13F-HR filed by Cerity Partners OCIO LLC
Cerity Partners OCIO LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 215 holding rows worth $1,100,792,000.
- Accession
- 0001519611-16-000017
- Filer
- CIK 1519611
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 216 entries on the cover page, a total value of $1,100,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,100,792,000 with VALUE read as thousands by filing date, 13F file number 028-14480. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 266,184 | $57,911,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 965,837 | $50,533,000 | thousands by filing date | |
| VTI | 922908769 | COM | 424,252 | $47,232,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 413,518 | $46,488,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,217,824 | $45,827,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,056,413 | $39,520,000 | thousands by filing date | |
| IJH | 464287507 | COM | 218,149 | $33,750,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 260,217 | $32,928,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 291,212 | $32,581,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 267,951 | $28,240,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 201,495 | $27,708,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 510,616 | $27,604,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 302,674 | $26,254,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 679,997 | $24,970,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 321,130 | $24,846,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 292,550 | $24,454,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 361,490 | $24,397,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 482,413 | $24,034,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 403,162 | $24,008,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 191,436 | $23,893,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 402,232 | $22,541,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 735,533 | $22,529,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 770,098 | $22,279,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 198,187 | $22,068,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 197,768 | $19,683,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 686,409 | $18,107,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 136,312 | $17,963,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 555,597 | $16,457,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 160,527 | $16,229,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 135,104 | $14,951,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 138,717 | $14,837,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 295,687 | $13,729,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 266,333 | $13,191,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 147,767 | $12,433,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 134,523 | $8,256,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 70,052 | $6,287,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 73,711 | $6,268,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 132,686 | $6,028,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 113,837 | $5,192,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 42,253 | $3,837,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 65,378 | $3,475,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,443 | $3,089,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 22,215 | $2,847,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,689 | $2,679,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,111 | $2,274,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,695 | $2,188,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 41,955 | $2,175,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 67,038 | $2,162,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 55,957 | $2,073,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 27,234 | $2,051,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 28,021 | $2,028,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 58,150 | $2,010,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 24,759 | $1,997,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 71,854 | $1,982,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 58,517 | $1,948,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 29,889 | $1,919,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,660 | $1,913,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 20,422 | $1,913,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 101,437 | $1,842,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 73,637 | $1,811,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 43,184 | $1,808,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 29,509 | $1,793,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 60,000 | $1,771,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 25,285 | $1,732,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 31,918 | $1,692,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 36,038 | $1,524,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 126,263 | $1,524,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 30,281 | $1,437,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,156 | $1,345,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,193 | $1,333,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 85,718 | $1,331,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 16,831 | $1,322,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 16,326 | $1,315,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 90,195 | $1,305,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 19,849 | $1,304,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 54,788 | $1,296,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9,261 | $1,268,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 23,152 | $1,262,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 32,183 | $1,241,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,865 | $1,220,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 12,375 | $1,203,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,336 | $1,165,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 35,196 | $1,164,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 28,130 | $1,157,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 18,254 | $1,154,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14,132 | $1,154,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 29,749 | $1,147,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,826 | $1,141,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,972 | $1,075,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 13,909 | $1,060,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 8,713 | $1,056,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 8,932 | $1,053,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 23,327 | $1,021,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 19,019 | $1,018,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 19,790 | $1,016,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 41,269 | $998,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,547 | $997,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,145 | $996,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,985 | $991,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,602 | $991,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 55,591 | $982,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,363 | $978,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 42,090 | $936,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 22,672 | $931,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,512 | $928,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 34,370 | $926,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 22,461 | $912,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 28,635 | $905,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 15,176 | $897,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,658 | $891,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 27,522 | $888,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,895 | $888,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 14,485 | $864,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 22,145 | $844,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 31,523 | $834,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,609 | $828,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 33,889 | $821,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,384 | $820,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 10,212 | $812,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 44,525 | $809,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 16,135 | $809,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 19,047 | $803,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,229 | $799,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 11,033 | $797,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 33,445 | $796,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 32,274 | $789,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 26,588 | $786,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 20,488 | $785,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 6,216 | $778,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,337 | $776,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,344 | $769,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,450 | $762,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 7,742 | $756,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 33,805 | $739,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 13,448 | $736,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 29,340 | $714,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 12,193 | $701,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 8,855 | $700,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,485 | $695,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 7,328 | $669,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 14,159 | $668,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 16,482 | $658,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 43,336 | $655,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 19,763 | $649,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 10,945 | $648,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,603 | $639,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,083 | $579,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,364 | $542,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,919 | $537,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,803 | $528,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 8,476 | $513,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,913 | $513,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,171 | $502,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,365 | $463,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,743 | $463,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 554 | $431,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 8,596 | $428,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,066 | $408,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,157 | $395,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 9,828 | $388,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,773 | $385,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,184 | $378,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,831 | $364,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,389 | $360,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,074 | $355,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,601 | $343,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,526 | $335,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 12,874 | $335,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,865 | $326,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,460 | $324,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,226 | $319,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,379 | $308,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 9,837 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,357 | $302,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,293 | $300,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,018 | $297,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,909 | $296,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,370 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,647 | $288,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,274 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,139 | $278,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,258 | $275,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,424 | $272,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,962 | $258,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,154 | $253,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,683 | $249,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,694 | $245,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,323 | $241,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,815 | $240,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,208 | $234,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,459 | $233,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,747 | $231,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,762 | $221,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,203 | $221,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,221 | $216,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,977 | $215,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,314 | $212,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,244 | $210,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 250 | $209,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,680 | $205,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,523 | $205,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,336 | $204,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,029 | $204,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 5,497 | $202,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,186 | $200,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 12,674 | $148,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,442 | $107,000 | thousands by filing date | |
| WAL-MART DE MEXICO SAB DE CV | P98180188 | FOREIGN | 10,144 | $22,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 15,000 | $17,000 | thousands by filing date | |
| CARDNO LIMITED COM | Q2097C105 | Equity | 27,024 | $17,000 | thousands by filing date | |
| GRAPHITE ONE RESOURCES INC COM | 38870W106 | Equity | 25,000 | $2,000 | thousands by filing date | |
| Travelcenters America LLC | jke174103 | CSUS | 200,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAGLIKEME CORP XXX | 87378P105 | Common Stock | 17,083 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLAR WIND ENERGY TOWER INC | 83416V105 | COM | 1,250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLER MANUFACTURING CO INC | 48767A208 | Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001519611-16-000017 | this filing | 2016-11-08 | acceptance time not in the bulk data set |