13F-HR filed by Rotella Capital Management, Inc.
Rotella Capital Management, Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 143 holding rows worth $31,455,000.
- Accession
- 0001529426-13-000003
- Filer
- CIK 1529426
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 143 entries on the cover page, a total value of $31,455,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,459,000 with VALUE read as thousands by filing date, 13F file number 028-14669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 45,600 | $3,250,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,414 | $1,831,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 24,900 | $1,648,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 39,500 | $1,521,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,705 | $1,199,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,200 | $1,183,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,900 | $1,174,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,600 | $1,048,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 44,300 | $1,022,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 13,200 | $875,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 29,000 | $861,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,900 | $830,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,000 | $658,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 16,000 | $654,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 30,600 | $634,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,000 | $575,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,400 | $563,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,400 | $547,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,000 | $520,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 11,100 | $418,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,000 | $392,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,800 | $331,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 400 | $331,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,800 | $324,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 7,400 | $316,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,700 | $312,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 27,700 | $293,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 8,360 | $292,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 6,500 | $278,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,975 | $255,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,942 | $251,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 9,482 | $235,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 10,500 | $230,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,874 | $221,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 19,300 | $217,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,261 | $215,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 8,900 | $214,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 14,200 | $210,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 12,200 | $208,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 37,035 | $177,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 15,400 | $123,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 44,708 | $114,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 26,429 | $104,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 12,988 | $104,000 | thousands by filing date | |
| OVERHILL FARMS INC | 690212105 | COM | 20,683 | $102,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 31,500 | $98,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 26,187 | $98,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 24,500 | $96,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 16,800 | $94,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 23,287 | $91,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,157 | $91,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 10,342 | $83,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 20,000 | $79,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 11,580 | $78,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 10,200 | $75,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 13,000 | $73,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 43,717 | $72,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 13,700 | $71,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,500 | $70,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 20,363 | $69,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 35,145 | $68,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 10,300 | $68,000 | thousands by filing date | principal |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 31,301 | $66,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,106 | $63,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 20,500 | $61,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 10,400 | $61,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 12,900 | $61,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 12,255 | $61,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 26,462 | $61,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 18,671 | $60,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 20,800 | $60,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,719 | $60,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 37,095 | $59,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 17,000 | $58,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 31,595 | $57,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 18,527 | $57,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 11,700 | $56,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 11,500 | $55,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13,400 | $54,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 19,909 | $53,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 25,400 | $53,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 20,818 | $52,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 25,542 | $51,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 26,784 | $50,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 22,311 | $50,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 14,696 | $49,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 11,651 | $49,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 20,750 | $49,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 12,200 | $48,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 20,883 | $48,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 16,099 | $48,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 24,400 | $47,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,500 | $46,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 21,545 | $46,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 10,600 | $45,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 19,821 | $45,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 10,162 | $45,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 20,400 | $45,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 24,200 | $44,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 10,000 | $43,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 11,405 | $42,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 32,700 | $42,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 23,400 | $41,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 16,455 | $40,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 11,136 | $40,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,500 | $39,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 23,306 | $39,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,708 | $39,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 11,800 | $37,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 18,353 | $37,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 19,433 | $36,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 13,870 | $35,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 15,488 | $34,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 43,300 | $33,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,115 | $32,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 19,482 | $32,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 26,494 | $32,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 10,448 | $32,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 16,100 | $30,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 15,148 | $29,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 27,000 | $28,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 10,900 | $28,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 15,277 | $27,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 13,816 | $26,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 10,052 | $25,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 11,200 | $24,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 10,671 | $23,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 10,533 | $23,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 24,032 | $22,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 10,496 | $22,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,000 | $21,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 19,999 | $21,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 18,040 | $21,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 13,772 | $21,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 11,100 | $20,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,900 | $19,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 16,600 | $19,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 15,800 | $19,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 14,300 | $18,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 11,027 | $18,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 11,400 | $16,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 10,088 | $15,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 10,847 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001529426-13-000003 | this filing | 2013-08-14 | acceptance time not in the bulk data set |