13F-HR filed by RWC Asset Management LLP
RWC Asset Management LLP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 100 holding rows worth $855,446,000.
- Accession
- 0001520478-13-000028
- Filer
- CIK 1520478
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 120 entries on the cover page, a total value of $855,446,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $855,442,000 with VALUE read as thousands by filing date, 13F file number 028-14481. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 33,500,000 | $35,906,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 28,500,000 | $35,162,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 1,216,035 | $34,931,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 677,140 | $32,238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 29,000,000 | $29,556,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 555,016 | $27,933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 26,000,000 | $27,841,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 21,000,000 | $27,114,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 24,500,000 | $26,651,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 287,109 | $24,890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 18,500,000 | $24,490,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 707,346 | $23,540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 19,500,000 | $23,036,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 297,035 | $21,969,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 16,000,000 | $20,005,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 18,000,000 | $19,890,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 16,000,000 | $16,757,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 14,500,000 | $16,476,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STEEL DYNAMICS INC | 858119AP5 | CORPORATE OBLIG | 14,000,000 | $15,376,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 14,000,000 | $14,854,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 12,000,000 | $14,322,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 11,000,000 | $14,054,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 13,180,000 | $13,729,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 10,500,000 | $13,362,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 10,400,000 | $12,727,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MEDIVATION INC | 58501NAA9 | NOTE | 9,000,000 | $12,635,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 180,000 | $11,662,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD CO | 428236103 | COM | 549,142 | $11,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 9,750,000 | $10,292,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 200,000 | $10,030,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 6,000,000 | $9,522,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 7,500,000 | $9,266,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 125,101 | $9,242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intrcontinentalexchange | 45865V100 | COM | 50,384 | $9,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 8,000,000 | $9,070,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 7,000,000 | $8,996,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 3,750,000 | $8,459,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 210,791 | $8,349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 8,000,000 | $8,315,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 7,000,000 | $7,961,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 5,850,000 | $7,552,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 6,000,000 | $7,414,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 7,085,000 | $7,250,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 2,000,000 | $7,195,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 5,000,000 | $6,882,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,000,000 | $6,511,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OPENLANE INC | 48238T109 | COM | 228,532 | $6,447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK INDS INC | 608190104 | COM | 47,990 | $6,251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 3,000,000 | $5,921,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 6,259 | $5,482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 85,156 | $5,470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 324,551 | $5,248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 4,500,000 | $4,983,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BLOCK H & R INC COM | 093671105 | Stock | 181,428 | $4,837,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDINGTREE INC NEW | 894675107 | COM | 151,654 | $3,982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTERS INC | 146229109 | COM | 51,964 | $3,944,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 22,578 | $3,822,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOYDGAMINGCORP | 103304101 | STOK | 261,385 | $3,699,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 49,102 | $3,233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER CABLE INC | 88732J207 | COM | 25,986 | $2,900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 3,316 | $2,231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 39,305 | $1,974,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPON INC | 399473107 | COMMON STOCK | 173,314 | $1,943,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 37,033 | $1,923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,887 | $1,908,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 9,884 | $1,889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 27,766 | $1,869,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 45,697 | $1,841,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 12,900 | $1,738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 51,004 | $1,623,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 36,979 | $1,522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 25,635 | $1,494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 12,966 | $1,428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 18,400 | $1,390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 24,641 | $1,375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 2,717 | $1,295,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 4,100 | $1,282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 34,365 | $1,279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINKEDIN CORP | 53578A108 | COM | 4,800 | $1,181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERIFONE SYS INC | 92342Y109 | COM | 48,133 | $1,100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOMEAWAY INC | 43739Q100 | COM | 30,100 | $842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 12,650 | $592,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADATA CORP DEL | 88076W103 | COM | 10,062 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIPADVISOR INC | 896945201 | COM | 4,843 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNN RESORTS LTD | 983134107 | COM | 700 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT-PACKARD CO | 428236903 | COM | 5,000 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 420 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 102 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 155 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 858 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boston Scientific Corporation | 101137107 | COM | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIRECTV | 25490A309 | COM | 70 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 81 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL INC | 24702R101 | COM | 183 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 102 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVON PRODS INC | 054303102 | COM | 111 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 38 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 113 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001520478-13-000028 | this filing | 2013-11-14 | acceptance time not in the bulk data set |