13F-HR filed by Horizon Kinetics LLC
Horizon Kinetics LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 521 holding rows worth $3,976,140,000.
- Accession
- 0001527271-16-000008
- Filer
- CIK 1519418
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 786 entries on the cover page, a total value of $3,976,140,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,976,134,000 with VALUE read as thousands by filing date, 13F file number 028-14519. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerKINETICS ASSET MANAGEMENT LLC028-05163
- included managerKinetics Advisers, LLC028-14521
- included managerVirtus Investment Advisers, Inc.028-00085
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAPITAL CORP | 04010L103 | COM | 10,162 | $144,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 5,600 | $140,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 17,700 | $139,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 25,000 | $135,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 26,335 | $115,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 21,000 | $107,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 20,427 | $105,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 16,762 | $92,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 62,562 | $87,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,000 | $84,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 72,000 | $79,000 | thousands by filing date | principal |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 10,204 | $79,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 45,000 | $77,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 14,400 | $68,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 17,960 | $63,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,249 | $62,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 48,000 | $44,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 14,700 | $34,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 31,958 | $16,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 18,000 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,940 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001527271-16-000008 | this filing | 2016-08-15 | acceptance time not in the bulk data set |