13F-HR filed by Kessler Investment Group, LLC
Kessler Investment Group, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-09, with 170 holding rows worth $36,592,000.
- Accession
- 0001525947-13-000004
- Filer
- CIK 1525947
- Filed
- 2013-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 170 entries on the cover page, a total value of $36,592,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,592,000 with VALUE read as thousands by filing date, 13F file number 028-14656. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 4,528 | $2,159,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58,404 | $1,944,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 30,786 | $1,803,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 208,941 | $1,707,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 33,425 | $1,682,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 71,071 | $1,426,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,507 | $1,258,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 17,222 | $1,186,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,287 | $1,149,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 53,807 | $1,103,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 23,801 | $1,073,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 17,468 | $1,063,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 15,619 | $1,034,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 18,935 | $966,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 79,899 | $897,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 21,066 | $870,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,721 | $840,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 31,476 | $840,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 12,647 | $789,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 56,671 | $782,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,484 | $659,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,540 | $650,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 25,364 | $640,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 12,491 | $571,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 22,732 | $569,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 38,568 | $555,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 150,000 | $531,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,104 | $517,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,766 | $490,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 6,862 | $428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 20,369 | $424,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 13,593 | $398,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,261 | $272,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,944 | $263,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,503 | $183,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,671 | $161,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,447 | $150,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 9,625 | $146,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,359 | $143,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,143 | $132,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 5,077 | $132,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 6,837 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 6,113 | $126,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 1,970 | $125,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,105 | $124,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 21,086 | $124,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 5,696 | $124,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 8,107 | $122,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,260 | $117,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 2,124 | $114,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 7,171 | $107,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,058 | $104,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 767 | $102,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 3,410 | $102,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 2,166 | $102,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,464 | $93,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 6,869 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,348 | $89,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,732 | $88,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,169 | $88,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 9,613 | $88,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,491 | $86,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,194 | $83,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,555 | $75,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 797 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,830 | $69,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,589 | $68,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 616 | $66,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 4,940 | $66,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 3,256 | $59,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 18,000 | $57,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,131 | $54,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 3,079 | $53,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 581 | $47,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,214 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 1,145 | $45,000 | thousands by filing date | |
| 38259p508 | COM | 51 | $45,000 | thousands by filing date | ||
| Caterpillar Inc. | 149123101 | COM | 420 | $35,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 5,050 | $32,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 419 | $28,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 325 | $27,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 292 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,162 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 558 | $26,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 830 | $26,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 600 | $25,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 430 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,125 | $25,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 218 | $21,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 829 | $20,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,350 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 692 | $20,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,079 | $19,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 405 | $18,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 500 | $17,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,050 | $16,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 700 | $15,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 182 | $15,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 635 | $15,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 291 | $14,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 125 | $13,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 400 | $13,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 507 | $12,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 550 | $12,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 143 | $12,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 100 | $11,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 450 | $10,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 350 | $10,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 150 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 148 | $10,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100 | $10,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 200 | $9,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $8,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 110 | $8,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 110 | $8,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 188 | $8,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 105 | $8,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 950 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 183 | $8,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,800 | $8,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 40 | $7,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 104 | $7,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 250 | $7,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 690 | $7,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $7,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 125 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 255 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 74 | $5,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 385 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 100 | $5,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 175 | $5,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 70 | $4,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 45 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 45 | $4,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 500 | $4,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 18 | $3,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 8 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 150 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 175 | $3,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 31 | $3,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 40 | $3,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 82 | $3,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 46 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 24 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 50 | $2,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 33 | $2,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 50 | $2,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 15 | $2,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 50 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 94 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 61 | $2,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 24 | $2,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 240 | $2,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 33 | $2,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 100 | $2,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 170 | $2,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 52 | $2,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 30 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 20 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 25 | $1,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 50 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 600 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 103 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIBER INC | 17163B102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001525947-13-000004 | this filing | 2013-10-09 | acceptance time not in the bulk data set |