13F-HR filed by Rotella Capital Management, Inc.
Rotella Capital Management, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-03-06, with 97 holding rows worth $50,552,000.
- Accession
- 0001529426-14-000001
- Filer
- CIK 1529426
- Filed
- 2014-03-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 97 entries on the cover page, a total value of $50,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,552,000 with VALUE read as thousands by filing date, 13F file number 028-14669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 27,800 | $3,175,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 31,400 | $2,762,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 22,600 | $2,606,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 23,700 | $2,499,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,100 | $2,146,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26,700 | $2,134,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 45,700 | $1,854,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 19,600 | $1,654,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,814 | $1,628,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,305 | $1,540,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,100 | $1,431,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,500 | $1,405,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8,100 | $1,340,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,200 | $1,294,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 11,700 | $1,280,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 59,500 | $1,143,000 | thousands by filing date | |
| 38259p508 | COM | 806 | $903,000 | thousands by filing date | ||
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,000 | $871,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 14,400 | $810,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 33,300 | $809,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 29,800 | $805,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,800 | $779,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 33,900 | $778,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 33,900 | $764,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,700 | $695,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,600 | $686,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,900 | $570,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,000 | $522,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 12,200 | $518,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 17,000 | $502,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,400 | $456,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,500 | $450,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,600 | $444,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,100 | $443,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 15,100 | $443,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,100 | $438,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,522 | $410,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,724 | $388,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 11,131 | $375,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,900 | $375,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 15,700 | $362,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,650 | $347,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,300 | $337,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,800 | $334,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 18,092 | $320,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,600 | $319,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,400 | $299,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,500 | $251,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 504 | $241,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 202 | $235,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 415 | $233,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 2,800 | $221,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,808 | $215,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,200 | $213,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,406 | $205,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,678 | $202,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 37,571 | $200,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 20,481 | $147,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 17,300 | $115,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 22,062 | $98,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 34,784 | $74,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,900 | $74,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 20,700 | $69,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 17,900 | $67,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 15,159 | $66,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 19,653 | $62,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,801 | $61,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 11,272 | $57,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 24,400 | $53,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 13,908 | $53,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 30,233 | $51,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 21,218 | $50,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 21,200 | $49,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 17,935 | $48,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 19,919 | $46,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 25,277 | $46,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,342 | $44,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 12,800 | $43,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 13,005 | $40,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 10,800 | $40,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 36,500 | $39,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,000 | $38,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,579 | $36,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,600 | $33,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 14,479 | $32,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 15,576 | $31,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,214 | $27,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 13,059 | $27,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 10,000 | $22,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 13,401 | $22,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,600 | $21,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 14,600 | $21,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 13,000 | $20,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 10,200 | $20,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 10,262 | $19,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,593 | $16,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 13,701 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001529426-14-000001 | this filing | 2014-03-06 | acceptance time not in the bulk data set |