13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 301 holding rows worth $386,577,000.
- Accession
- 0001531306-17-000002
- Filer
- CIK 1581655
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 303 entries on the cover page, a total value of $386,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,577,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 225,404 | $23,329,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 191,775 | $18,738,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 318,241 | $16,899,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 235,400 | $14,454,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 127,423 | $14,424,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 148,430 | $13,581,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 236,548 | $10,522,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 189,600 | $10,070,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 225,612 | $8,781,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 150,000 | $8,423,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 92,380 | $8,176,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 91,017 | $8,108,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 41,951 | $6,027,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 105,653 | $4,903,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 961,906 | $4,088,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 500,000 | $3,975,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 57,750 | $3,803,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 152,503 | $3,614,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 362,577 | $3,444,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 102,474 | $3,054,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 174,700 | $3,017,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,529 | $2,931,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 300,000 | $2,907,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 150,000 | $2,898,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 50,570 | $2,894,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 309,118 | $2,714,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 50,000 | $2,714,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,443 | $2,579,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 14,547 | $2,510,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,269 | $2,483,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,590 | $2,433,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,288 | $2,314,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,589 | $2,295,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 28,751 | $2,274,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,858 | $2,273,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,834 | $2,264,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,273 | $2,243,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,998 | $2,130,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,692 | $2,068,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 18,997 | $2,040,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,664 | $2,036,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 18,765 | $2,023,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 47,706 | $2,015,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 117,091 | $2,009,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 52,156 | $1,959,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 14,317 | $1,895,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,575 | $1,879,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 39,315 | $1,788,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,488 | $1,748,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 50,170 | $1,742,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 33,211 | $1,704,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,069 | $1,694,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,807 | $1,671,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 50,500 | $1,651,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,896 | $1,607,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,928 | $1,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 25,973 | $1,562,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 220,000 | $1,522,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,053 | $1,514,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,710 | $1,507,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 13,577 | $1,506,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 17,129 | $1,458,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 38,013 | $1,431,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,690 | $1,424,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 41,408 | $1,417,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 38,654 | $1,394,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,862 | $1,384,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 40,428 | $1,366,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 55,348 | $1,306,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 10,067 | $1,273,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 128,751 | $1,271,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,885 | $1,268,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,161 | $1,233,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,096 | $1,217,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,860 | $1,215,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,654 | $1,212,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 89,402 | $1,180,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 497,500 | $1,174,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 30,129 | $1,133,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11,787 | $1,093,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,808 | $1,081,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 75,000 | $1,073,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 13,316 | $1,070,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 12,653 | $1,038,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 41,083 | $991,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,168 | $985,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,570 | $968,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 35,349 | $950,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 18,329 | $945,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,295 | $915,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 7,506 | $912,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 61,947 | $904,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25,214 | $904,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 28,365 | $901,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 76,770 | $892,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 11,961 | $888,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 18,031 | $886,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15,862 | $884,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,876 | $881,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 20,224 | $817,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,690 | $769,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,707 | $765,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,549 | $738,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 66,275 | $728,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 21,905 | $724,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 15,282 | $686,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 13,515 | $675,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 12,003 | $660,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 44,039 | $618,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,952 | $616,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,563 | $609,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 37,800 | $604,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,695 | $601,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,207 | $586,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,279 | $574,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,797 | $573,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 11,864 | $570,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,326 | $566,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 318 | $566,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 350,000 | $560,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,554 | $559,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,968 | $552,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 19,728 | $551,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,279 | $542,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,401 | $539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 14,319 | $538,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 17,124 | $533,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 12,657 | $532,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 16,023 | $532,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,832 | $526,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,199 | $524,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,741 | $516,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 6,277 | $514,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 35,871 | $514,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,366 | $513,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 21,107 | $512,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,514 | $506,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,200 | $503,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,585 | $503,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,234 | $502,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 21,857 | $499,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 8,236 | $497,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 17,205 | $495,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 13,813 | $480,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,494 | $476,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 12,892 | $475,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 11,433 | $470,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,795 | $469,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 22,701 | $468,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,141 | $467,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 5,624 | $467,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 10,077 | $462,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,788 | $453,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,358 | $451,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,537 | $424,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 8,215 | $424,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 9,719 | $419,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,046 | $418,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,439 | $412,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 100,100 | $412,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,154 | $410,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,810 | $409,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,071 | $406,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,739 | $405,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 7,387 | $401,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 7,711 | $394,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,779 | $393,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,327 | $393,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,166 | $392,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,527 | $383,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 13,833 | $381,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,966 | $378,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,990 | $376,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,370 | $375,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,328 | $375,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,378 | $369,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 27,504 | $365,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,593 | $361,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,904 | $361,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,874 | $357,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,192 | $355,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,575 | $351,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,629 | $348,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,188 | $343,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 9,392 | $341,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,821 | $340,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,933 | $340,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,209 | $339,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,355 | $333,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,584 | $332,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,184 | $332,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,157 | $331,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 16,182 | $328,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 12,632 | $325,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,689 | $323,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,140 | $321,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,867 | $317,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,982 | $317,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,004 | $317,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 148 | $312,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,226 | $311,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,183 | $311,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 12,571 | $311,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,290 | $309,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,864 | $308,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 6,000 | $305,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,767 | $304,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,620 | $299,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,568 | $294,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,477 | $294,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,860 | $293,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,373 | $288,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,570 | $288,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,470 | $287,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 1,863 | $287,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 13,410 | $286,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,601 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,584 | $279,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 25,000 | $276,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,904 | $275,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,707 | $274,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,895 | $274,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,729 | $271,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,118 | $270,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,932 | $269,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,468 | $269,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 14,536 | $269,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,881 | $268,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,218 | $267,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,524 | $266,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 13,224 | $265,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 50,000 | $265,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,349 | $263,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,967 | $259,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 675 | $259,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 2,051 | $257,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,856 | $254,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,375 | $253,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,546 | $251,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,938 | $247,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,615 | $246,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,299 | $245,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 12,588 | $245,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,084 | $244,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,463 | $242,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,788 | $236,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,877 | $231,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,651 | $230,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,602 | $230,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,720 | $228,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 960 | $228,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,710 | $225,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,199 | $224,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,872 | $222,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 7,215 | $222,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,455 | $222,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 8,278 | $220,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,615 | $220,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,188 | $219,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,507 | $218,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,178 | $216,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 13,468 | $215,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,563 | $213,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,841 | $210,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 16,369 | $210,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,402 | $209,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 5,590 | $208,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,416 | $207,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 15,190 | $207,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 20,559 | $196,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,461 | $184,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 15,773 | $179,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 15,592 | $174,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 31,860 | $168,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,650 | $161,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 11,796 | $157,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 16,726 | $157,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,650 | $155,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 21,191 | $150,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 148,101 | $150,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,658 | $149,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,882 | $140,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 10,050 | $139,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,000 | $133,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,331 | $131,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,900 | $129,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 10,407 | $128,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 24,649 | $115,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,551 | $113,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 20,580 | $111,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 11,009 | $110,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 10,251 | $99,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 22,008 | $88,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 16,073 | $76,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 196,659 | $73,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 49,988 | $72,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,557 | $64,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 10,975 | $50,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 21,164 | $24,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,290 | $23,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 250,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531306-17-000002 | this filing | 2017-05-15 | acceptance time not in the bulk data set |