400 | $21,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 29 | $21,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 1,160 | $21,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,300 | $21,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 300 | $21,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 60 | $20,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 900 | $20,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 301 | $20,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 900 | $20,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 200 | $20,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 34 | $19,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 200 | $19,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 18 | $19,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 100 | $19,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 45 | $19,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,300 | $19,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 500 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 400 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 900 | $18,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 300 | $18,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 178 | $18,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 800 | $18,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 200 | $18,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 400 | $18,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 200 | $18,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 70 | $18,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 352 | $17,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9 | $17,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 311 | $17,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 400 | $17,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 40 | $17,000 | thousands by filing date | put |
| DB X-TR II EONIA | 99AA3TDUG | OPTION | 25 | $17,000 | thousands by filing date | put |
| GANNETT INC | 364730101 | COM | 500 | $16,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 28 | $16,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 300 | $16,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 249 | $16,000 | thousands by filing date | put |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 2,200 | $16,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,278 | $15,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $15,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,680 | $15,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 900 | $14,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 5 | $14,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 28 | $14,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 100 | $13,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 64 | $13,000 | thousands by filing date | call |
| CST BRANDS INC | 12646R105 | COM | 297 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 100 | $13,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 200 | $13,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $12,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,562 | $11,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 34 | $11,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 254 | $11,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 700 | $11,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 800 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10 | $11,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,500 | $11,000 | thousands by filing date | |
| ENTERGY GULF STATES L 1ST | 29365PAQ5 | BOND | 10,000 | $11,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 46 | $10,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,066 | $10,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 99 | $10,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $10,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 60 | $10,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200 | $10,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 100 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 28 | $10,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 1,862 | $10,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 200 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 100 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $9,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 200 | $9,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4 | $9,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 123 | $9,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 4,500 | $9,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 100 | $9,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 300 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15 | $8,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $8,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 300 | $8,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,100 | $8,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 149 | $8,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 3,000 | $8,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 400 | $8,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 500 | $8,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 494 | $8,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 448 | $7,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 155 | $7,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 464 | $7,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 100 | $7,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 600 | $7,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 100 | $7,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 100 | $7,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 100 | $7,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS L | 49392103 | COM | 23 | $7,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| SOUTHERN CAL EDISON 1ST R | 842400FL2 | BOND | 5,000 | $7,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 518 | $6,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 400 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 52 | $6,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 6 | $6,000 | thousands by filing date | put |
| MEDTRONIC INC | 585055106 | COM | 493 | $6,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 900 | $6,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 500 | $6,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 100 | $6,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 145 | $6,000 | thousands by filing date | put |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 824 | $6,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 100 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 1,400 | $6,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 100 | $5,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,983 | $5,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 200 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-15-000006 | this filing | 2015-02-05 | acceptance time not in the bulk data set |