13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-16, with 413 holding rows worth $468,733,000.
- Accession
- 0001531306-20-000001
- Filer
- CIK 1581655
- Filed
- 2020-01-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 413 entries on the cover page, a total value of $468,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $468,733,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHOCKWAVE MED INC | 82489T104 | COM | 724,857 | $31,836,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 107,360 | $26,744,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 718,051 | $21,355,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 168,000 | $19,686,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 306,075 | $19,148,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 44,258 | $8,461,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,581 | $7,682,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 134,764 | $6,726,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 215,000 | $6,553,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 56,238 | $6,082,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 209,247 | $6,001,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 44,000 | $5,962,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 171,000 | $5,925,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 18,175 | $5,881,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 106,873 | $4,855,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 150,635 | $4,822,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 92,774 | $4,705,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 192,967 | $4,577,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 92,426 | $4,122,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 400,000 | $4,096,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 27,333 | $4,093,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12,665 | $3,758,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 55,747 | $3,579,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 195,926 | $3,513,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 40,951 | $3,511,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 191,335 | $3,331,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 89,805 | $3,243,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 51,849 | $3,216,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 47,226 | $3,202,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,440 | $3,171,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 50,800 | $3,162,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 22,000 | $3,159,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 300,000 | $3,114,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 73,673 | $3,092,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 75,980 | $3,026,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 103,180 | $3,009,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 82,405 | $2,923,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 87,778 | $2,911,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 57,828 | $2,795,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,250 | $2,737,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 105,500 | $2,692,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 71,299 | $2,680,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 39,808 | $2,574,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 141,843 | $2,570,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,842 | $2,442,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 45,625 | $2,345,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 25,200 | $2,321,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 27,500 | $2,305,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 105,000 | $2,259,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 124,580 | $2,240,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 101,405 | $2,210,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 10,555 | $2,147,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 200,000 | $2,140,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 78,235 | $2,110,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 43,626 | $2,092,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 1,024,643 | $2,060,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 46,005 | $2,056,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 200,000 | $2,032,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 200,000 | $2,016,000 | thousands by filing date | |
| RH | 74967X103 | COM | 9,319 | $1,990,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 41,187 | $1,966,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20,031 | $1,958,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 31,939 | $1,924,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 12,216 | $1,847,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 70,457 | $1,830,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 19,328 | $1,793,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 38,850 | $1,763,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 48,297 | $1,733,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 86,182 | $1,732,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 500,000 | $1,635,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 80,000 | $1,597,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 20,349 | $1,554,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 41,585 | $1,514,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A107 | COM | 140,000 | $1,460,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 101,760 | $1,391,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 266,353 | $1,388,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 102,784 | $1,358,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 115,000 | $1,268,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 42,831 | $1,247,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 21,806 | $1,169,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,205 | $1,157,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 35,885 | $1,150,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 15,995 | $1,148,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 14,350 | $1,143,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 19,000 | $1,141,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 22,195 | $1,128,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 33,725 | $1,112,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 6,435 | $1,098,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 100,000 | $1,081,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 33,257 | $1,069,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 101,000 | $1,038,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 100,000 | $1,032,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 100,000 | $1,030,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 100,000 | $1,023,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 100,000 | $1,020,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 100,000 | $1,019,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 100,000 | $1,019,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 100,000 | $1,018,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 100,000 | $1,015,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 100,000 | $1,013,000 | thousands by filing date | |
| Amplitude Inc | 03212A204 | Class A Common | 100,000 | $1,006,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 100,000 | $1,001,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 6,861 | $994,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 100,000 | $988,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 5,843 | $929,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,698,530 | $881,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,782 | $848,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 22,513 | $848,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 178,097 | $837,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 14,593 | $822,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5,730 | $800,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,439 | $757,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,117 | $756,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 19,712 | $752,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 76,814 | $730,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,840 | $707,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,622 | $690,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100,000 | $657,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 7,351 | $625,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 21,494 | $625,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 26,367 | $619,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 20,630 | $616,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 168,692 | $614,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 32,930 | $611,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 11,254 | $607,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 10,300 | $595,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 26,467 | $572,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 200,000 | $572,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 199,578 | $547,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,980 | $531,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 174,450 | $528,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 25,117 | $527,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,591 | $519,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,450 | $514,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 24,920 | $512,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 45,411 | $511,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 13,383 | $511,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 6,510 | $509,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,410 | $509,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,817 | $509,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,427 | $507,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,377 | $506,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,974 | $505,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 23,561 | $505,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,808 | $505,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 10,607 | $505,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,010 | $505,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 33,921 | $504,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,613 | $503,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,986 | $503,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 4,484 | $503,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 20,431 | $503,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,537 | $503,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 15,751 | $502,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,751 | $502,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 12,274 | $502,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,767 | $501,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,127 | $501,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,334 | $501,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 4,630 | $501,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 28,311 | $501,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 50,000 | $499,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,966 | $497,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,687 | $494,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 10,443 | $486,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 20,174 | $482,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 5,389 | $475,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 6,263 | $473,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 10,537 | $473,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 41,241 | $471,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 81,877 | $468,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 26,271 | $458,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 83,104 | $455,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 6,162 | $454,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 14,514 | $454,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 6,277 | $453,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,474 | $452,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,680 | $452,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 25,947 | $447,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 51,060 | $447,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4,101 | $441,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 13,168 | $439,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 22,175 | $434,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 4,379 | $430,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,499 | $428,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 25,000 | $428,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 3,198 | $421,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 15,760 | $417,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 3,195 | $412,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 40,000 | $407,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 64,839 | $397,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 50,405 | $387,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,525 | $385,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 36,924 | $385,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 27,452 | $383,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 10,000 | $378,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 97,677 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,027 | $365,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 7,289 | $358,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 6,784 | $355,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 42,061 | $355,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 44,565 | $353,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,639 | $353,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 4,817 | $353,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 17,353 | $352,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 23,781 | $352,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,044 | $351,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,050 | $351,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 37,944 | $351,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,323 | $350,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,332 | $350,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 4,969 | $350,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,383 | $350,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,719 | $350,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 922 | $350,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 30,089 | $350,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 9,401 | $350,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 26,100 | $350,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,582 | $349,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,316 | $349,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,122 | $349,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,429 | $349,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 15,184 | $349,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,980 | $349,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 61,305 | $349,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,054 | $349,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 145,211 | $349,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,442 | $348,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,493 | $348,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,167 | $348,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 7,161 | $348,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,599 | $348,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 8,555 | $348,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,950 | $348,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,284 | $348,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,515 | $348,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 9,934 | $348,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,236 | $348,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 8,869 | $348,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,962 | $348,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 9,429 | $348,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,210 | $348,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 10,309 | $348,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,914 | $348,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,171 | $347,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,038 | $347,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 5,391 | $347,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 11,993 | $347,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,470 | $347,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,962 | $347,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 16,208 | $347,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,957 | $346,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,140 | $346,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,716 | $346,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 9,643 | $346,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,098 | $345,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,848 | $345,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 4,720 | $344,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,324 | $341,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 14,163 | $331,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 78,178 | $330,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,719 | $327,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 19,835 | $327,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,500 | $324,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 62,143 | $319,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 23,043 | $312,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 72,456 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,563 | $309,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,910 | $309,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 12,161 | $309,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 3,267 | $301,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 6,453 | $301,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,071 | $300,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 33,200 | $300,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,911 | $299,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,046 | $299,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,109 | $298,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,049 | $298,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 17,226 | $291,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 13,287 | $287,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 4,991 | $286,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 12,063 | $286,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 20,618 | $277,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,776 | $276,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 32,895 | $273,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 71,078 | $271,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 13,392 | $270,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,994 | $268,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 31,831 | $266,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 32,663 | $266,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 16,676 | $261,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,300 | $258,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 10,315 | $258,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 18,745 | $257,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 19,429 | $256,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 12,311 | $255,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,298 | $253,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 24,592 | $252,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,249 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,600 | $248,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 30,481 | $245,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 3,253 | $245,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 25,000 | $239,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 5,369 | $233,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,578 | $232,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 10,656 | $231,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 63,146 | $231,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 168,671 | $229,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,340 | $223,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,782 | $222,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 35,005 | $217,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 14,535 | $217,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,252 | $216,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 8,320 | $216,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 13,318 | $215,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 14,822 | $215,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 8,754 | $207,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,941 | $202,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 29,739 | $202,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 10,425 | $200,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 8,344 | $200,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 16,762 | $190,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 19,172 | $190,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,578 | $184,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 22,214 | $182,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 25,000 | $176,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,264 | $174,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 175,000 | $172,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 13,776 | $170,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,099 | $168,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 22,250 | $166,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 11,234 | $160,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 11,485 | $159,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 23,611 | $158,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 15,952 | $156,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 17,280 | $154,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 17,628 | $151,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 54,500 | $150,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 75,000 | $150,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 31,025 | $144,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 11,058 | $142,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 25,521 | $142,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 27,867 | $141,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 60,894 | $138,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 44,719 | $136,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 12,379 | $135,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 21,002 | $134,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 36,635 | $134,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 27,615 | $133,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 140,000 | $132,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 12,599 | $126,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,937 | $120,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 87,800 | $119,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,986 | $108,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 36,001 | $104,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 45,000 | $99,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,467 | $98,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,726 | $95,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 12,121 | $94,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 19,213 | $93,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 12,455 | $91,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 13,291 | $87,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 75,000 | $86,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 11,831 | $84,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 10,000 | $84,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,923 | $80,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 100,000 | $80,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,116 | $79,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 18,461 | $78,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 10,097 | $78,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 100,000 | $76,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 50,200 | $75,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,113 | $74,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 44,279 | $74,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 20,000 | $72,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 13,722 | $71,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 23,099 | $70,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 16,509 | $69,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,468 | $68,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 16,211 | $67,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 20,662 | $65,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,631 | $63,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 50,000 | $63,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 41,713 | $61,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 15,687 | $61,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,411 | $58,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,215 | $57,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 12,973 | $54,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 13,479 | $54,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,474 | $51,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 23,690 | $50,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 99,750 | $50,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 69,000 | $48,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 76,556 | $47,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 10,838 | $46,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 20,000 | $46,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,386 | $45,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 40,230 | $42,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 50,000 | $39,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,196 | $38,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 50,000 | $28,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 50,214 | $24,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 50,000 | $22,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 33,333 | $20,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 13,799 | $18,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 220,919 | $17,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 37,407 | $16,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 20,000 | $16,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 20,000 | $15,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 19,271 | $13,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 10,500 | $11,000 | thousands by filing date | |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 21,461 | $7,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G128 | *W EXP 06/20/202 | 14,100 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531306-20-000001 | this filing | 2020-01-16 | acceptance time not in the bulk data set |