13F-HR filed by Alpine Global Management, LLC
Alpine Global Management, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-15, with 155 holding rows worth $213,952,000.
- Accession
- 0001531306-17-000001
- Filer
- CIK 1581655
- Filed
- 2017-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 155 entries on the cover page, a total value of $213,952,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $213,952,000 with VALUE read as thousands by filing date, 13F file number 028-15932. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONSANTO CO NEW | 61166W101 | COM | 138,262 | $14,547,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 292,353 | $10,779,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 102,500 | $10,046,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 539,986 | $9,261,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 150,000 | $8,340,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 84,941 | $8,199,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 69,183 | $6,393,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 425,000 | $6,171,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 77,688 | $6,141,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 652,999 | $5,381,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 47,522 | $4,924,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 17,742 | $4,248,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 248,800 | $4,008,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 70,000 | $3,760,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 18,144 | $3,240,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 18,603 | $3,088,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 26,370 | $3,054,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 18,753 | $3,001,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 18,099 | $2,818,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 19,218 | $2,577,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 21,828 | $2,515,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,382 | $2,399,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 70,560 | $2,393,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 18,543 | $2,257,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,309 | $2,194,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 17,595 | $2,154,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 10,258 | $2,093,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,644 | $2,047,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,432 | $2,021,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,319 | $2,012,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 51,527 | $1,993,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,615 | $1,902,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 21,750 | $1,829,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 24,882 | $1,803,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,117 | $1,680,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,346 | $1,587,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 99,000 | $1,587,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 100,000 | $1,556,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 50,170 | $1,550,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 51,609 | $1,406,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 115,754 | $1,395,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,435 | $1,366,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 18,612 | $1,366,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,719 | $1,363,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 34,315 | $1,361,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,186 | $1,291,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,894 | $1,289,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 106,244 | $1,279,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 25,237 | $1,277,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 125,000 | $1,163,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 19,940 | $1,057,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,478 | $1,026,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 100,000 | $1,012,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,847 | $989,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,422 | $987,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,338 | $919,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 15,000 | $903,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,648 | $898,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 40,512 | $856,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,824 | $780,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 11,092 | $779,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 15,965 | $729,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 9,593 | $728,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 21,905 | $677,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 125,000 | $671,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 19,295 | $666,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 18,393 | $654,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,528 | $648,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 8,062 | $644,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 20,813 | $619,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 18,291 | $612,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 10,000 | $586,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 14,914 | $544,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 15,962 | $539,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,300 | $538,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 4,398 | $525,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,997 | $517,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 687 | $515,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,443 | $514,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 20,619 | $506,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,068 | $468,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,038 | $464,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 36,170 | $442,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 25,699 | $437,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,857 | $433,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 41,929 | $428,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 30,120 | $424,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 41,023 | $422,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 81,574 | $421,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 32,478 | $421,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 31,725 | $421,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 41,423 | $418,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 37,000 | $413,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 15,000 | $412,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 516 | $409,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 40,348 | $399,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 516 | $398,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 250,000 | $395,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,565 | $388,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 10,544 | $385,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 49,303 | $381,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 16,390 | $378,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 19,100 | $377,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 8,110 | $352,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,458 | $350,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 24,373 | $347,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 46,211 | $332,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 44,073 | $299,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,953 | $294,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,255 | $289,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 9,003 | $288,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,143 | $286,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,764 | $273,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,615 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2,175 | $267,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,288 | $267,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,493 | $261,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 25,000 | $254,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,697 | $247,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,390 | $229,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 5,549 | $227,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 44,983 | $224,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 11,590 | $224,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,998 | $224,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 13,463 | $222,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 3,979 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,257 | $219,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,676 | $219,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,516 | $216,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 7,042 | $214,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,824 | $212,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,267 | $212,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,250 | $207,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,704 | $204,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,418 | $203,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,211 | $200,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 18,123 | $196,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 11,960 | $192,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 14,021 | $188,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 11,165 | $180,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,931 | $178,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,000 | $175,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,334 | $157,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 27,440 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,102 | $146,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 148,101 | $145,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,499 | $137,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,882 | $123,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 14,715 | $115,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 49,988 | $77,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,900 | $72,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,354 | $55,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 14,768 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 10,557 | $15,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 250,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001531306-17-000001 | this filing | 2017-02-15 | acceptance time not in the bulk data set |