13F-HR filed by Rotella Capital Management, Inc.
Rotella Capital Management, Inc. filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-18, with 368 holding rows worth $118,092,000.
- Accession
- 0001529426-14-000003
- Filer
- CIK 1529426
- Filed
- 2014-08-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 368 entries on the cover page, a total value of $118,092,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,094,000 with VALUE read as thousands by filing date, 13F file number 028-14669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares TIPS Bond ETF | 464287176 | SHS | 38,600 | $4,453,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 52,000 | $4,273,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 37,700 | $4,154,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 32,000 | $3,686,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,400 | $3,627,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 31,000 | $3,519,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 38,300 | $3,077,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 35,100 | $3,038,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 36,500 | $2,934,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 37,400 | $2,915,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 25,600 | $2,704,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,400 | $2,227,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 16,900 | $1,829,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 14,500 | $1,576,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 20,827 | $1,506,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 14,900 | $1,399,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,300 | $1,345,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,300 | $1,343,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 29,800 | $1,244,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,314 | $1,236,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 11,700 | $1,212,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,500 | $1,091,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 37,300 | $1,088,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 43,000 | $1,005,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,705 | $965,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,300 | $942,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 36,400 | $931,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,409 | $929,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 35,900 | $913,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 10,100 | $912,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,700 | $907,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 18,300 | $906,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 14,400 | $901,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,000 | $810,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,200 | $794,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,500 | $787,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,500 | $776,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,900 | $768,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,823 | $744,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 14,700 | $702,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 19,900 | $656,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 18,800 | $636,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 8,400 | $605,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 9,700 | $591,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,121 | $569,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,549 | $565,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 11,843 | $560,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,282 | $529,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 4,700 | $527,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 13,963 | $518,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,838 | $481,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,825 | $476,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 12,400 | $453,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,142 | $452,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,400 | $438,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,621 | $435,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 41,500 | $405,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,500 | $376,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,100 | $375,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 50,100 | $360,000 | thousands by filing date | |
| 38259p508 | COM | 600 | $351,000 | thousands by filing date | ||
| Pfizer Inc. | 717081103 | COM | 11,768 | $349,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 2,800 | $349,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,325 | $343,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 5,632 | $343,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 38,100 | $339,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,500 | $323,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 19,065 | $323,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,700 | $317,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,000 | $313,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,240 | $312,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,900 | $306,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 18,857 | $293,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 19,145 | $291,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,300 | $287,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 9,500 | $276,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 85,200 | $270,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,100 | $265,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,600 | $260,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 68,100 | $255,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 5,457 | $251,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,800 | $249,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,154 | $247,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 9,110 | $246,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 65,902 | $245,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 35,759 | $240,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,747 | $239,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 6,200 | $237,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 25,600 | $234,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 5,517 | $233,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 34,578 | $231,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 3,900 | $231,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 14,191 | $229,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 27,350 | $229,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,155 | $225,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 17,370 | $225,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,220 | $221,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,500 | $221,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 18,113 | $221,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 19,348 | $219,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 49,277 | $219,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,100 | $217,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,900 | $217,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 1,600 | $217,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,000 | $216,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 6,900 | $216,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 22,200 | $215,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,918 | $214,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,400 | $214,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,200 | $213,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,400 | $213,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,400 | $212,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 18,637 | $212,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 11,779 | $211,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,173 | $210,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,837 | $209,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 50,900 | $209,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,400 | $206,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 7,695 | $203,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,200 | $202,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,400 | $201,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 14,500 | $201,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 15,233 | $199,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 22,051 | $199,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 53,569 | $199,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 21,692 | $197,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 19,500 | $197,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 38,933 | $192,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 10,800 | $191,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 15,100 | $190,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 66,973 | $189,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 62,812 | $188,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 54,328 | $187,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 25,200 | $187,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 12,900 | $185,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 11,431 | $185,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 15,115 | $183,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 20,200 | $182,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,837 | $182,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 16,685 | $181,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 12,129 | $169,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 16,700 | $169,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,300 | $166,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 77,791 | $166,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 22,900 | $164,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,950 | $163,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 19,416 | $162,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 11,847 | $162,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 64,662 | $161,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 19,700 | $160,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 18,044 | $160,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 19,612 | $159,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 14,000 | $155,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 17,986 | $155,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 15,600 | $152,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 63,026 | $151,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 11,790 | $150,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 24,855 | $146,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 11,247 | $145,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 16,385 | $145,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 49,905 | $144,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 22,085 | $142,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 11,400 | $142,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 13,777 | $139,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 27,590 | $139,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 19,860 | $139,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 11,440 | $138,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 14,416 | $138,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,076 | $138,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 16,348 | $137,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 26,593 | $137,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 23,300 | $136,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 29,833 | $136,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 21,739 | $135,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,944 | $133,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,976 | $131,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 17,397 | $131,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 21,834 | $130,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,343 | $130,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,700 | $129,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 13,500 | $129,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,606 | $127,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 55,795 | $127,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 17,293 | $127,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,335 | $125,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 50,380 | $125,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 46,500 | $124,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,866 | $123,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 17,148 | $123,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 39,748 | $123,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 27,700 | $120,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 18,500 | $119,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 28,205 | $119,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 36,496 | $118,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 37,800 | $118,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,570 | $117,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 23,220 | $116,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 13,400 | $116,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 59,700 | $115,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 16,998 | $115,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 55,606 | $115,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 37,472 | $115,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 20,900 | $113,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 63,100 | $113,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,302 | $109,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 23,974 | $109,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 69,469 | $108,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 32,623 | $107,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 20,376 | $107,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 46,500 | $106,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 14,022 | $105,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 27,584 | $105,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 10,002 | $105,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 12,100 | $104,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 28,126 | $104,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 43,337 | $104,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 18,692 | $103,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 34,800 | $103,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 25,100 | $103,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 41,646 | $102,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 20,080 | $101,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 15,944 | $100,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 43,209 | $100,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 13,067 | $99,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 26,400 | $99,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 38,728 | $97,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 14,894 | $97,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,498 | $96,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 11,451 | $95,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,400 | $94,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 26,740 | $94,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 16,816 | $93,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 46,657 | $93,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 41,139 | $92,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 29,484 | $91,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 31,694 | $91,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 13,241 | $91,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,400 | $90,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 26,514 | $90,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 27,500 | $89,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,313 | $88,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 18,300 | $88,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 15,960 | $87,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 21,600 | $86,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 68,600 | $86,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 17,100 | $85,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,100 | $84,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 10,803 | $84,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 44,506 | $83,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 17,676 | $83,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 13,833 | $83,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 19,044 | $82,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,921 | $81,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 14,883 | $81,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 11,822 | $79,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 11,478 | $79,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 19,000 | $78,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 16,315 | $78,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 14,160 | $78,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 63,567 | $78,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,843 | $77,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 21,400 | $77,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 14,121 | $77,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 25,743 | $77,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,890 | $76,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 19,100 | $75,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 25,637 | $75,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 12,398 | $75,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,693 | $74,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 24,700 | $73,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 43,322 | $73,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 11,223 | $73,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 70,544 | $72,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 49,468 | $71,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 12,145 | $71,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 43,156 | $70,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 53,443 | $69,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 24,416 | $69,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,458 | $68,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 22,869 | $68,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,700 | $67,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 11,521 | $67,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 10,945 | $66,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 10,142 | $66,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 18,165 | $66,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 19,493 | $65,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 13,851 | $64,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 40,200 | $64,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 10,507 | $63,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 11,468 | $63,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 19,018 | $62,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 18,581 | $60,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 26,612 | $60,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 30,600 | $58,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 21,370 | $57,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,200 | $56,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 31,545 | $56,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 10,026 | $56,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 19,800 | $56,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 30,269 | $55,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 17,424 | $54,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 45,704 | $52,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 10,519 | $51,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 14,913 | $50,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 20,447 | $50,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 16,431 | $50,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,230 | $48,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 22,277 | $48,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 19,398 | $48,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 20,400 | $47,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 12,524 | $47,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 11,200 | $46,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 14,346 | $46,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 17,719 | $46,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 10,000 | $45,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 27,800 | $44,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 20,941 | $44,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 19,718 | $43,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 15,274 | $42,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 10,725 | $42,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 25,653 | $42,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 10,938 | $41,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 32,110 | $40,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 13,005 | $40,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 14,033 | $40,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,241 | $40,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 16,876 | $40,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 11,787 | $39,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 12,100 | $39,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 10,652 | $39,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 15,250 | $38,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 17,205 | $36,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,800 | $35,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,196 | $35,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 22,200 | $34,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 15,816 | $34,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,006 | $33,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 23,768 | $33,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 24,200 | $33,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 11,975 | $32,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 23,600 | $30,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 25,312 | $30,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 22,802 | $28,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 15,204 | $28,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 14,644 | $26,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 16,646 | $26,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 15,298 | $26,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 14,600 | $26,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 11,371 | $25,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 23,200 | $25,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 17,679 | $25,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 18,500 | $24,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 10,800 | $24,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 12,400 | $24,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 11,520 | $24,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 13,565 | $23,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 16,778 | $23,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 23,205 | $23,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 10,439 | $22,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 12,150 | $22,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 15,445 | $22,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 10,529 | $21,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 13,269 | $20,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 16,900 | $20,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 15,191 | $19,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 17,400 | $19,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 11,375 | $16,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 14,500 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001529426-14-000003 | this filing | 2014-08-18 | acceptance time not in the bulk data set |