13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-17, with 543 holding rows worth $167,284,000.
- Accession
- 0001531593-14-000016
- Filer
- CIK 1531593
- Filed
- 2014-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 543 entries on the cover page, a total value of $167,284,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,280,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 92,400 | $49,595,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 291,500 | $12,552,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 74,900 | $8,172,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 328,100 | $7,353,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 62,500 | $6,127,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 56,100 | $5,295,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,400 | $3,816,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 77,200 | $3,609,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50,000 | $2,945,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 21,700 | $2,583,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RELIANCE INC | 759509102 | COM | 31,800 | $2,247,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 20,000 | $2,181,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 81,400 | $2,107,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 32,200 | $2,103,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,800 | $1,483,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,750 | $1,462,000 | thousands by filing date | |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 28,400 | $1,420,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Home Depot, Inc | 437076102 | COM | 16,400 | $1,298,000 | thousands by filing date | |
| NOVA GAS TRANSMISSION - | 669771AS6 | BOND | 1,000,000 | $1,274,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,800 | $1,181,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,500 | $1,119,000 | thousands by filing date | |
| ASPEN INSURANCE | 04530DAD4 | Convertible/ | 1,000,000 | $1,010,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 91,100 | $999,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 32,074 | $993,000 | thousands by filing date | |
| AIR LEASE CORP NOTE M/W CLBL | 00913BAA9 | NOTE M/W CLBL | 1,000,000 | $993,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 29,500 | $948,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,800 | $922,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,100 | $833,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,400 | $826,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 24,000 | $826,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,700 | $816,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 7,500 | $792,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,271 | $785,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15,100 | $734,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,600 | $724,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 22,300 | $722,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,500 | $716,000 | thousands by filing date | |
| BANK OF NEW YORK SR SUBOR | 064057BD3 | BOND | 590,000 | $668,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 13,800 | $664,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VIACOM INC | 92553P201 | CL B | 7,600 | $646,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,500 | $640,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 6,500 | $634,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WYNN RESORTS LTD | 983134107 | COM | 2,800 | $622,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 27,100 | $584,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,800 | $573,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 35,700 | $557,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,000 | $545,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,100 | $543,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 47,900 | $541,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 11,500 | $525,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 13,500 | $499,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 30,100 | $492,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,400 | $489,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,400 | $471,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 15,400 | $468,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS | 99AAEXJ82 | OPTION | 169 | $416,000 | thousands by filing date | put |
| VERIZON GLOBAL FDG CORP N | 92344GAM8 | BOND | 300,000 | $397,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,300 | $377,000 | thousands by filing date | |
| VERIZON COMMUNIC | 92343VBT0 | Convertible | 300,000 | $365,000 | thousands by filing date | |
| HCP INC GLB | 40414LAJ8 | BOND | 350,000 | $358,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,800 | $357,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 2,800 | $351,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,900 | $332,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 6,500 | $325,000 | thousands by filing date | |
| CHESAPEAKE MIDSTREAM PT C | 16524RAC7 | BOND | 300,000 | $320,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,400 | $318,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,200 | $316,000 | thousands by filing date | |
| BERRY PETROL CO | 085789AF2 | BOND | 300,000 | $311,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,800 | $309,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,000 | $298,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,600 | $294,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12,300 | $288,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 14,000 | $286,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,302 | $276,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,300 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,000 | $271,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,900 | $266,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,600 | $264,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,600 | $263,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,700 | $261,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AAYK6BB | OPTION | 1,493 | $257,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 2,600 | $255,000 | thousands by filing date | |
| WELLS FARGO | 94974BFR6 | cb | 250,000 | $250,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 15,000 | $249,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 30,200 | $249,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,500 | $246,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,900 | $237,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,500 | $235,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,600 | $233,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,800 | $228,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,600 | $222,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,125 | $215,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,800 | $214,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 25,200 | $211,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,500 | $206,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,900 | $203,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 288 | $203,000 | thousands by filing date | call |
| CME GROUP INC | 99AAGVDJ2 | OPTION | 400 | $200,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,700 | $197,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,700 | $193,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 33 | $192,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| KELLANOVA | 487836108 | COM | 3,000 | $188,000 | thousands by filing date | |
| AVAYA INC SECURED 144A | 053499AJ8 | BOND | 200,000 | $186,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,100 | $181,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,400 | $180,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 15,400 | $178,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 6,400 | $175,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,500 | $172,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,500 | $158,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,500 | $154,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,000 | $154,000 | thousands by filing date | |
| BEST BUY CO INC NOTE M/W CLBL | 086516AL5 | NOTE M/W CLBL | 150,000 | $150,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,500 | $148,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,700 | $144,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 2,500 | $141,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WAL-MART STORES INC GLB | 931142DH3 | BOND | 150,000 | $141,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,800 | $140,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,200 | $139,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,700 | $138,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 7,700 | $138,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 1,100 | $136,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,000 | $128,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 6,100 | $126,000 | thousands by filing date | |
| JMP GROUP INC NEW MONEY | 46629U305 | EQUITY | 5,000 | $126,000 | thousands by filing date | |
| Seaspan Corp | 81254U205 | PFD | 5,000 | $125,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,600 | $124,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,700 | $121,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,500 | $119,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 2,700 | $117,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ASTRAZENECA PLC | 46353108 | ADR | 1,800 | $117,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NIKE,Inc. Class B | 654106103 | COM | 1,500 | $111,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,100 | $108,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,400 | $108,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,600 | $105,000 | thousands by filing date | |
| PARKER DRILLING CO COMPAN | 701081AT8 | BOND | 100,000 | $105,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,700 | $103,000 | thousands by filing date | |
| TW TELECOM HOLDINGS INC C | 87311XAF5 | BOND | 100,000 | $102,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 4,600 | $99,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,100 | $98,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 500 | $96,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,800 | $91,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,000 | $89,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 600 | $89,000 | thousands by filing date | |
| Harrahs Operating Co Inc *Default* 10% Due 12/15/2018 JD15 | 413627BM1 | GLOBAL | 200,000 | $88,000 | thousands by filing date | |
| AMN ELEC POWER CO | 99AA0TYF9 | OPTION | 74 | $88,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 120 | $87,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,300 | $87,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,900 | $87,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,300 | $86,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,300 | $85,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,000 | $85,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,100 | $83,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,000 | $82,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 600 | $82,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,500 | $78,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,300 | $77,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,100 | $77,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,700 | $76,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,300 | $72,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,400 | $71,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,100 | $71,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,300 | $70,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 500 | $68,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,800 | $67,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L493 | 10 YR TREAS BULL | 1,000 | $67,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 58 | $65,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 4,000 | $65,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 900 | $64,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 900 | $63,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,900 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 556 | $61,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 2,500 | $61,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 600 | $60,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 500 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABBOTT LABORATORIES | 2824100 | COM | 1,500 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NextEra Energy,Inc. | 65339F101 | COM | 600 | $57,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,100 | $56,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,200 | $55,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 800 | $54,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,000 | $53,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,100 | $51,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 5,206 | $50,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,500 | $49,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 400 | $49,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 99AAR3XU5 | OPTION | 94 | $49,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 700 | $47,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 500 | $46,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 600 | $45,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,200 | $45,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,100 | $43,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 3,096 | $43,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 800 | $42,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 700 | $41,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 500 | $41,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 500 | $40,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 700 | $39,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,300 | $38,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 800 | $37,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 500 | $37,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4,600 | $36,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 600 | $36,000 | thousands by filing date | |
| APPLE INC | 99AA0A2GG | OPTION | 1,115 | $36,000 | thousands by filing date | put |
| S AND P 100 INDEX EUROPEAN | 99AA2WJC9 | OPTION | 140 | $35,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 400 | $34,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,300 | $34,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 500 | $33,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 600 | $33,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 700 | $33,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 200 | $32,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,300 | $32,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT LLC CL | 37612306 | EQUITY | 1,000 | $32,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 800 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 600 | $31,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $31,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 300 | $29,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,200 | $29,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 700 | $29,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 400 | $28,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 4,100 | $27,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 500 | $26,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,000 | $26,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 914 | $26,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 500 | $25,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 500 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 200 | $24,000 | thousands by filing date | |
| EV ENERGY PARTNE | EVEPXXXXX | OPTION | 21 | $24,000 | thousands by filing date | call |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 200 | $23,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,100 | $22,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,800 | $22,000 | thousands by filing date | |
| ENERGY TRANSF PA | ETPXXXXXX | OPTION | 25 | $22,000 | thousands by filing date | call |
| BAXTER INTERNATIONAL | 71813109 | COM | 14 | $21,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| TIME WARNER INC | 887317303 | COM NEW | 300 | $20,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 600 | $20,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP | 8252108 | COM | 100 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INVESCO LTD SHS | G491BT108 | Stock | 500 | $19,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 200 | $19,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 400 | $19,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4 | $19,000 | thousands by filing date | call |
| HATTERAS FINL CORP | 41902R103 | COM | 1,000 | $19,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 83 | $18,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 41 | $18,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 500 | $18,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 300 | $18,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 100 | $18,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 200 | $17,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,000 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $16,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 100 | $15,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 929 | $15,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| IPATH-S AND P S/T FU | 99AAX4Z36 | OPTION | 150 | $15,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 300 | $13,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $13,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 100 | $13,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 400 | $13,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,000 | $13,000 | thousands by filing date | |
| BLACKSTONE GROUP LP COM U | 99AA0GT83 | OPTION | 51 | $12,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,254 | $11,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 100 | $11,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 200 | $11,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $11,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 900 | $11,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $10,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4 | $10,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 300 | $10,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 300 | $10,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 200 | $10,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 100 | $10,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 200 | $10,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 700 | $9,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,066 | $9,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,400 | $9,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 215 | $9,000 | thousands by filing date | |
| BENGUET CORP - CLASS B 3. | 81851206 | EQUITY | 58,600 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MATTEL INC | 577081102 | COM | 200 | $8,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 100 | $8,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 200 | $8,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 2,741 | $8,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 500 | $8,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 100 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 400 | $8,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 165 | $8,000 | thousands by filing date | |
| ANTERO RESOURCES | 99AA72VX4 | OPTION | 100 | $8,000 | thousands by filing date | put |
| AIR PRODUCTS AND CHEM | 99AAGLK27 | OPTION | 184 | $8,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 100 | $7,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 86 | $7,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $7,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 150 | $7,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 200 | $7,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 300 | $7,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 220 | $7,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 100 | $7,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 100 | $7,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,300 | $7,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $6,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 100 | $6,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 100 | $6,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100 | $6,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 100 | $6,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 175 | $6,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 74 | $6,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 200 | $6,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 200 | $6,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 200 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 800 | $6,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 100 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 81 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 100 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 98 | $5,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 57 | $5,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 200 | $5,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 100 | $5,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $5,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 200 | $5,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| BLACK BOX CORP COM | 91826107 | COM | 198 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Tayc Cap Tr Pfd Ser A 8% | 876851882 | Pfd | 200 | $5,000 | thousands by filing date | |
| PFIZER INC | 99AAYY2X6 | OPTION | 269 | $5,000 | thousands by filing date | put |
| MCDONALDS CORP COM | 99AAHRKG9 | OPTION | 604 | $5,000 | thousands by filing date | put |
| CUBIST PHARM | 99AA8AAK9 | OPTION | 28 | $5,000 | thousands by filing date | call |
| Vanguard Value ETF | 922908744 | SHS | 50 | $4,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 600 | $4,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 60 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 200 | $4,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 118 | $4,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 159 | $4,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 100 | $4,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 100 | $4,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 200 | $4,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 500 | $3,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 159 | $3,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 100 | $3,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 73 | $3,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 100 | $3,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 100 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 72 | $3,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 65 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 100 | $3,000 | thousands by filing date | |
| RAVEN GOLD CORP | 75421M203 | EQUITY | 2,962,135 | $3,000 | thousands by filing date | |
| MVC Capital Preferred Series B | 553829201 | preferred stock | 100 | $3,000 | thousands by filing date | |
| GENERAL MOTORS CO COM | 99AAJZV82 | OPTION | 220 | $3,000 | thousands by filing date | put |
| MERCK AND CO INC SHS COM | 99AAYRM41 | OPTION | 266 | $3,000 | thousands by filing date | put |
| PHARMACYCLICS | PCYCXXXXX | OPTION | 28 | $3,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 76 | $2,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 46 | $2,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 21 | $2,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 60 | $2,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 51 | $2,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 22 | $2,000 | thousands by filing date | call |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 213 | $2,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 49 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 200 | $2,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 100 | $2,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 100 | $2,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 700 | $2,000 | thousands by filing date | |
| ASTRAZENECA PLC | 46353108 | ADR | 12 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ENERGY TRANSFER EQUITY L | 99AA33CK4 | OPTION | 312 | $2,000 | thousands by filing date | put |
| ISHARES 20+ YEAR TREASURY | 99AAVYDH6 | OPTION | 250 | $2,000 | thousands by filing date | put |
| LOCKHEED MARTIN CORP | 99AAHQLF8 | OPTION | 45 | $2,000 | thousands by filing date | put |
| AEGERION PHARMAC | 99AA072X6 | OPTION | 15 | $2,000 | thousands by filing date | call |
| ALNYLAM PHARMACE | 99AA74ZJ3 | OPTION | 8 | $2,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 184 | $1,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 29 | $1,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 48 | $1,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 119 | $1,000 | thousands by filing date | put |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 100 | $1,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 39 | $1,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 84 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 40 | $1,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 55 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 6 | $1,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 40 | $1,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 200 | $1,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 20 | $1,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 119 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 196 | $1,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 7903107 | COM | 138 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INVESCO MORTGAGE CAPITAL | 99AA0N2HJ | OPTION | 31 | $1,000 | thousands by filing date | put |
| CHESAPEAKE GRANITE WASH T | 99AAA9743 | OPTION | 21 | $1,000 | thousands by filing date | put |
| DEERE CO | 99AALMC33 | OPTION | 55 | $1,000 | thousands by filing date | put |
| DOW CHEMICAL CO | 99AAYY6X8 | OPTION | 51 | $1,000 | thousands by filing date | put |
| FORD MOTOR CO NEW | 99AAZ6A94 | OPTION | 367 | $1,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC ADR A | 99AABRFS3 | OPTION | 26 | $1,000 | thousands by filing date | put |
| HOME DEPOT INC | 99AABX8M2 | OPTION | 164 | $1,000 | thousands by filing date | put |
| JOHNSON AND JOHNSON COM | 99AAYRNN8 | OPTION | 26 | $1,000 | thousands by filing date | put |
| WILLIAMS COMPANIES DEL | 99AAC6XR5 | OPTION | 88 | $1,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY | CLVSXXXXX | OPTION | 10 | $1,000 | thousands by filing date | call |
| ENANTA PHARMACEU | 99AA6K945 | OPTION | 5 | $1,000 | thousands by filing date | call |
| NEWLINK GENETICS | NLNKXXXXX | OPTION | 10 | $1,000 | thousands by filing date | call |
| ULTRAGENYX PHARM | RAREXXXXX | OPTION | 10 | $1,000 | thousands by filing date | call |
| WESTERN REFINING | WNRLXXXXX | OPTION | 30 | $1,000 | thousands by filing date | put |
| AMERICAN CAP AGY CORP | 99AAGK6A9 | OPTION | 35 | $1,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 35 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CSX Corporation | 126408103 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eli Lilly and Company | 532457108 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Honeywell Technologies | 438516106 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 71 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 188 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 31 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 323 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Vanguard Extended Market ETF | 922908652 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 41 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MERCADOLIBREINC | 58733R102 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 1,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 23,588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGEN HYBRID TECHNOLO | 44887L109 | COMMON STOCK | 197,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION ENTERPRISES COM | 158496109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROADCOM CORP | 111320107 | CL A | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| E M C CORP MASS | 268648102 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUN CAL ENERGY INCORPORATED | 86664Q108 | Common Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KKR FINL HLDGS LLC | 48248A306 | COM | 155 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MONSTER WORLDWIDE INC | 611742107 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 73,197 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Medgenics Inc New | 58436Q203 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AMGEN INC. | 31162100 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| SHOE PAVILION | 824894109 | EQUITY | 5,790 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAN HOLDINGS INC | 79781B203 | EQUITY | 880 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIANRONG BLDG MATL HLDGS | 886305101 | EQUITY | 6,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRAGEN INC | 927638403 | EQUITY | 230,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WATCHIT TECHNOLOGIES INC | 94110N109 | EQUITY | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC ENBRIDGE ENERGY MGMT | CKC50X106 | EQUITY | 69,271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLINICAL DATA CVR XPN XPN | 187CVR998 | EQUITY | 28,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW REFCO INC | 758ESC982 | EQUITY | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED VIRAL RESH CORP | 7928104 | EQUITY | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVICENA GROUP INC | 05368D106 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONDED MOTORS INC | 97894109 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BUFETE INDL S A SPN ADR S | 11942H100 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS CATSKILL LITIGATION T | 149353104 | EQUITY | 1,312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIRCUIT CITY STORES INC | 172737108 | EQUITY | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTAR INTL INC | 21036U107 | EQUITY | 647,405 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA FINANCIAL CORP COM | 247918105 | EQUITY | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSE HLDGS CORP | 255088106 | EQUITY | 1,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO EXPL INC COM | 284683208 | EQUITY | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAST DELTA RESOURCES CORP | 272023102 | EQUITY | 42,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTRADE INC COM | 29382L100 | EQUITY | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIT AFTER FIFTY INC. | 338126105 | EQUITY | 225,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME SOLUTIONS AMER INC | 437355100 | EQUITY | 3,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSMART GROUP INC | 456781103 | EQUITY | 480,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY USA ENERGY INC | 491665105 | EQUITY | 689,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANTA MONICA MEDIA CORP | 802501106 | EQUITY | 124,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSGI SEC SOLUTIONS INC | 553570102 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETCURRENTS INF SVCS INC | 64111M103 | EQUITY | 53,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NS8 CORP | 67020E104 | EQUITY | 72,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROL OIL AND GAS INC | 716528104 | EQUITY | 827,572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER WLTH MANGMNT INC | 74058G100 | EQUITY | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL SPRING WATER INC. | 78069M105 | EQUITY | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIENT PHARMACEUTICALS C | 750341208 | EQUITY | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSTATE CORP | 20002101 | OPTION | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 25,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSI INDS INC | 92932Q102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC-A S | 99AAY26A0 | OPTION | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONOCOPHILLIPS | 99AAYVDEA | OPTION | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XEROX CORP | 99AAP3668 | OPTION | 202 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Capstead Mortgage Corp. | 99AAT7EL9 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BROOKFIELD INFRASTUCR PA | 99AAGNG44 | OPTION | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN NATURAL RES LTD | 99AALMA67 | OPTION | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CEDAR FAIR L P DEPOSITARY | 99AAG8B32 | OPTION | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CENTURYLINK INC SHS | 99AAZ5NG0 | OPTION | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSOLIDATED EDISON INC | 99AABGB64 | OPTION | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENSCO PLC SHS CL A COM | 99AA38MC7 | OPTION | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-14-000016 | this filing | 2014-04-17 | acceptance time not in the bulk data set |