13F-HR/A filed by Mizuho Securities Co. Ltd.
Mizuho Securities Co. Ltd. filed this 13F-HR/A for the quarter ended 2022-09-30, filed 2022-11-02, with 207 holding rows worth $295,200,000.
- Accession
- 0001520309-22-000005
- Filer
- CIK 1520309
- Filed
- 2022-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, amendment of type restatement, 207 entries on the cover page, a total value of $295,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $295,200,000 with VALUE read as thousands by filing date, 13F file number 028-19142. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,504,450 | $134,188,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 153,979 | $54,998,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 163,436 | $43,680,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 152,111 | $10,429,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 58,918 | $9,113,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 48,194 | $6,660,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,669 | $4,348,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 76,600 | $4,293,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 25,898 | $2,927,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,929 | $2,899,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20,871 | $1,996,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,337 | $1,481,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,461 | $1,136,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,197 | $1,038,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,840 | $1,025,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,082 | $951,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,555 | $799,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,573 | $756,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,140 | $745,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,871 | $727,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,140 | $589,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 104,225 | $581,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 220,000 | $579,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,358 | $555,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,629 | $485,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,890 | $393,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,079 | $366,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,499 | $366,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 6,164 | $339,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,183 | $336,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 12,410 | $329,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 9,117 | $324,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,445 | $290,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 678 | $262,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,555 | $254,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,097 | $246,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,928 | $243,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,485 | $243,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,220 | $212,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,626 | $205,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,160 | $163,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 961 | $158,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,413 | $153,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,028 | $152,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 317 | $141,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,940 | $139,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,384 | $136,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 700 | $134,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,278 | $127,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,499 | $118,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,966 | $110,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,176 | $103,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,280 | $101,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,570 | $93,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,590 | $91,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,261 | $89,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,150 | $86,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 50 | $82,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 3,500 | $80,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 170 | $80,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,176 | $73,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,800 | $66,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 367 | $60,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 453 | $59,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 183 | $54,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,600 | $52,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 510 | $49,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 255 | $48,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,463 | $47,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 372 | $45,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 140 | $45,000 | thousands by filing date | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 1,484 | $44,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 600 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 490 | $37,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 90 | $34,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,210 | $34,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 380 | $33,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $33,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 380 | $30,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 800 | $30,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 95 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 416 | $20,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 35 | $18,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 199 | $17,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 349 | $11,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 41 | $11,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 72 | $10,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 227 | $10,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 81 | $9,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 54 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 150 | $9,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 39 | $9,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 117 | $9,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 82 | $8,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 16 | $8,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 50 | $8,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 81 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 101 | $7,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 28 | $7,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 29 | $7,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 26 | $6,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 154 | $6,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 159 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 147 | $6,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 32 | $6,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 15 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 106 | $6,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 77 | $6,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 37 | $6,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 166 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 21 | $6,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 30 | $6,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 39 | $6,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 55 | $6,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 125 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 124 | $5,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 40 | $5,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 174 | $5,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 89 | $5,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 64 | $5,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 47 | $5,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 35 | $5,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 69 | $5,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 26 | $5,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 157 | $5,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 17 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 81 | $5,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 33 | $5,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21 | $5,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 198 | $5,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 65 | $5,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 59 | $4,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 157 | $4,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 45 | $4,000 | thousands by filing date | |
| VTI | 922908769 | COM | 23 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 21 | $4,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 300 | $4,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 79 | $4,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 91 | $4,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 175 | $4,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 117 | $4,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 135 | $4,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 133 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 47 | $4,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 114 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 89 | $4,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 42 | $4,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 29 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 80 | $3,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 280 | $3,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 51 | $3,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16 | $3,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 35 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4 | $3,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 21 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 257 | $3,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 50 | $3,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 31 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 430 | $3,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 46 | $3,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 223 | $3,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 75 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 126 | $3,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 223 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 900 | $3,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 146 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 25 | $3,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 17 | $2,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 224 | $2,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 27 | $2,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 20 | $2,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 15 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 28 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 34 | $2,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 42 | $2,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 57 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 196 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 15 | $2,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 20 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 9 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 61 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 87 | $2,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 49 | $1,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 32 | $1,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 59 | $1,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 67 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 37 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 42 | $1,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 48 | $1,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 16 | $1,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 27 | $1,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 93 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 99 | $1,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 42 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 38 | $1,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 81 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 65 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 8 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 84 | $1,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIN STR CAP CORP | 56035L104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002401 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001520309-22-000004 | superseded | 2022-10-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001520309-22-000005 | this filing | 2022-11-02 | acceptance time not in the bulk data set |