13F-HR filed by SUMMIT SECURITIES GROUP LLC
SUMMIT SECURITIES GROUP LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-01, with 575 holding rows worth $293,683,000.
- Accession
- 0001531593-13-000014
- Filer
- CIK 1531593
- Filed
- 2013-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 575 entries on the cover page, a total value of $293,683,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $293,676,000 with VALUE read as thousands by filing date, 13F file number 028-15120. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 37833100 | COM | 179,700 | $85,672,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 234,100 | $15,549,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 197,400 | $10,204,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 93,965 | $10,073,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 377,600 | $9,021,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 132,700 | $8,939,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 94,200 | $8,166,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 175,800 | $7,264,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 60,300 | $7,085,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXXON MOBIL CORP | 30231G102 | COM | 82,300 | $7,081,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 165,400 | $5,509,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 88,800 | $5,266,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 304,300 | $5,134,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 67,800 | $5,014,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 65,700 | $4,966,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 194,600 | $4,558,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 92,100 | $3,666,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 79,900 | $3,495,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 73,500 | $3,185,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 33,900 | $3,050,000 | thousands by filing date | |
| S AND P 100 INDEX | 99AACEQ91 | OPTION | 3,229 | $2,814,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 26,900 | $2,588,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 78,300 | $2,460,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 64,100 | $2,428,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,200 | $2,074,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 43,400 | $2,009,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 12,500 | $1,942,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 43,500 | $1,828,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pfizer Inc. | 717081103 | COM | 62,700 | $1,800,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 47,600 | $1,675,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 29,900 | $1,609,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 63,300 | $1,576,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 68,700 | $1,575,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 31,800 | $1,514,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 47,157 | $1,440,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,800 | $1,344,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 25,502 | $1,338,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 33,400 | $1,262,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 16,300 | $1,255,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,900 | $1,242,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,900 | $1,026,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,500 | $998,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $935,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 8,200 | $918,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 14,100 | $899,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 39,300 | $887,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 18,700 | $843,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,500 | $823,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,200 | $802,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 54,900 | $756,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,500 | $738,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 15,400 | $723,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 12,300 | $720,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 11,800 | $700,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,900 | $656,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,800 | $623,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,100 | $614,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,900 | $609,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 9,968 | $593,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,900 | $564,000 | thousands by filing date | |
| VERIZON COMMUNIC | 92343VBT0 | Convertible | 500,000 | $564,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 8,400 | $552,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 4,600 | $549,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 8,900 | $544,000 | thousands by filing date | |
| PLAINS EXPLORATION AND PRO | 726505AN0 | BOND | 500,000 | $536,000 | thousands by filing date | |
| INTERLINE BRANDS INC COMP | 45874QAB6 | BOND | 487,000 | $516,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732JAN8 | Corporate Bond - Domestic | 500,000 | $498,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,900 | $488,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,000 | $487,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,500 | $486,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,300 | $464,000 | thousands by filing date | |
| SLM CORP GLB | 78442FEQ7 | BOND | 500,000 | $458,000 | thousands by filing date | |
| FIDELITY NATIONAL INFORM | 31620MAK2 | BOND | 505,000 | $454,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,200 | $439,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 7,500 | $435,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,400 | $432,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,600 | $411,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 11,900 | $395,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 12,900 | $389,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Altria Group Inc | 02209S103 | COM | 11,300 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,800 | $370,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 31,900 | $369,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CF INDUSTRIES 1 MAY 2020 | 12527GAB9 | BOND | 310,000 | $363,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,900 | $356,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,300 | $356,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,900 | $338,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 3,100 | $330,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Express | 25816109 | COM | 4,300 | $325,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 5,900 | $322,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 30,600 | $315,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,900 | $311,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 9,900 | $310,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,400 | $292,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,402 | $289,000 | thousands by filing date | |
| WELLPOINT INC SR UNSUB | 94973VAN7 | BOND | 250,000 | $288,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,400 | $277,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 4,000 | $266,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,000 | $263,000 | thousands by filing date | |
| AHERN RENTALS INC SECURED | 008674AF0 | BOND | 250,000 | $263,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 7,700 | $260,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANADARKO PETE CORP | 32511107 | COM | 2,800 | $260,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,800 | $255,000 | thousands by filing date | |
| GDP 9 3/4 | 382410884 | STOCK | 10,000 | $251,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,200 | $249,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 15,800 | $231,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 12,800 | $225,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,500 | $222,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,000 | $218,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 10,400 | $218,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,600 | $215,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,700 | $203,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,600 | $203,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP CO | 165167CL9 | BOND | 200,000 | $201,000 | thousands by filing date | |
| S AND P 100 INDEX EUROPEAN | 99AAZ8ED9 | OPTION | 397 | $201,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 4,400 | $196,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 6,200 | $195,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,500 | $193,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,100 | $190,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 10,300 | $186,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,500 | $184,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 4,100 | $178,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,500 | $176,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,800 | $176,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,200 | $169,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 6,600 | $169,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC S | 38141GGM0 | BOND | 150,000 | $168,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 5,200 | $166,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 3,100 | $164,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 8,700 | $159,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,000 | $158,000 | thousands by filing date | |
| Harrahs Operating Co Inc *Default* 10% Due 12/15/2018 JD15 | 413627BM1 | GLOBAL | 300,000 | $158,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,094 | $154,000 | thousands by filing date | put |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 16,600 | $154,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,700 | $152,000 | thousands by filing date | |
| IRON MOUNTAIN INC COMPANY | 46284PAQ7 | BOND | 150,000 | $149,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,300 | $143,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,900 | $140,000 | thousands by filing date | |
| WAL-MART STORES INC GLB | 931142DH3 | BOND | 150,000 | $139,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 32,500 | $136,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 2,400 | $135,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,400 | $133,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 407 | $132,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 1,700 | $129,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $128,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 6,800 | $127,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 3,000 | $125,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,000 | $121,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,500 | $120,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,000 | $119,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 5,200 | $119,000 | thousands by filing date | |
| CSC HOLDINGS INC 08.625% | 126307AC1 | BOND | 100,000 | $116,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,200 | $115,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,000 | $112,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,000 | $112,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,500 | $112,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 5,717 | $104,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,500 | $103,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 9,000 | $103,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 553 | $101,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 2,500 | $92,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANNALY CAPITAL MANAGEMENT IN | 99AAZC3Y2 | OPTION | 284 | $90,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 1,300 | $87,000 | thousands by filing date | |
| BEST BUY CO INC | 86516101 | OPTION | 2,300 | $86,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,100 | $85,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,300 | $83,000 | thousands by filing date | |
| ASTRAZENECA PLC | 46353108 | ADR | 1,600 | $83,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Southern Company | 842587107 | COM | 2,000 | $82,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,400 | $80,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,800 | $77,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,200 | $76,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 800 | $76,000 | thousands by filing date | |
| CBOE SPX VOLATILITY INDX | VIXXXXXXX | OPTION | 403 | $69,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,600 | $65,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 900 | $65,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,900 | $63,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,389 | $60,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 1,400 | $60,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,000 | $58,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 796 | $58,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,200 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 500 | $53,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 2,700 | $53,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 1,868 | $52,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 800 | $51,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,457 | $50,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,200 | $49,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,100 | $49,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,800 | $47,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,800 | $45,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 600 | $44,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 99AAXN9Q4 | OPTION | 3,815 | $44,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 800 | $43,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,800 | $43,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 400 | $43,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,700 | $41,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 300 | $40,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,500 | $38,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,200 | $37,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS IN | 15351109 | COM | 300 | $35,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEI INVTS CO COM | 784117103 | Stock | 1,100 | $34,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 178 | $34,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 500 | $33,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 300 | $33,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 300 | $32,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,600 | $31,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 600 | $30,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,000 | $29,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,900 | $29,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,800 | $29,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,900 | $26,000 | thousands by filing date | |
| BP Prudhoe Royalty Trust | 55630107 | COM | 300 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 700 | $25,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 249 | $25,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,221 | $25,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 53484101 | COM | 200 | $25,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,400 | $24,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,400 | $24,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 500 | $24,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,279 | $23,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 300 | $23,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 327 | $23,000 | thousands by filing date | put |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 1,300 | $23,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 724 | $22,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 400 | $22,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,162 | $22,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 300 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Automatic Data Processing | 53015103 | COM | 10 | $22,000 | thousands by filing date | callThe CUSIP as filed is malformed. |
| MARATHON OIL CORP | 565849106 | COM | 600 | $21,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 3,300 | $21,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 500 | $21,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,051 | $20,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 300 | $19,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 300 | $19,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JPMorgan Chase & Co | 46625H100 | COM | 2,166 | $18,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 1,000 | $18,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 600 | $18,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 200 | $18,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 800 | $18,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 300 | $17,000 | thousands by filing date | |
| Barnes & Noble Inc | 67774109 | CS | 1,325 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procter & Gamble Co | 742718109 | COM | 657 | $16,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 228 | $16,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,233 | $15,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 1,485 | $15,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 99 | $15,000 | thousands by filing date | put |
| SL INDS INC | 784413106 | COMMON STOCK | 600 | $15,000 | thousands by filing date | |
| Arlington Asset Investment Corp | 41356205 | CS | 600 | $14,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Qualcomm Incorporated | 747525103 | COM | 1,376 | $13,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $13,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,388 | $13,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 300 | $13,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 300 | $12,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 3,000 | $12,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 248 | $11,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 2,791 | $11,000 | thousands by filing date | put |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $11,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 800 | $11,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 5,946 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,306 | $10,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 45 | $10,000 | thousands by filing date | put |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 2,299 | $10,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 600 | $10,000 | thousands by filing date | |
| ISHARES US REAL ESTATE ETF | 99AAXPA8H | OPTION | 153 | $10,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 100 | $9,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,000 | $9,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 23 | $9,000 | thousands by filing date | put |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 410 | $9,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $8,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100 | $8,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 150 | $8,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 100 | $8,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 2,400 | $8,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,756 | $7,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 286 | $7,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 822 | $7,000 | thousands by filing date | put |
| CRA INTL INC | 12618T105 | COM | 352 | $7,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 100 | $7,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 39 | $7,000 | thousands by filing date | put |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 827 | $7,000 | thousands by filing date | |
| SEADRILL LTD USD PAR ORDI | 99AAZK924 | OPTION | 232 | $7,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 295 | $6,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 734 | $6,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $6,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 691 | $6,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 100 | $6,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 80 | $6,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 100 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 100 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 56 | $6,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 737 | $6,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 390 | $6,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 100 | $6,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 501 | $6,000 | thousands by filing date | |
| Paulson Capital Corp | 703797100 | COM | 5,687 | $6,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 434 | $5,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 103 | $5,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 1,857 | $5,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 150 | $5,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 300 | $5,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 73 | $5,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 51 | $5,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 67 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 590 | $5,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 800 | $5,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 100 | $5,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 594 | $5,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| KHD HUMBOLDLT WEDAG COM | D4024H102 | EQUITY | 698 | $5,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 624 | $4,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 80 | $4,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 20 | $4,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 100 | $4,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 800 | $4,000 | thousands by filing date | |
| RAVEN GOLD CORP | 75421M203 | EQUITY | 2,962,135 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 100 | $4,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 130 | $3,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 203 | $3,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 154 | $3,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 39 | $3,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 888 | $3,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 41 | $3,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 335 | $3,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 73 | $3,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 100 | $3,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 100 | $3,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 415 | $3,000 | thousands by filing date | put |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 477 | $3,000 | thousands by filing date | put |
| QIWI PLC | 74735M108 | SPON ADR REP B | 100 | $3,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 660 | $3,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 35 | $3,000 | thousands by filing date | put |
| Two Harbors Investment | 99AAZJLQU | OPTION | 48 | $3,000 | thousands by filing date | put |
| PACIRA PHARMACEUTICALS IN | PCRXXXXXX | OPTION | 10 | $3,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 36 | $2,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 150 | $2,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 175 | $2,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 45 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 57 | $2,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 149 | $2,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 212 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 100 | $2,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 300 | $2,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 100 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 18 | $2,000 | thousands by filing date | put |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 100 | $2,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 87 | $2,000 | thousands by filing date | put |
| Bank of America | 60505104 | COM | 157 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 130 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 107 | $2,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| PETROL OIL AND GAS INC | 716528104 | EQUITY | 827,572 | $2,000 | thousands by filing date | |
| PEPSICO INC | 99AAXFSES | OPTION | 135 | $2,000 | thousands by filing date | put |
| Barclays Plc Rt Pur Adr 13 | 06738E121 | Rights | 350 | $2,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT COM | 99AAZ6JF5 | OPTION | 27 | $2,000 | thousands by filing date | put |
| IPATH S AND P 500 VIX S/T FU | VXXXXXXXX | OPTION | 100 | $2,000 | thousands by filing date | call |
| BB AND T CORPORATION | 99AAXN9YZ | OPTION | 77 | $2,000 | thousands by filing date | put |
| KKR AND CO L P DEL COM | 99AAZCVJ5 | OPTION | 3 | $2,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 24 | $1,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 76 | $1,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 33 | $1,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 40 | $1,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 32 | $1,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 86 | $1,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 155 | $1,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 42 | $1,000 | thousands by filing date | put |
| WALGREEN CO | 931422109 | COM | 302 | $1,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100 | $1,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 52 | $1,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 34 | $1,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 86 | $1,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 40 | $1,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 67 | $1,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 61 | $1,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 48 | $1,000 | thousands by filing date | put |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 58 | $1,000 | thousands by filing date | put |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 22 | $1,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 33 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 50 | $1,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 103 | $1,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 128 | $1,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 658 | $1,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 34 | $1,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 48 | $1,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 400 | $1,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 46 | $1,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 22 | $1,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 100 | $1,000 | thousands by filing date | |
| ARBITRON INC | 03875Q108 | COM | 31 | $1,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 31 | $1,000 | thousands by filing date | put |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 100 | $1,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 87 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| BAXTER INTERNATIONAL | 71813109 | COM | 70 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 39 | $1,000 | thousands by filing date | putThe CUSIP as filed is malformed. |
| ENERGY TRANSFER EQUITY LP | 99AAX62DE | OPTION | 42 | $1,000 | thousands by filing date | put |
| CHINA COML CR INC | 16891K103 | COM | 70 | $1,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP | 99AAXPDYC | OPTION | 22 | $1,000 | thousands by filing date | put |
| UNITEDHEALTH GROUP INC | 99AAXPEB3 | OPTION | 112 | $1,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 99AAZK8Z2 | OPTION | 35 | $1,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP COM | 99AAZC3XT | OPTION | 10 | $1,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS IN | ACADXXXXX | OPTION | 6 | $1,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY T UBI | 99AAZLJP7 | OPTION | 3 | $1,000 | thousands by filing date | put |
| CNOOC LTD ADR SPON ADR | 99AAZLRE6 | OPTION | 23 | $1,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 45 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 26 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 47 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Waste Management, Inc. | 94106L109 | COM | 32 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAFEWAY INC | 786514208 | COM NEW | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| USBANCORPDEL | 902973304 | COM NEW | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 86 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PHILLIPS 66 COM | 718546104 | Stock | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SLM CORP COM | 78442P106 | Stock | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 65 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KEYCORP COM | 493267108 | Stock | 93 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLOCK H & R INC COM | 093671105 | Stock | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAP SE SPON ADR | 803054204 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HALLIBURTON CO COM | 406216101 | Stock | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 60 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| M & T BK CORP COM | 55261F104 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 13 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BXP INC COM | 101121101 | REIT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TASEKO MINES LTD COM | 876511106 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 28 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 983134107 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 22 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COACH INC | 189754104 | COM | 42 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIFFANY & CO NEW | 886547108 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 5,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATP OIL & GAS CORP | 00208j108 | COM | 5,696 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chubb Corporation | 171232101 | Equity | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOWNEY FINANCIAL CORP | 261018105 | COMMON STOCK | 1,914 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDYMAC BANCORP INC | 456607100 | COMMON STOCK | 23,588 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGEN HYBRID TECHNOLO | 44887L109 | COMMON STOCK | 197,120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION ENTERPRISES COM | 158496109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SanDisk Corporation | 80004C101 | COM | 42 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LONGTOP FINL TECH XXX | 54318P108 | ADR | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| E M C CORP MASS | 268648102 | COM | 49 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LORILLARD INC | 544147101 | COM | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUN CAL ENERGY INCORPORATED | 86664Q108 | Common Stock | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 52 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUTRI SYS INC NEW | 67069D108 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NYSE EURONEXT | 629491101 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EPIZYME INC | 29428V104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 63 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 70,670 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDUS HOMECARE CORPORATION | 6739106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| American Express | 25816109 | COM | 43 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| HANSEN MEDICAL INC | 411307101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEETME INC | 585141104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROVAGENE INC | 897238309 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531593-13-000014 | this filing | 2013-11-01 | acceptance time not in the bulk data set |