13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 913 holding rows worth $345,281,000.
- Accession
- 0001531593-14-000029
- Filer
- CIK 1531593
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 913 entries on the cover page, a total value of $345,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $345,244,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,200 | $17,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 14 | $17,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 1,000 | $17,000 | thousands by filing date | |
| Tesla Motors Inc | 99AA3S0PR | OPTION | 54 | $17,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 133 | $16,000 | thousands by filing date | call |
| AVALANCHE BIOT | 05337G107 | Common Stock | 482 | $16,000 | thousands by filing date | |
| Gannett Co. LLC | 99AAYRJ6C | OPTION | 12 | $16,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 837 | $15,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 400 | $15,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,100 | $15,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 100 | $15,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 100 | $15,000 | thousands by filing date | |
| CENTURYLINK INC | 99AAYRM9X | OPTION | 35 | $15,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,147 | $14,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 900 | $14,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,700 | $14,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 59 | $14,000 | thousands by filing date | call |
| Bank of America | 60505104 | COM | 5,918 | $14,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AGRIUM INC | 8916108 | COM | 27 | $14,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| Waste Management, Inc. | 94106L109 | COM | 58 | $13,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 900 | $13,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 200 | $13,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 200 | $13,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 4,200 | $13,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 1,900 | $13,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 990 | $13,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 700 | $12,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,700 | $12,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4 | $12,000 | thousands by filing date | call |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 1,400 | $12,000 | thousands by filing date | |
| WEYERHAEUSER CO | 99AAZ939H | OPTION | 57 | $12,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 200 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 400 | $11,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $11,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 200 | $11,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 900 | $11,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 468 | $11,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 300 | $10,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 192 | $9,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,008 | $9,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 100 | $9,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 230 | $9,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 300 | $9,000 | thousands by filing date | |
| Autoliv Inc | 52800109 | Equities | 98 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VALE SA-SP ADR | 99AAYY80F | OPTION | 287 | $9,000 | thousands by filing date | put |
| CISCO SYSTEMS INC | 99AA2ZJ36 | OPTION | 2,337 | $9,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 159 | $8,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 600 | $8,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 209 | $8,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 300 | $8,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 15 | $8,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 160 | $7,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 78 | $7,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 200 | $7,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 12 | $7,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 8 | $7,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 500 | $7,000 | thousands by filing date | |
| AT AND T INC | 99AA2YWE8 | OPTION | 1,699 | $7,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 2,000 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,948 | $6,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 552 | $6,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 300 | $6,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 100 | $6,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 240 | $6,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 376 | $6,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,000 | $6,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 100 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Angie's List Inc | 34754101 | CS | 1,000 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SOUTHERN CAL EDISON 1ST R | 842400FL2 | BOND | 5,000 | $6,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 500 | $5,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 50 | $5,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 37 | $5,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $5,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 210 | $5,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 100 | $5,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 97 | $5,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 18804104 | EQUITY | 40 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 50 | $4,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 18 | $4,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 500 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100 | $4,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 355 | $4,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 75 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC-A S | 99AAY26A0 | OPTION | 98 | $4,000 | thousands by filing date | put |
| Penn West Petroleum Ltd.? | 99AAL2RY2 | OPTION | 45 | $4,000 | thousands by filing date | put |
| DEUTSCHE BANK AG-REGISTER | 99AAYRKSF | OPTION | 54 | $4,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 375 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 151 | $3,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 100 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 125 | $3,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 69 | $3,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 60 | $3,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 20 | $3,000 | thousands by filing date | |
| RAVEN GOLD CORP | 75421M203 | EQUITY | 2,962,135 | $3,000 | thousands by filing date | |
| Axcelis Technologies Inc | 54540109 | CS | 1,500 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 100 | $3,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 200 | $3,000 | thousands by filing date | |
| GENERAL MILLS INC | 99AA08UX7 | OPTION | 262 | $3,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 185 | $2,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 137 | $2,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 986 | $2,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 202 | $2,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 716 | $2,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 73 | $2,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 92 | $2,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $2,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 246 | $2,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 50 | $2,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 289 | $2,000 | thousands by filing date | put |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 71 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 393 | $2,000 | thousands by filing date | put |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 12 | $2,000 | thousands by filing date | call |
| FAMILY DLR STORES INC | 307000109 | COM | 262 | $2,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 300 | $2,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 58 | $2,000 | thousands by filing date | put |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 98 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AEGON NV SPONS ADR | 7924103 | COM | 200 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORTHSTAR REIT | 66704R704 | Common Stock | 299 | $2,000 | thousands by filing date | put |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 16 | $2,000 | thousands by filing date | put |
| C1 FINL INC | 12591N109 | COM | 100 | $2,000 | thousands by filing date | |
| ADEPTUS HEALTH INC-CLASS A | 6855100 | CL A | 100 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MCDONALDS CORP | 99AA3K7Y5 | OPTION | 134 | $2,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 16 | $1,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 115 | $1,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 46 | $1,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 174 | $1,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 78 | $1,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 161 | $1,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 77 | $1,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 73 | $1,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 10 | $1,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 26 | $1,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 101 | $1,000 | thousands by filing date | put |
| MOODYS CORP COM | 615369105 | Stock | 9 | $1,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10 | $1,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 121 | $1,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 72 | $1,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 297 | $1,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 206 | $1,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 50 | $1,000 | thousands by filing date | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 36 | $1,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 80 | $1,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 11 | $1,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5 | $1,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 20 | $1,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 63 | $1,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 12 | $1,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 37 | $1,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 32 | $1,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 39 | $1,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 14 | $1,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 83 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 28 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 407 | $1,000 | thousands by filing date | put |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 32 | $1,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 85 | $1,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 36 | $1,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 10 | $1,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 100 | $1,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 101 | $1,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 33 | $1,000 | thousands by filing date | put |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 44 | $1,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 53 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| BOEING CO. | 97023105 | COM | 158 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | put |
| Alliance Fiber Optic Products Inc | 18680306 | CS | 74 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 10 | $1,000 | thousands by filing date | call |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 84 | $1,000 | thousands by filing date | |
| ACHAOGEN INC | 4449104 | COM | 100 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABBOTT LABORATORIES | 99AAY65BR | OPTION | 455 | $1,000 | thousands by filing date | put |
| UNION PACIFIC CORP | 99AA2ZD3J | OPTION | 170 | $1,000 | thousands by filing date | put |
| Nokia Corporation | 99AA2RFB5 | OPTION | 494 | $1,000 | thousands by filing date | put |
| MATTEL INC | 99AA09EGW | OPTION | 14 | $1,000 | thousands by filing date | put |
| ONEOK Partners L.P. | 99AA9MQF9 | OPTION | 2 | $1,000 | thousands by filing date | call |
| BioMarin Pharmaceutical | 99AA77YZ3 | OPTION | 12 | $1,000 | thousands by filing date | call |
| Clovis Oncology | 99AA8EU91 | OPTION | 8 | $1,000 | thousands by filing date | call |
| VERIZON COMMUNICATIONS IN | 99AA030FC | OPTION | 484 | $1,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCOR | 99AAZ9XUT | OPTION | 156 | $1,000 | thousands by filing date | put |
| AMERICAN REALTY CAPITAL P | 99AAZ9YGK | OPTION | 67 | $1,000 | thousands by filing date | put |
| DU PONT (E.I.) DE NEMOURS | 99AAYRJ66 | OPTION | 74 | $1,000 | thousands by filing date | put |
| BAXTER INTERNATIONAL INC | 99AAYVBH2 | OPTION | 91 | $1,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| American Tower Corporation | 03027X100 | COM | 26 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Comcast Corp | 20030N101 | COM | 248 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 69 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 77 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CVS Health Corporation | 126650100 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Deere & Company | 244199105 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 91 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 62 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Honeywell Technologies | 438516106 | COM | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Lowes Companies,Inc. | 548661107 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Mondelez International,Inc. Class A | 609207105 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 77 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 194 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 96 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 35 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONAGRA FOODS INC | 205887102 | COM | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYSCOCORP | 871829107 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| USBANCORPDEL | 902973304 | COM NEW | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 150 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HERSHEY CO COM | 427866108 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 48 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POLARIS INC COM | 731068102 | Stock | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 23 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PPL CORP COM | 69351T106 | Stock | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 23 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONMED CORP COM | 207410101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 86 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 42 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 21 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YUM BRANDS INC COM | 988498101 | Stock | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 123 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 42 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN UN CO COM | 959802109 | Stock | 54 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DISCOVER FINL SVCS | 254709108 | COM | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENOVUS ENERGY INC | 15135U109 | COM | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HUNTSMAN CORP | 447011107 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 64 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIME WARNER INC | 887317303 | COM NEW | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 70 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNTRUST BANKS INC | 867914103 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYMANTEC CORP | 871503108 | COM | 111 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEDTRONIC INC | 585055106 | COM | 51 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CYS INVTS INC | 12673A108 | COM | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MONSANTO CO NEW | 61166W101 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS GROUP HOLDINGS LTD | G96655108 | COMMON STOCK | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 1,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 464286848 | EXCHANGE TRADED | 56 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 23,588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGEN HYBRID TECHNOLO | 44887L109 | COMMON STOCK | 197,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION ENTERPRISES COM | 158496109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLTOWER INC | 42217K106 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XEROX CORP | 984121103 | COM | 182 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 48 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROADCOM CORP | 111320107 | CL A | 44 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMPUTER SCIENCES CORP | 205363104 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TESORO CORP | 881609101 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| E M C CORP MASS | 268648102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUN CAL ENERGY INCORPORATED | 86664Q108 | Common Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QLOGIC CORP | 747277101 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HATTERAS FINL CORP | 41902R103 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 75,862 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 225 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Applied Materials | 38222105 | COM | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BB&T CORPORATION | 54937107 | COM | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BANK OF MONTREAL | 63671101 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 32 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASTRAZENECA PLC | 46353108 | ADR | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE PAVILION | 824894109 | EQUITY | 5,790 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIANRONG BLDG MATL HLDGS | 886305101 | EQUITY | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRAGEN INC | 927638403 | EQUITY | 230,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATCHIT TECHNOLOGIES INC | 94110N109 | EQUITY | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 71,696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLINICAL DATA CVR XPN XPN | 187CVR998 | EQUITY | 28,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW REFCO INC | 758ESC982 | EQUITY | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED VIRAL RESH CORP | 7928104 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVICENA GROUP INC | 05368D106 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BENGUET CORP - CLASS B 3. | 81851206 | EQUITY | 58,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BONDED MOTORS INC | 97894109 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BUFETE INDL S A SPN ADR S | 11942H100 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 1,312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTAR INTL INC | 21036U107 | EQUITY | 647,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSE HLDGS CORP | 255088106 | EQUITY | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO EXPL INC COM | 284683208 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST DELTA RESOURCES CORP | 272023102 | EQUITY | 42,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIT AFTER FIFTY INC. | 338126105 | EQUITY | 225,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME SOLUTIONS AMER INC | 437355100 | EQUITY | 3,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSMART GROUP INC | 456781103 | EQUITY | 480,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 689,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANTA MONICA MEDIA CORP | 802501106 | EQUITY | 124,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETCURRENTS INF SVCS INC | 64111M103 | EQUITY | 53,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NS8 CORP | 67020E104 | EQUITY | 72,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROL OIL AND GAS INC | 716528104 | EQUITY | 827,572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER WLTH MANGMNT INC | 74058G100 | EQUITY | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL SPRING WATER INC. | 78069M105 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIENT PHARMACEUTICALS C | 750341208 | EQUITY | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY CO INC | 86516101 | OPTION | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALLSTATE CORP | 20002101 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 25,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Icahn Enterprises LP | 029169109 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RELYPSA INC | 759531106 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER-DANIELS-MIDLAND CO | 99AAYY4Q7 | OPTION | 67 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chimera Investment Corpor | 99AA0XS86 | OPTION | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 99AAYZABN | OPTION | 42 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Abbott Laboratories | 99AAY62HB | OPTION | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KLA-TENCOR CORPORATION | 99AA2PKEH | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WELLPOINT INC | 99AA2PQ2H | OPTION | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Macquarie Infrastructure | 99AA2U3VD | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Republic Services Inc. | 99AA2Q5Y8 | OPTION | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Avalonbay Communities Inc | 99AA76TR5 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Canadian National Railway | 99AA8BY36 | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CLOROX COMPANY | 99AA8DKK4 | OPTION | 59 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Crown Castle Internationa | 99AA8D2M4 | OPTION | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Equity Residential? | 99AA8UH32 | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KOHLS CORP | 99AA9BQ61 | OPTION | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SandRidge Permian Trust | 99AA09NB5 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Statoil ASA | 99AA09Q93 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Sociedad Quimica y Minera | 99AA92GM3 | OPTION | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| The J. M. Smucker Company | 99AA925S7 | OPTION | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TORONTO-DOMINION BANK | 99AA95VL7 | OPTION | 26 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOLSON COORS BREWING CO - | 99AA979H4 | OPTION | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| International Game Techno | 99AA85GC2 | OPTION | 118 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Magellan Midstream Partne | 99AA09DP6 | OPTION | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TD Ameritrade Holding Cor | 99AARL7A2 | OPTION | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Ingersoll-Rand Plc | 99AARNXA3 | OPTION | 60 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP | 99AAEWHD7 | OPTION | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENTERGY CORP | 99AAE3QN9 | OPTION | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BreitBurn Energy Partners | 99AAL2AN9 | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SOUTHERN CO/THE | 99AA2GAJY | OPTION | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Teekay LNG Partners | 99AA2GGG5 | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON OIL CORP | 99AA2HXKP | OPTION | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLEGHENY TECHNOLOGIES IN | 99AAYRKSA | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COMERICA INC | 99AAYRK5C | OPTION | 27 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES MSCI GERMANY ETF | 99AAYRL75 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SANDISK CORP | 99AAYRM59 | OPTION | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 99AAYRN4V | OPTION | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TARGET CORP | 99AAYRPUN | OPTION | 48 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAN AMERICAN SILVER CORP | 99AAYRQG2 | OPTION | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ACTIVISION BLIZZARD INC | 99AAYVBXN | OPTION | 49 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AUTOMATIC DATA PROCESSING | 99AAYVCB7 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| C.H. ROBINSON WORLDWIDE I | 99AAYVD09 | OPTION | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAYTHEON COMPANY | 99AAYVERV | OPTION | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TOTAL SA-SPON ADR | 99AAYVE9F | OPTION | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-14-000029 | this filing | 2014-11-13 | acceptance time not in the bulk data set |