13F-HR filed by Rotella Capital Management, Inc.
Rotella Capital Management, Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-21, with 243 holding rows worth $81,843,000.
- Accession
- 0001529426-14-000002
- Filer
- CIK 1529426
- Filed
- 2014-05-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 243 entries on the cover page, a total value of $81,843,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $81,838,000 with VALUE read as thousands by filing date, 13F file number 028-14669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 53,200 | $4,261,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 38,800 | $4,233,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 53,200 | $4,002,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 40,200 | $3,794,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 91,600 | $3,784,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 41,500 | $3,639,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 27,100 | $3,019,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 37,400 | $2,991,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 25,600 | $2,700,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,418 | $2,492,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 28,000 | $2,379,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,600 | $2,170,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 17,650 | $1,925,000 | thousands by filing date | |
| IJH | 464287507 | COM | 13,000 | $1,787,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,405 | $1,605,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 17,600 | $1,429,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12,200 | $1,285,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,800 | $1,280,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,600 | $1,240,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,800 | $1,236,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,050 | $1,158,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 9,450 | $1,020,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,157 | $678,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,316 | $667,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,824 | $666,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,600 | $624,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,300 | $619,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,700 | $585,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 401 | $478,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,500 | $440,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,224 | $413,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 13,324 | $402,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,700 | $396,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,500 | $392,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 8,600 | $392,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,600 | $382,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,500 | $380,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,900 | $370,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 13,000 | $364,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,230 | $360,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 41,900 | $319,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 6,400 | $313,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,226 | $312,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,900 | $312,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 700 | $307,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,800 | $304,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,800 | $302,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,013 | $299,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,300 | $297,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 6,500 | $296,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 16,800 | $281,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 32,500 | $272,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 504 | $271,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,500 | $269,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 29,911 | $268,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,239 | $262,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,630 | $260,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 52,459 | $259,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 2,100 | $255,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,097 | $251,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 3,800 | $245,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,500 | $236,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,200 | $233,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,835 | $227,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 113,633 | $221,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,934 | $217,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 5,863 | $216,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 13,865 | $214,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,450 | $204,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 25,478 | $198,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 16,200 | $184,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 15,271 | $184,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 23,500 | $174,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 58,700 | $169,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 10,256 | $167,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 57,198 | $162,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10,786 | $160,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 35,502 | $159,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,758 | $155,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 26,928 | $155,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 16,600 | $153,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,155 | $151,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 33,805 | $149,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 63,198 | $145,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 21,000 | $144,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 38,600 | $139,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,300 | $135,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 16,281 | $135,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,392 | $132,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 43,776 | $132,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 28,371 | $130,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 21,000 | $128,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,901 | $124,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 39,197 | $122,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 19,400 | $120,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 17,227 | $120,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 40,318 | $118,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 21,917 | $112,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 18,410 | $105,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 45,274 | $104,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 41,612 | $102,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 10,700 | $101,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,654 | $98,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 32,800 | $98,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,560 | $97,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 16,389 | $96,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,700 | $93,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 60,800 | $92,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 47,464 | $91,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 19,190 | $91,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 45,062 | $89,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,500 | $89,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 12,244 | $88,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 32,315 | $88,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 13,137 | $87,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 27,135 | $87,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,700 | $85,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 17,200 | $84,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 49,400 | $84,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 11,654 | $83,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 26,032 | $83,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 11,200 | $83,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 10,559 | $83,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 61,700 | $80,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 11,600 | $80,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 11,400 | $80,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 13,386 | $78,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 12,216 | $78,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,600 | $77,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 10,184 | $77,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,100 | $76,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 21,400 | $76,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,525 | $75,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 10,495 | $75,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,500 | $73,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 21,902 | $73,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 14,585 | $72,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 19,639 | $72,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 28,980 | $71,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 18,459 | $71,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 15,371 | $70,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 14,493 | $70,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 14,600 | $69,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 32,594 | $68,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 23,902 | $67,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 14,073 | $67,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 19,700 | $66,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 28,571 | $66,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 13,801 | $66,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,516 | $65,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,300 | $64,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 21,418 | $64,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 19,300 | $63,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 22,654 | $63,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 17,700 | $62,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 12,651 | $61,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 36,942 | $59,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 13,337 | $59,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 15,743 | $59,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 29,759 | $57,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 14,501 | $57,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 15,120 | $57,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 45,813 | $56,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 11,300 | $55,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 11,598 | $55,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 20,735 | $55,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 17,100 | $54,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 14,900 | $52,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 28,462 | $52,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 29,000 | $52,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 40,500 | $51,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 23,000 | $50,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 12,117 | $50,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 11,700 | $50,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 23,400 | $50,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 23,500 | $49,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 13,039 | $48,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 15,248 | $47,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 59,904 | $46,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 15,300 | $46,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 42,755 | $46,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 10,800 | $46,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 15,002 | $45,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 18,281 | $44,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 14,117 | $43,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 15,987 | $42,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 17,206 | $42,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 20,615 | $41,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 16,600 | $41,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 34,152 | $41,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 10,882 | $41,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 13,005 | $40,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 20,081 | $40,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 25,179 | $40,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 16,439 | $37,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 11,019 | $37,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 26,413 | $36,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 21,991 | $36,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 12,500 | $36,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 35,925 | $36,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 14,998 | $36,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 17,900 | $35,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 25,578 | $35,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 11,805 | $35,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 11,072 | $34,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 13,055 | $34,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 11,199 | $33,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 18,692 | $33,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 16,496 | $32,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 21,921 | $31,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 23,300 | $31,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 10,100 | $31,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 19,441 | $31,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 30,305 | $30,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,022 | $29,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 10,136 | $29,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,300 | $28,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 16,700 | $28,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 14,900 | $28,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 18,656 | $28,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 14,300 | $28,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 29,500 | $27,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 27,880 | $27,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 10,300 | $26,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 20,209 | $26,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 15,285 | $24,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 11,647 | $24,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 12,835 | $24,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 13,712 | $23,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 15,976 | $23,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 12,680 | $23,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 28,700 | $22,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 11,400 | $22,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 15,668 | $22,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 13,298 | $22,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 17,900 | $21,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,800 | $19,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 17,300 | $19,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 18,610 | $18,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 13,107 | $17,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 14,000 | $17,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 14,146 | $15,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 10,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001529426-14-000002 | this filing | 2014-05-21 | acceptance time not in the bulk data set |