13F-HR filed by Rotella Capital Management, Inc.
Rotella Capital Management, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-18, with 132 holding rows worth $53,737,000.
- Accession
- 0001529426-13-000004
- Filer
- CIK 1529426
- Filed
- 2013-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 132 entries on the cover page, a total value of $53,737,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $53,737,000 with VALUE read as thousands by filing date, 13F file number 028-14669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 26,500 | $2,790,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,200 | $2,723,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 23,900 | $2,548,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 15,400 | $2,325,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 30,500 | $2,123,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,805 | $1,993,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 20,100 | $1,585,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 34,700 | $1,457,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 38,100 | $1,413,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 15,300 | $1,292,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,000 | $1,182,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,600 | $1,157,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,900 | $1,105,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 23,000 | $1,083,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 21,900 | $1,016,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,600 | $991,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 13,200 | $910,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 22,200 | $886,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 21,700 | $885,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 21,900 | $878,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 20,100 | $801,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 8,700 | $797,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,000 | $659,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 34,700 | $653,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,360 | $612,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,200 | $585,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 9,100 | $580,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,500 | $539,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,800 | $538,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,000 | $523,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,028 | $520,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,100 | $516,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 5,300 | $506,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,526 | $493,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,474 | $475,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,000 | $456,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,600 | $453,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 15,000 | $453,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 4,100 | $451,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 16,500 | $451,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,600 | $450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,700 | $449,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 18,700 | $431,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 18,800 | $429,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,825 | $409,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,700 | $399,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 25,800 | $359,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,600 | $357,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,400 | $351,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,600 | $349,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,900 | $301,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,892 | $295,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,417 | $294,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 15,300 | $291,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,942 | $277,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,271 | $266,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,218 | $265,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 14,000 | $263,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,328 | $251,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,487 | $251,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 800 | $250,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 6,700 | $249,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 4,236 | $248,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,800 | $245,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,548 | $241,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 6,000 | $238,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,019 | $230,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 605 | $228,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 505 | $216,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,900 | $213,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,818 | $209,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,900 | $209,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 303 | $204,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 202 | $204,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 36,600 | $174,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 16,187 | $162,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,800 | $152,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 11,753 | $119,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 19,871 | $93,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 22,208 | $65,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 22,277 | $62,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 10,270 | $58,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 10,537 | $54,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,592 | $52,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 19,077 | $49,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 16,990 | $46,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 17,701 | $45,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 21,317 | $45,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 12,108 | $44,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 20,984 | $43,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 10,383 | $43,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,901 | $42,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,800 | $41,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 12,600 | $40,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 18,662 | $39,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 10,241 | $38,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 13,500 | $38,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 16,839 | $38,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 11,614 | $35,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 18,703 | $34,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,000 | $33,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 11,007 | $33,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 18,223 | $32,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 16,342 | $32,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 16,306 | $32,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 14,674 | $31,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 10,894 | $30,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 17,400 | $29,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 12,199 | $28,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 13,233 | $28,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 10,214 | $27,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 13,033 | $26,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 15,800 | $25,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 15,871 | $24,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 11,100 | $23,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 11,700 | $23,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 16,042 | $23,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 11,600 | $23,000 | thousands by filing date | |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 10,000 | $23,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 12,475 | $22,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 12,900 | $22,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 12,300 | $22,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 12,333 | $21,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 11,900 | $20,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 11,200 | $19,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 11,900 | $19,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 10,900 | $18,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,900 | $18,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 12,440 | $16,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 16,799 | $15,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 10,593 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 11,200 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001529426-13-000004 | this filing | 2013-11-18 | acceptance time not in the bulk data set |